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Narratives in Social Science Research


INTRODUCING QUALITATIVE METHODS provides a series of volumes which introduce qualitative<br />

research to the student and beginning researcher. The approach is interdisciplinary and<br />

international. A distinctive feature of these volumes is the helpful student exercises.<br />

One stream of the series provides texts on the key methodologies used in qualitative<br />

research. The other stream contains books on qualitative research for different disciplines<br />

or occupations. Both streams cover the basic literature in a clear and acce<strong>ss</strong>ible style, but<br />

also cover the ‘cutting edge’ i<strong>ss</strong>ues in the area.<br />

SERIES EDITOR<br />

David Silverman (Goldsmiths College)<br />

EDITORIAL BOARD<br />

Michael Bloor (University of Wales, Cardiff)<br />

Barbara Czarniawska (Göteborg University)<br />

Norman Denzin (University of Illinois, Champaign)<br />

Barry Gla<strong>ss</strong>ner (University of Southern California)<br />

Jaber Gubrium (University of Mi<strong>ss</strong>ouri)<br />

Anne Murcott (South Bank University)<br />

Jonathan Potter (Loughborough University)<br />

TITLES IN SERIES<br />

Doing Conversation Analysis<br />

Paul ten Have<br />

Using Foucault’s Methods<br />

Gavin Kendall and Gary Wickham<br />

The Quality of Qualitative Research<br />

Clive Seale<br />

Qualitative Evaluation<br />

Ian Shaw<br />

Researching Life Stories and Family<br />

Histories<br />

Robert L. Miller<br />

Categories in Text and Talk<br />

Georgia Lepper<br />

Focus Groups in Social Research<br />

Michael Bloor, Jane Frankland, Michelle<br />

Thomas, Kate Robson<br />

Qualitative Research Through Case Studies<br />

Max Travers<br />

Gender and Qualitative Methods<br />

Helmi Jarviluoma, Pirkko Moisala and<br />

Anni Vilkko<br />

Methods of Critical Discourse Analysis<br />

Ruth Wodak and Michael Meyer<br />

Qualitative Research in Social Work<br />

lan Shaw and Nick Gould<br />

Qualitative Research in Information Systems<br />

Michael D. Myers and David Avison<br />

Researching the Visual<br />

Michael Emmison and Philip Smith<br />

Qualitative Research in Education<br />

Peter Freebody<br />

Using Documents in Social Research<br />

Lindsay Prior<br />

Doing Research in Cultural Studies<br />

Paula Saukko<br />

Qualitative Research in Sociology:<br />

An Introduction<br />

Amir B. Marvasti<br />

Criminological Research<br />

Lesley Noaks and Emma Wincup


Narratives in Social Science Research<br />

Barbara Czarniawska<br />

SAGE Publications<br />

London • Thousand Oaks • New Delhi


© Barbara Czarniawska 2004<br />

First published 2004<br />

Apart from any fair dealing for the purposes of research or<br />

private study, or criticism or review, as permitted under<br />

the Copyright, Designs and Patents Act, 1988, this publication<br />

may be reproduced, stored or transmitted in any form, or by<br />

any means, only with the prior permi<strong>ss</strong>ion in writing of the<br />

publishers, or in the case of reprographic reproduction, in<br />

accordance with the terms of licences i<strong>ss</strong>ued by the Copyright<br />

Licensing Agency. Inquiries concerning reproduction outside<br />

those terms should be sent to the publishers.<br />

SAGE Publications Ltd<br />

1 Oliver’s Yard<br />

55 City Road<br />

London EC1Y 1SP<br />

SAGE Publications Inc.<br />

2455 Teller Road<br />

Thousand Oaks, California 91320<br />

SAGE Publications India Pvt Ltd<br />

B-42, Panchsheel Enclave<br />

Post Box 4109<br />

New Delhi 100 017<br />

British Library Cataloguing in Publication data<br />

A catalogue record for this book is available<br />

from the British Library<br />

ISBN 0 7619 4194 0<br />

ISBN 0 7619 4195 9 (pbk)<br />

Library of Congre<strong>ss</strong> Control Number 2003109257<br />

Typeset by C&M Digitals (P) Ltd., Chennai, India<br />

Printed in Great Britain by Athenaeum Pre<strong>ss</strong>, Gateshead


Contents<br />

Foreword (David Silverman) viii<br />

Acknowledgments x<br />

1 The ‘Narrative Turn’ in Social Studies 1<br />

A brief history 1<br />

Enacted <strong>narrative</strong> as a basic form of social life 3<br />

Narrative as a mode of knowing 6<br />

Narration as a mode of communication 10<br />

Is there room for <strong>narrative</strong> in a postmodern society? 12<br />

About this book 14<br />

Exercise 15<br />

Further reading 15<br />

2 How Stories Are Made 17<br />

Narratives into stories 17<br />

The ways of emplotment 20<br />

Watching while stories are made 23<br />

Exercises 31<br />

Further reading 31<br />

3 Collecting Stories 33<br />

Oral history 33<br />

Collecting stories 36<br />

Telling stories 38<br />

Stories in and about organizations 40<br />

Ways of story collecting 43<br />

Exercises 45<br />

Further reading 46<br />

4 Narratives in an Interview Situation 47<br />

What is an interview? 47<br />

An interview as an interaction and as a <strong>narrative</strong><br />

production site 49<br />

Difficulties connected to eliciting <strong>narrative</strong>s in<br />

an interview situation 51<br />

Avoiding accounts 54


vi<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Interview transcript as a <strong>narrative</strong> 55<br />

Exercise 59<br />

Further reading 59<br />

5 Reading Narratives 60<br />

Hernadi’s triad 60<br />

The difficulty of explication 61<br />

Varieties of explanation 63<br />

Exploration 71<br />

Reading Egon Bittner 72<br />

Exercise 74<br />

Further reading 75<br />

6 Structural Analyses 76<br />

The morphology of a fairytale 76<br />

Morphology of evolution theories 78<br />

Actant model 79<br />

Scripts and schemas 82<br />

Other kinds of structural analysis 83<br />

Exercise 86<br />

Further reading 86<br />

7 Close Readings: Poststructuralism, Interruption,<br />

Deconstruction 88<br />

Poststructuralism in action 88<br />

Interruption 91<br />

Deconstruction 96<br />

Changing worlds 98<br />

Exercise 101<br />

Further reading 101<br />

8 Reading Social Science 102<br />

Dramatist analysis of drinking driver research 102<br />

The anthropologist as author 105<br />

Storytelling in economics 108<br />

Leadership as seduction: deconstructing<br />

social science theory 112<br />

Narratives from one’s own backyard 115<br />

Exercise 115<br />

Further reading 116<br />

9 Writing Social Science 117<br />

Mimesis, or how to represent the world 117<br />

Plot, or how to theorize 122<br />

Exercise 129<br />

Further reading 130


CONTENTS vii<br />

10 Narrativizing Social Sciences 131<br />

The dangerous stories from the field 131<br />

The worrisome stories of the field 132<br />

The hopeful <strong>narrative</strong>s 134<br />

Further reading 137<br />

Glo<strong>ss</strong>ary 138<br />

References 142<br />

Author index 153<br />

Subject index 156


Foreword<br />

David Silverman<br />

Qualitative research began as a ‘naturalistic’ genre (see Gubrium and Holstein,<br />

1997). In this sense, the anthropologists and the sociologists of the 1930s working<br />

at the University of Chicago set out to document the ‘raw’ world as it was<br />

lived and experienced by its subjects. ‘Naturalism’ produced rich and compelling<br />

accounts of various aspects and forms of everyday life. However, in the<br />

second half of the century, many qualitative researchers became suspicious<br />

about the claims of this genre.<br />

For some, the naturalists failed to recognize sufficiently the gendered and<br />

socially and ethnically stratified character of the world – and of their own writing<br />

about it (Denzin and Lincoln, 2000). For others, an observer’s ability to see<br />

regularities in ‘everyday life’ depends upon a complex body of linguistically<br />

mediated interactions that demand analysis. Discourse analysis (DA) and conversation<br />

analysis (CA) grasp this point and, in doing so, they offer a cumulative<br />

body of empirical work that richly documents how interaction is put<br />

together in real time by its participants (see Silverman, 2001: Ch. 6).<br />

Narrative analysis (NA) shares this linguistic turn with DA and CA.<br />

Arguably, NA has had a broader appeal to qualitative researchers than either<br />

DA or CA perhaps because it appears to fit better into quite conventional<br />

research studies. For instance, while CA and (to an increasing extent) DA tend<br />

to favor ‘naturally occurring’ data, <strong>narrative</strong> researchers often work with openended<br />

interviews. In doing so, they have provided their mainstream colleagues<br />

with a helpful means of reading sense into their interviews – still the most preferred<br />

form of qualitative data.<br />

Barbara Czarniawska has been foremost among those scholars working on<br />

<strong>narrative</strong>s (see Czarniawska, 1997; 1998; 1999a; 2003b). Indeed, her work<br />

encompa<strong>ss</strong>es many of the themes that concern qualitative researchers at the<br />

beginning of the twenty-first century: the turn to language, the recognition of<br />

gender and power relations, and the postmodern concern with how we narrate<br />

our own research.<br />

Narratives in Social Science Research is enriched by Barbara’s long interest in<br />

the subject, documented by several publications and graduate courses on the<br />

topic that she has taught in many countries. It is intended as a textbook for<br />

social science researchers who are interested in using a <strong>narrative</strong> approach: finalyear<br />

undergraduates and graduate students but also researchers who decide to<br />

explore new perspectives. It can be used in anthropology, social psychology,


FOREWORD ix<br />

sociology, management, economics, political sciences, cultural geography, and<br />

cultural studies. It will work effectively both as a main text in a course in <strong>narrative</strong><br />

methods and as a supplementary text in general methodology courses.<br />

The book begins with a brief historical sketch of the relationship between<br />

the humanities and social sciences and the recent rapprochement between the<br />

two as expre<strong>ss</strong>ed in the interest in the <strong>narrative</strong>. It ends with listing po<strong>ss</strong>ible<br />

reasons for using a <strong>narrative</strong> approach. The structure of the main part of the<br />

book helpfully follows the chronology of a research project. It demonstrates<br />

how a <strong>narrative</strong> approach can be applied in fieldwork (observing how stories are<br />

made, collecting stories, evoking <strong>narrative</strong>s), how such collected or produced<br />

<strong>narrative</strong>s can be read (interpretation, structural analysis, close readings), and<br />

ends by exploring the analogy between social science writing and other texts.<br />

Most chapters have one or more exercises and a helpful further reading list. A<br />

particularly helpful point is that examples in all the chapters are taken from<br />

many different branches of social sciences and draw upon the author’s own<br />

research.<br />

As editor of this series, Introducing Qualitative Methods, it is a pleasure to welcome<br />

a scholar of Barbara Czarniawska’s distinction. I have no doubt that this<br />

book will be of great value to both students and researchers.<br />

David Silverman<br />

London


Acknowledgments<br />

I would like to thank the participants of the graduate course given at Göteborg<br />

University in the Fall of 2002 for the patience and attention they gave this<br />

book’s first draft: Kems o.Adu-Gyan, Maria Bolin, Dorit Christensen,Andreas<br />

Diedrich, Malin Gawell, Märta Hammarström, Patrik Johan<strong>ss</strong>on,Tina Karrbom,<br />

Elisabeth Ravenshorst, Nicklas Salomonson,Anna Maria Szczepanska, Kristian<br />

Wasen, and Cecilia Åkerblom.


1<br />

The ‘Narrative Turn’ in Social Studies<br />

A brief history 1<br />

Enacted <strong>narrative</strong> as a basic form of social life 3<br />

Narrative as a mode of knowing 6<br />

Narration as a mode of communication 10<br />

Is there room for <strong>narrative</strong> in a postmodern society? 12<br />

About this book 14<br />

Notes 16<br />

A brief history<br />

One of the most quoted utterances proclaiming the central role of <strong>narrative</strong>s<br />

in social life comes from Roland Barthes (1915–1980), the French semiologist<br />

and literary critic:<br />

The <strong>narrative</strong>s of the world are numberle<strong>ss</strong>. Narrative is first and foremost a prodigious<br />

variety of genres, themselves distributed amongst different substances – as though any<br />

material were fit to receive man’s stories. Able to be carried by articulated language,<br />

spoken or written, fixed or moving images, gestures, and the ordered mixture of all<br />

these substances; <strong>narrative</strong> is present in myth, legend, fable, tale, novella, epic, history,<br />

tragedy, drama, comedy, mime, painting … stained gla<strong>ss</strong> windows, cinema, comics, news<br />

item, conversation. Moreover, under this almost infinite diversity of forms, <strong>narrative</strong> is<br />

present in every age, in every place, in every society; it begins with the very history of<br />

mankind and there nowhere is nor has been a people without <strong>narrative</strong>. All cla<strong>ss</strong>es, all<br />

human groups, have their <strong>narrative</strong>s … Caring nothing for the division between good<br />

and bad literature, <strong>narrative</strong> is international, transhistorical, transcultural: it is simply<br />

there, like life itself. (Barthes, 1977: 79)<br />

Transnational, transhistorical, transcultural: indeed, even the interest in <strong>narrative</strong>s<br />

dates from much earlier than the 1970s. The beginnings of <strong>narrative</strong><br />

analysis can well be placed in the hermeneutic studies of the Bible,Talmud and<br />

Koran. Contemporary accounts usually begin with the work of a Ru<strong>ss</strong>ian formalist,Vladimir<br />

Propp, who published his Morphology of the Folktale in 1928,<br />

meticulously analyzing what he saw as the underlying structure of Ru<strong>ss</strong>ian


2<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

folktales. Ru<strong>ss</strong>ian formalists and then postformalists such as Mikhail Bakhtin<br />

continued to develop <strong>narrative</strong> analysis, but it first received wider recognition<br />

in 1958 when Propp’s book was translated into French and English. It has been<br />

the second English edition, that of 1968, which has met with great attention<br />

within and outside literary theory.<br />

The contemporary literary study of <strong>narrative</strong>, claims Donald E.<br />

Polkinghorne (1987), has its origins in four national traditions: Ru<strong>ss</strong>ian formalism,<br />

US new criticism, French structuralism, and German hermeneutics.<br />

Going even further back in time, much of linguistic and <strong>narrative</strong> analysis can<br />

be traced to the disciples of two comparative linguists: the Pole, Jan Niecislaw<br />

Baudouin de Courtenay (1845–1929), and the Swi<strong>ss</strong>, Ferdinand de Sau<strong>ss</strong>ure<br />

(1857–1913). 1 The Soviet revolution put an end to the cooperation between<br />

the East and the West, but émigrés such as Roman Jakobson (linguist),Tzvetan<br />

Todorov (literary theorist), and Algirdas Greimas (semiologist) continued to<br />

develop the East European tradition in France, while Mikhail Bakhtin and<br />

others persevered in their efforts behind the Iron Curtain.<br />

What all these movements had in common, and contrary to traditional<br />

hermeneutics, was their interest in texts as such, not in the authors’ intentions<br />

or the circumstances of the texts’ production. Such was the main tenet of the<br />

New Criticism, as represented by Northrop Frye and Robert Scholes, who<br />

looked not only for universal plots but also for the evolution of the <strong>narrative</strong><br />

in history. The French narratologists, such as Tzvetan Todorov and Roland<br />

Barthes,were more under the influence of the structuralism of the anthropologist<br />

Claude Lévi-Strau<strong>ss</strong>, who had earlier read Propp. Lévi-Strau<strong>ss</strong>, along with the US<br />

linguist Naom Chomsky, looked for the invariable structure of the universal<br />

human mind.Another criticism (but also extension) of traditional hermeneutics<br />

came from Germany. Hans-Georg Gadamer (1900–2002) is best known as a promoter<br />

of contemporary hermeneutics. Wolfgang Iser and Hans Robert Jau<strong>ss</strong><br />

went further, creating their own reception theory; Iser especially puts emphasis<br />

on the interaction between the reader and the text (Iser, 1978).Among all those<br />

there was, and is, the formidable presence of Paul Ricoeur, who took into consideration<br />

those aspects of various schools that related to his main interest: the<br />

relation between temporality and <strong>narrative</strong> (Ricoeur, 1984; 1986).<br />

This interest in <strong>narrative</strong> spread beyond literary theory to the humanities<br />

and social sciences. Historian Hayden White shocked by claiming that there<br />

can be no discipline of history, only of historiography, as historians emplot the<br />

events into histories instead of ‘finding’ them (White, 1973).William Labov and<br />

Joshua Waletzky espoused and improved on Propp’s formalist analysis, suggesting<br />

that sociolinguistics should concern itself with a syntagmatic analysis of<br />

simple <strong>narrative</strong>s, which would eventually provide a key to understanding the<br />

structure and function of complex <strong>narrative</strong>s (Labov and Waletzky, 1967:<br />

12–13). Richard Harvey Brown, in a peculiar act of parallel invention, spoke of<br />

‘a poetics for sociology’ (1977), seemingly unaware that Mikhail Bakhtin had<br />

postulated it before him (Bakhtin, 1928/1985).


THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 3<br />

By the end of the 1970s, the trickle became a stream.Walter R. Fisher (1984)<br />

pointed out the central role of <strong>narrative</strong> in politics and of <strong>narrative</strong> analysis in<br />

political sciences; Jerome Bruner (1986) and Donald E. Polkinghorne (1987)<br />

did the same for psychology; Laurel Richardson (1990) for sociology; while<br />

Deirdre McCloskey (1990) scrutinized the <strong>narrative</strong> of economic expertise. By<br />

the 1990s, <strong>narrative</strong> analysis had also become a common approach in science<br />

studies (see, e.g., Curtis, 1994; Silvers, 1995).<br />

Enacted <strong>narrative</strong> as a basic form of social life<br />

One of the reasons for an eager espousal of a <strong>narrative</strong> approach in both the<br />

humanities and social sciences might be that it is useful to think of an<br />

enacted <strong>narrative</strong> as the most typical form of social life (MacIntyre,<br />

1981/1990: 129).This need not be an ontological claim; life might or might<br />

not be an enacted <strong>narrative</strong> but conceiving of it as such provides a rich<br />

source of insight.This suggestion is at least as old as Shakespeare and has been<br />

taken up and elaborated upon by Kenneth Burke (1945), Clifford Geertz<br />

(1980),Victor Turner (1982), Ian Mangham and Michael Overington (1987),<br />

and many others.<br />

Let me then begin with the basic tenet of Alasdair MacIntyre’s philosophy:<br />

that social life is a <strong>narrative</strong>. It is usually a<strong>ss</strong>umed that social life consists of<br />

actions and events, where the difference between the two is as a<strong>ss</strong>umed intentionality<br />

of actions. In many social science texts, however, the term ‘action’ has<br />

been replaced by or used as an alternative for ‘behavior’. In my own field,<br />

‘organizational behavior’ is a term that is taken for granted – unproblematic<br />

even for otherwise critical authors and readers. But is there any reason to<br />

argue about the difference between ‘action’ and ‘behavior’? There is, if we<br />

recall that the notion of ‘behavioral sciences’ goes back to eighteenth-century<br />

empiricism, in which the ‘sense-datum’ was proposed as the main unit of cognition<br />

and the main object of scientific study.Were we to describe our experience<br />

in terms of sensory description only, ‘we would be confronted with<br />

not only an uninterpreted, but an uninterpretable world’ (MacIntyre,<br />

1981/1990: 79). Such a world would indeed be a world of ‘behaviors’, both<br />

meaningle<strong>ss</strong> and mechanical, because if sense-data were to become the basis<br />

for the formulation of laws, all reference to intentions, purposes, and reasons –<br />

all that which changes behavior into a human action – would have to be<br />

removed. 2<br />

MacIntyre and many other advocates of a <strong>narrative</strong> approach to social<br />

phenomena limit the concept of action to human beings: ‘Human beings can<br />

be held to account for that of which they are the authors; other beings cannot’<br />

(MacIntyre, 1981/1990: 209). In Chapter 6 I show that such a limitation is not<br />

nece<strong>ss</strong>ary but, at present, let us remain with the authors who were interested<br />

in grasping human conduct via the notion of <strong>narrative</strong>. Thus Alfred Schütz


4<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

(1899–1959) pointed out that it is impo<strong>ss</strong>ible to understand human conduct<br />

while ignoring its intentions,and it is impo<strong>ss</strong>ible to understand human intentions<br />

while ignoring the settings in which they make sense (Schütz, 1973). Such<br />

settings may be institutions, sets of practices, or some other contexts created by<br />

humans – contexts which have a history, within which both particular deeds<br />

and whole histories of individual actors can be and have to be situated in order<br />

to be intelligible.<br />

The concept of action in the sense of an intentional act occurring between<br />

actors in a given social order (Harré, 1982) can be further related to three relevant<br />

traditions of thought. One is literary hermeneutics as represented by<br />

Ricoeur (1981), who suggested that meaningful action might be considered as<br />

a text, and vice versa. Meaningful action shares the constitutive features of the<br />

text; it becomes objectified by inscription, which frees it from its agent; it has<br />

relevance beyond its immediate context; and it can be read like an ‘open work’.<br />

The theory of literary interpretation can thus be extended to the field of social<br />

sciences.<br />

The second important tradition is that of phenomenology, introduced into the<br />

social sciences by Alfred Schütz and his pupils, Peter Berger and Thomas<br />

Luckmann. Phenomenology’s encounter with US pragmatism produced two<br />

offshoots that are relevant to the present context. One is symbolic interactionism<br />

as represented by Herbert Blumer and Howard S. Becker. Another is<br />

ethnomethodology as developed by Harold Garfinkel, Aaron Cicourel, and<br />

Harvey Sacks. Their inspiration was taken up with particular succe<strong>ss</strong> by the<br />

British sociologist, David Silverman (see, e.g., Silverman, 1975; Silverman and<br />

Jones, 1976; Silverman and Torode, 1980).<br />

Ethnomethodology is significant here because it introduces the notion of<br />

accountability as a central concept in the understanding of social action.<br />

Accountability is the main bond of human interactions; indeed, the main social<br />

bond. Conduct can be treated as an action when it can be accounted for (before,<br />

simultaneously, or after the act – Harré, 1982) in terms that are acceptable in a<br />

given social setting. People spend their lives planning, commenting upon, and<br />

justifying what they and others do.Although some of this takes place in imaginary<br />

conversations conducted in people’s heads, most takes place in ‘real’ conversations<br />

with others.<br />

A limitation of traditional ethnomethodological thought is that it has difficulty<br />

in explaining the connections between different rules of accounting that<br />

appear to be ascribed to specific situations. A ‘conversation between lovers’<br />

runs along a different script from a ‘conversation of a teenager with her angry<br />

mother’, but conversations between lovers and between teenagers and their<br />

angry mothers occurring in the same place over the same time period tend to<br />

resemble one another. How is this po<strong>ss</strong>ible? Latour (1993b) suggested that<br />

ethnomethodology could explain sociality, but not society: there is nothing to fix<br />

various actions, to make situations repeatable. For him, technology is such a fixing<br />

and connecting device. In the example above, movies and TV have done a


THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 5<br />

lot to propagate appropriate conversation scripts, for lovers and for teenagers.<br />

Speaking more generally, it is reproduction technologies that permit locating<br />

present conversations in history – that is, in past conversations.<br />

Observing how conversations are repeated and how they change permits<br />

their cla<strong>ss</strong>ification into genres, as in literary criticism. One of the most central<br />

contemporary genres is that of life story: biography or autobiography. Although<br />

that which Elisabeth Bru<strong>ss</strong> (1976) called ‘autobiographical acts’ existed as early<br />

as the seventeenth and eighteenth centuries, they were regarded as private documents.‘Biography’<br />

became a recognized term after 1680, but the term ‘autobiography’<br />

was found in English texts only in 1809 (Bru<strong>ss</strong>, 1976). It is therefore<br />

appropriate to pay attention to this genre of <strong>narrative</strong>, looking for a clue to<br />

understanding other modern genres. Its common characteristic is that a <strong>narrative</strong><br />

of an individual history is placed in a <strong>narrative</strong> of social history (be it a<br />

family or a nation) or even in a history of the <strong>narrative</strong>.<br />

As to the first <strong>narrative</strong> (that of an individual history), its importance is connected<br />

with the fact that in order to understand their own lives people put<br />

them into <strong>narrative</strong> form – and they do the same when they try to understand<br />

the lives of others. Thus actions acquire meaning by gaining a place in a<br />

<strong>narrative</strong> of life. ‘Living is like writing a book’ is a saying known in many<br />

languages.<br />

This sounds as if people could tell stories as they please and, in so doing,<br />

shape their lives as they see fit.This is actually a typical criticism of social constructivism:<br />

that it conceives the world as a collection of subjectively spun<br />

stories. 3 But we are never the sole authors of our own <strong>narrative</strong>s; in every conversation<br />

a positioning takes place (Davies and Harré, 1991) which is accepted,<br />

rejected, or improved upon by the partners in the conversation.When a new<br />

head of department introduces herself to her collaborators, she tells them how<br />

she wants to be perceived.Their reactions will tell her how much of this has<br />

been accepted or rejected, what corrections have been made, and how the<br />

members of the group want to be perceived by their new bo<strong>ss</strong>. But the end of<br />

the introductory meeting does not end the positioning thus begun; this will<br />

continue as long as these people work together, and even longer in the history<br />

they will tell later.<br />

What is more, other people or institutions concoct <strong>narrative</strong>s for others<br />

without including them in a conversation; this is what power is about. Some<br />

people decide about other people’s jobs, their livelihoods, their identities. But<br />

even as puppets in a power game, people are still co-authors of history – that<br />

other enacted dramatic <strong>narrative</strong> in which they are also actors.<br />

How can individual <strong>narrative</strong>s be related to societal ones? To understand a<br />

society or some part of a society, it is important to discover its repertoire<br />

of legitimate stories and find out how it evolved – this is what I have called<br />

above a history of <strong>narrative</strong>s.Thus, as MacIntyre reminds his readers, the chief<br />

means of moral education in pre-modern societies was the telling of stories in<br />

a genre fitting the kind of society whose story was being told. In the proce<strong>ss</strong>


6<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

of socialization or, as anthropologists call it, enculturation, young people were<br />

helped to attribute meaning to their lives by relating them to the legitimate<br />

<strong>narrative</strong> of the society to which they belonged. Thus the main <strong>narrative</strong> of,<br />

and in, heroic societies was epic and saga, whereas the genre of city-states was<br />

tragedy, both reflecting and expre<strong>ss</strong>ing the prevalent stance toward human fate<br />

and human community.<br />

Although neither of these cultures (the heroic societies nor the Greek citystates)<br />

was exactly unitary or consistent, MacIntyre nonethele<strong>ss</strong> claims that it<br />

was only medieval cultures that first encountered the problem of multiple <strong>narrative</strong>s<br />

on a global scale – with many ideals, many ways of life, many religions.<br />

How, then, could anybody tell a particular story? To begin with, it is obvious<br />

that every age hosts many competing <strong>narrative</strong>s (indeed, periodization itself<br />

belongs to one story or another) and, in principle, one could choose to relate<br />

such a story to any of them. On the other hand, it makes sense for interpretive<br />

purposes to speak of a dominant or prevalent <strong>narrative</strong> genre at any one time –<br />

what is called in science the mainstream.<br />

The novel, for instance, is regarded as the most characteristic genre of modern<br />

times. Kundera (1988) places Cervantes together with Descartes among<br />

the founders of the Modern Era. Other new genres emerged in modernity,<br />

such as the above-mentioned biography and autobiography (both a consequence<br />

of the modern institution of personal identity), while others changed<br />

their character so that a ‘modern poetry’ emerged, for instance.Thus when we<br />

read Giambattista Vico (1668–1744), the forerunner of modern ethnology, we<br />

know that we are reading a philosophical treatise and that it is not a modern<br />

one. In this sense genres are like any other institutions, or maybe all institutions<br />

are like genres:‘A literary institution must reflect and give focus to some consistent<br />

need and sense of po<strong>ss</strong>ibility in the community it serves, but at the same<br />

time, a genre helps to define what is po<strong>ss</strong>ible and to specify the appropriate<br />

means for meeting an expre<strong>ss</strong>ive need’ (Bru<strong>ss</strong>, 1976: 5).<br />

If we add instrumental needs to expre<strong>ss</strong>ive needs (or better still if we remove<br />

any divide between them), social theory and social practice can be treated as<br />

special genres of <strong>narrative</strong> situated within other <strong>narrative</strong>s of modern (or postmodern)<br />

society. Social sciences can therefore focus on how these <strong>narrative</strong>s of<br />

theory and practice are constructed, used, and misused. But before moving on<br />

to concrete examples, we will examine the present understanding of the concept<br />

of <strong>narrative</strong> in social sciences and humanities. Two such perspectives are<br />

especially relevant: seeing <strong>narrative</strong> as a mode of knowing and narration as a mode<br />

of communication.<br />

Narrative as a mode of knowing<br />

Knowledge is not the same as science, especially in its contemporary form. (Lyotard,<br />

1979/1986: 18)


THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 7<br />

In 1979, the Conseil des Universités of the government of Quebec asked<br />

French philosopher, Jean-François Lyotard, to write ‘a report on knowledge in<br />

the most highly developed societies’ (Lyotard, 1979/1986: xxv). In his report,<br />

Lyotard contrasted the <strong>narrative</strong> form of knowledge, typical of the non-modern<br />

type of society, with that modern invention – scientific knowledge.There is a<br />

peculiar relationship between the two, he said: while science requires <strong>narrative</strong><br />

for its own legitimation (there has to be a story to tell why scientific knowledge<br />

is important at all), it repays the favor in poor coin. 4 Not only does it<br />

refuse to perform the same service and to legitimize <strong>narrative</strong> knowledge (with<br />

the po<strong>ss</strong>ible exception of structuralism and formalism in literary theory) but<br />

also it fiercely denies <strong>narrative</strong> its legitimacy as a form of knowledge and, above<br />

all, demands that the question of knowledge status and legitimation remains<br />

taken for granted, unexamined. Paradoxically, however, as the grand <strong>narrative</strong>s<br />

of legitimation lost their privileged status, <strong>narrative</strong> and science both came<br />

back into the light of scrutiny.<br />

One of the authors to take up this scrutiny was Jerome Bruner, who compared<br />

the <strong>narrative</strong> mode of knowing 5 with the logico-scientific mode, also<br />

referred to as the paradigmatic mode of knowing (Bruner, 1986).The <strong>narrative</strong><br />

mode of knowing consists in organizing experience with the help of a scheme<br />

a<strong>ss</strong>uming the intentionality of human action. Using the basic concepts of literary<br />

theory, Polkinghorne (1987) followed Bruner’s lead in exploring the <strong>narrative</strong>,<br />

an attempt that I will discu<strong>ss</strong> here at length in order to point out its<br />

interesting tenets.<br />

Plot, says Polkinghorne, is the basic means by which specific events, otherwise<br />

represented as lists or chronicles, are brought into one meaningful whole.<br />

‘The company suffered unprecedented lo<strong>ss</strong>es’ and ‘the top managers were<br />

forced to resign’ are two mysterious events that call for interpretation. ‘With<br />

the company suffering unprecedented lo<strong>ss</strong>es, the top managers were forced to<br />

resign’ is a <strong>narrative</strong>.The difference lies in the temporal ordering and thus in a<br />

suggested connection between the two. As the example indicates, some kind<br />

of causality may be inferred but it is crucial to see that <strong>narrative</strong>, unlike science,<br />

leaves open the nature of the connection. A law-type statement such as ‘when<br />

a company suffers lo<strong>ss</strong>es, its managers resign’ invites falsification or verification<br />

on a statistical scale, but not a re-making and negotiation of meaning, such as:<br />

‘Are you sure? I’ve heard they started losing when the managers resigned, as<br />

they took their customers with them?’<br />

What is considered a vice in science – openne<strong>ss</strong> to competing interpretations<br />

– is a virtue in <strong>narrative</strong>.This openne<strong>ss</strong> means that the same set of events<br />

can be organized around different plots. ‘The top managers were forced to<br />

resign when it became clear that the company’s lo<strong>ss</strong>es were covered up for a<br />

long time’ or ‘The top managers were forced to resign even if the auditors were<br />

to blame’ gives the same chain of events a different meaning. In 2002, the year<br />

of the Enron,World Com and Arthur Anderson scandals, such tentative plots<br />

were found daily in the media.


8<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Polkinghorne also discu<strong>ss</strong>es a special type of explanation that is po<strong>ss</strong>ible<br />

within a <strong>narrative</strong>, where the ‘motives’ can be reconciled with ‘causes’ in an<br />

interpretation of action. Within the logico-scientific mode of knowing, an<br />

explanation is achieved by recognizing an event as an instance of a general law,<br />

or as belonging to a certain category.Within the <strong>narrative</strong> mode of knowing,<br />

an explanation consists in relating an event to a human project:<br />

When a human event is said not to make sense, it is usually not because a person is<br />

unable to place it in the proper category. The difficulty stems, instead, from a person’s<br />

inability to integrate the event into a plot whereby it becomes understandable in the<br />

context of what has happened … Thus, <strong>narrative</strong>s exhibit an explanation instead of<br />

demonstrating it. (Polkinghorne, 1987: 21)<br />

Notice also the implicit differentiation between an ‘event’ and an ‘action’: the<br />

latter is an event that can be interpreted, made sense of, by attributing intentions<br />

to it.‘A flood’ is an event but ‘a flood due to the poor quality of cement<br />

used in the dam construction’ is quite another story.While a logico-scientific<br />

text would have to demonstrate and prove the difference between the two, a<br />

<strong>narrative</strong> can simply put the elements close to one another, exhibiting an<br />

explanation:‘As water sprang in all directions, the engineer looked up and saw<br />

the growing hole in the dam.’<br />

While it may be clear that <strong>narrative</strong> offers an alternative mode of knowing,<br />

the relative advantage of using this mode may remain obscure. Bruner (1990)<br />

points out that in <strong>narrative</strong> it is the plot rather than the truth or falsity of story<br />

elements that determines the power of the <strong>narrative</strong> as a story. A <strong>narrative</strong><br />

which says ‘The top managers resigned and then it rained a whole week’ (i.e.<br />

a <strong>narrative</strong> with no plot or an incomprehensible plot) will need some additional<br />

elements to make sense of it, even though the two events and their temporal<br />

connection may well be true and correct in themselves. Bruner (1990:<br />

44) calls this the <strong>narrative</strong>’s indifference to extralinguistic reality, which is compensated<br />

by an extreme sensibility to the reality of the speech (i.e. the occasion<br />

when the <strong>narrative</strong> is presented). ‘The top managers resigned, and then it<br />

rained the whole week’ may produce an outburst of hilarity when, for example,<br />

told on a sunny day by the new CEO to his board of directors.There are<br />

no structural differences between fictional and factual <strong>narrative</strong>s, and their<br />

respective attraction is not determined by their claim to be fact or fiction.The<br />

attractivene<strong>ss</strong> of a <strong>narrative</strong> is situationally negotiated – or, rather, arrived at,<br />

since contingency plays as much a part in the proce<strong>ss</strong> as esthetics or politics.<br />

This negotiation takes place even when readers are reading in solitude – a<br />

sleepy reader will find a text le<strong>ss</strong> attractive than an alert reader, etc.<br />

Is there no way to tell the difference between a fictional and factual text,<br />

between belles lettres and social science, for that matter? There is, and to explain<br />

it I will borrow from Tzvetan Todorov, the Bulgarian-French literature theorist<br />

and linguist with a great interest in social sciences, his concept of a fictional


THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 9<br />

contract (1978/1990: 26). In this tacit contract between the author and the<br />

reader, the authors plead: suspend your disbelief, as I am going to please you.<br />

In what can be called a referential contract, the researcher pleads: activate your disbelief,<br />

as I am going to instruct you. It goes without saying that if the scientific<br />

author manages to please the reader as well, it is a bonus.<br />

In the meantime, the lack of structural differences between fictional and<br />

factual <strong>narrative</strong>s is suspected to account for most of their power. Narrative<br />

thrives on the contrast between the ordinary, what is ‘normal’, usual, and<br />

expected, and the ‘abnormal’, unusual, and unexpected. It has effective means<br />

at its disposal for rendering the unexpected intelligible: ‘The function of the<br />

story is to find an intentional state that mitigates or at least makes comprehensible<br />

a deviation from a canonical cultural pattern’ (Bruner, 1990: 49–50).This<br />

is po<strong>ss</strong>ible because the power of the story does not depend on its connection<br />

to the world outside the story but in its openne<strong>ss</strong> for negotiating meaning.<br />

‘This is a true story’ and ‘This never happened’ are two ways of claiming genre<br />

affiliation, but genre affiliation does not decide whether a story is found interesting<br />

or not. Se non è vero è ben trovato (even if it’s untrue it is still beautifully<br />

put), says an Italian proverb.<br />

As <strong>narrative</strong>s explaining deviations are socially sensitive, a form of story<br />

whose power does not reside in the difference between fact and fiction is convenient<br />

for such sensitive negotiations. One or many alternative <strong>narrative</strong>s are<br />

always in the offing. In Enron’s story, the blame and, consequently, the part of<br />

the Villain, was given in alternative versions to the US government, to Enron’s<br />

executives, to auditors, or to all of them.The events acquire a meaning by the<br />

application of abduction (a gue<strong>ss</strong>, a tentative plot), which introduces a hypothetical<br />

connection – just like a hypothesis but still claiming openne<strong>ss</strong>. Yet<br />

another story might offer a better or more convincing explanation, without<br />

ever challenging the truth or falsity of the story elements.There is no way of<br />

deciding between different stories except by negotiation: between the writers<br />

(as in a public debate), between the writer and the reader (where the writer<br />

tries to get the upper hand but the reader has the last word), or between<br />

various readers, as in a private conversation. Stories, claims Bruner, are ‘especially<br />

viable instruments for social negotiation’.<br />

This ‘method of negotiating and renegotiating meanings by the mediation<br />

of <strong>narrative</strong> interpretation’, it seems to Bruner, ‘is one the crowning achievements<br />

of human development in the ontogenetic, cultural and phylogenetic<br />

sense of that expre<strong>ss</strong>ion’ (1990: 67).The human species developed a ‘protolinguistic’<br />

readine<strong>ss</strong> for the <strong>narrative</strong> organization of experience. This primitive<br />

disposition of the child is encouraged and elaborated in the course of life,<br />

exploiting the richne<strong>ss</strong> of the existing repertoire of stories and plots. An adult<br />

person will enrich, challenge, and continue this repertoire.<br />

The analogy between the enculturation of a child and an acculturation of an<br />

immigrant or a new employee is obvious, but I want to carry the point even<br />

further. Even scientists become scientists with the help of <strong>narrative</strong>. Graduate


10<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

students read mountains of books on methods, like this one, but when they<br />

want to submit their first paper to a referee journal, they ask a colleague who<br />

has already published: ‘How did you go about it?’ The method books are<br />

accompanied by growing numbers of biographies and autobiographies, and<br />

they themselves are richly illustrated with stories.<br />

It is not difficult to admit that <strong>narrative</strong> knowledge is ubiquitous in all social<br />

practices. Managers and their subordinates tell stories and write stories, to one<br />

another and to interviewers, be they researchers or journalists. So do doctors<br />

and patients, teachers and pupils, salespersons and customers, coaches and football<br />

players. The genre of autobiography – personal and organizational – is<br />

steadily growing in popularity, while the older types of stories – folktales,<br />

myths, and sagas – acquire new forms thanks to new technologies and new<br />

media.<br />

A student of social practices re-tells <strong>narrative</strong>s of a given practice and constructs<br />

them herself, first and second hand. Neverthele<strong>ss</strong>, she cannot stop here<br />

as, by doing that, she will be barely competing with the practitioners themselves,<br />

and from a disadvantaged position. She must go further and see how the<br />

<strong>narrative</strong>s of practice unfold. This interest can lead her to a stance espousing<br />

the ideas of logico-scientific knowledge, as formalism and structuralism tended<br />

to do, or those closer to the poststructuralist edge of the spectrum of narratology.<br />

I shall introduce both types but, before that, we will look at another use<br />

of <strong>narrative</strong> – narration as a communication mode.<br />

Narration as a mode of communication<br />

Narration is a common mode of communication. People tell stories to entertain,<br />

to teach and to learn, to ask for an interpretation and to give one.When<br />

US political scientist,Walter Fisher, read MacIntyre’s work, he suddenly understood<br />

that his own work in the area of communication had stemmed from a<br />

conception of the human being as Homo narrans (Fisher, 1984). From this<br />

emerged an attempt to combine the <strong>narrative</strong> and paradigmatic modes of knowing<br />

in what he calls a <strong>narrative</strong> paradigm of communication.<br />

The <strong>narrative</strong> paradigm is based on a notion of <strong>narrative</strong> rationality (Fisher,<br />

1987), in contrast to the conventional model of formal rationality whereby<br />

human communication is supposed to follow the rules of formal logic. 6<br />

Rationality as redefined by Fisher involves the principles of <strong>narrative</strong> probability –<br />

a story’s coherence and integrity – and <strong>narrative</strong> fidelity – a story’s credibility<br />

established by the presence of ‘good reasons’ (i.e. ‘accurate a<strong>ss</strong>ertions about<br />

social reality’) (Fisher, 1987). This redefinition of rationality, he claims, provides<br />

a radical democratic ground for a social-political critique, inasmuch as it<br />

a<strong>ss</strong>umes that everybody is capable of <strong>narrative</strong> rationality. Unlike the traditional<br />

notion of rationality, it also allows for interpretation of public moral argument<br />

(see also R.H. Brown, 1998). Fisher demonstrated the use of his concepts in his


THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 11<br />

analysis of the nuclear war controversy as a public moral argument (1984) and<br />

of the political rhetoric of Ronald Reagan (1987).<br />

Fisher’s claim that ‘all forms of human communication need to be seen fundamentally<br />

as stories’ (1987: xiii) can be regarded as both narrower and more<br />

extensive than MacIntyre’s conception of <strong>narrative</strong>. According to my reading<br />

of the latter, <strong>narrative</strong> is the main form of social life because it is the main<br />

device for making sense of social action.Thus it either subsumes communication<br />

as a kind of action or makes it redundant (everything is ‘communication’).<br />

However, if one insists on preserving the notion of communication to denote<br />

a special kind of social action, it becomes clear that there are other forms of<br />

human communication than <strong>narrative</strong>. Fisher has himself enumerated several:<br />

technical argument, poetic discourse, or such speech acts Gumbrecht (1992)<br />

called description and argumentation.<br />

Some discourses or speech acts may aim at the destruction or at least the<br />

interruption of the <strong>narrative</strong>.The Dada movement in art provides an extreme<br />

example of an experiment in human communication which opposed the<br />

storytelling mode and yet we make sense of it by placing it in the <strong>narrative</strong> of<br />

Modern Art or, alternatively, in the <strong>narrative</strong> of European history at the<br />

moment when post-World War I frustration was at its height (Berman, 1992).<br />

Fisher also wants to conduct a ‘criterial analysis’ of <strong>narrative</strong>s: it is not<br />

enough for him to see <strong>narrative</strong> as good or bad for the purpose at hand, to paraphrase<br />

Schütz. Consequently, he rejects pragmatism while sharing many of its<br />

ideas. His understanding of rationality is still geared to the application of criteria<br />

rather than the achievement of consensus (Rorty, 1992). This means that, while<br />

espousing the <strong>narrative</strong> mode of knowing, Fisher does not want to abandon<br />

the paradigmatic (logico-scientific) one; hence his expre<strong>ss</strong>ion ‘the <strong>narrative</strong><br />

paradigm’. There must be a priori criteria for what is good or bad in telling<br />

stories. This requirement recalls the argument in Habermas (1984) that there<br />

must be a set of criteria for a good dialogue external to the dialogue itself.<br />

Fisher does, in fact, acknowledge his debt to the German philosopher.<br />

I am dwelling on this i<strong>ss</strong>ue to warn the readers that I adopt a new pragmatist<br />

view. Consequently, while sympathizing with many of Fisher’s ideas, I do<br />

not espouse his overall purpose:‘It is a corollary of the general pragmatist claim<br />

that there is no permanent ahistorical metaphysical framework into which<br />

everything can be fitted’ (Rorty, 1992: 64). I do not accuse Fisher of planning<br />

to come up with such a framework but his criteria certainly look as though<br />

they could be fitted into one. Pragmatically again, it is po<strong>ss</strong>ible to envisage<br />

many situations in which the construction of such criteria might well serve a<br />

particular purpose. Once they have received a special status, however, they will<br />

end up as ‘principles’ and ‘criteria’ usually do: obstructing their own change or<br />

reform.<br />

The notion of an ‘ideal speech situation’, coined by Habermas (1984),<br />

achieved wide resonance in organization theory and practice, especially as a<br />

way of improving organizational communication (Gustavsen, 1985). A similar


12<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

succe<strong>ss</strong> can be predicted for Fisher’s ideas, which lend themselves well to<br />

consultancy purposes: with a list of ‘conditions for a good <strong>narrative</strong>’, organizational<br />

communication can surely be improved.And yet understanding of organizational<br />

reality, such as informs the present book, indicates that such an effort<br />

is impo<strong>ss</strong>ible. ‘An ideal speech situation’ and ‘a good <strong>narrative</strong>’ are things that<br />

have to be locally negotiated, and those are valid only for a given time and<br />

place. They are results not preconditions of organizational communication.<br />

Some claim that this phenomenon of the constant construction of society is in<br />

itself local and temporal and belongs to ‘late modernity’ or ‘postmodernity’.<br />

Is there room for <strong>narrative</strong> in a postmodern society?<br />

While there is general agreement that the epoch in which we now live is different<br />

from that which is called ‘modernity’ (although it is not yet sure how, as<br />

epochs are best named after they ended), there is disagreement about the type<br />

of reflection that has been called ‘postmodern’. For some, ‘postmodern’ is<br />

merely a description of a school of architecture and any other use of the word<br />

is unwarranted. For others,‘postmodern’ means a pretentious, hermetic vocabulary,<br />

plaguing mostly the humanities, but recently also the social sciences. In<br />

this text,‘postmodern’ is applied to a kind of social reflection that is characterized<br />

by three tenets:<br />

1 It refuses the correspondence theory of truth, according to which statements<br />

are true where they correspond to the world, on the basis that it is impo<strong>ss</strong>ible<br />

to compare words to non-words (Rorty, 1980).<br />

2 Consequently, it challenges the operation of representation, revealing the complications<br />

of any attempt to represent something by something else.<br />

3 And, therefore, it pays much attention to language (in a sense of any system of<br />

signs – numbers, words, or pictures) as a tool of reality construction rather than<br />

its pa<strong>ss</strong>ive mirroring.<br />

It might seem, however, that this text goes against the grain of what is one of the<br />

main tenets in the postmodern reflection – that is, that ‘history has come to an<br />

end’ (Fukuyama, 1992) or that the grand <strong>narrative</strong>s – of progre<strong>ss</strong>, of emancipation,<br />

and recently even of economic growth – have been abandoned (Lyotard,<br />

1979). Answering Lyotard on behalf of the pragmatists, Rorty claims that ‘we<br />

want to drop meta<strong>narrative</strong>s, but keep on recounting edifying first-order <strong>narrative</strong>s’<br />

(1992: 60). History may be dead but only if we were attached irrevocably<br />

to one specific version of it.Abandoning the modern meta<strong>narrative</strong> of emancipation<br />

does not mean giving up the longing for <strong>narrative</strong>s that we happen to like<br />

in a benign ethnocentrism which values our own way of life but relinquishes the<br />

idea of ‘modernizing’ other people who are ‘underdeveloped’,‘premodern’, or in<br />

some other way different from us.A quest for a good life extends to becoming a


THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 13<br />

quest for a good society, excluding a mi<strong>ss</strong>ionary zeal which forces other people<br />

to adopt our point of view but including a readine<strong>ss</strong> to listen to other people and<br />

their <strong>narrative</strong>s so that we might include them in our own <strong>narrative</strong> if we<br />

happen to like them (Rorty, 1991).And Lyotard agrees: it was only the <strong>narrative</strong>s<br />

of legitimation, the ‘meta<strong>narrative</strong>s,’ which were exposed to the postmodern critique:<br />

‘the little <strong>narrative</strong> remains the quinte<strong>ss</strong>ential form of imaginative invention,<br />

most particularly in science’ (1979/1986: 61).<br />

The question then arises as to whether it is in fact po<strong>ss</strong>ible to construct any<br />

shared concepts, whether it is po<strong>ss</strong>ible to have a conversation, an exchange of<br />

<strong>narrative</strong>s – without recourse to a meta<strong>narrative</strong> of some kind. In answering<br />

this, MacIntyre (1981/1990) emphasizes the unpredictability of an enacted<br />

dramatic <strong>narrative</strong> of life and history. Such construction is never finished and<br />

in the negotiation of meaning the results are for ever uncertain.The old meta<strong>narrative</strong>s<br />

sinned in their ambition to end a conversation by trying to predict<br />

its outcome. If a canon is already known, there is nothing left to talk about.<br />

The <strong>narrative</strong> structure of human life requires unpredictability and this is,<br />

paradoxically, why the alleged failure of the social sciences (namely, their failure<br />

to formulate laws and consequently the failure to predict) is in fact their<br />

greatest achievement. According to MacIntyre, this should be interpreted not<br />

as a defeat but as a triumph, as virtue rather than vice. He adds provocatively<br />

that the common claim that the human sciences are young in comparison with<br />

the natural sciences is clearly false, and they are in fact as old, if not older.And<br />

the kind of explanations they offer fit perfectly the kind of phenomena they<br />

purport to explain.<br />

Unpredictability 7 does not imply inexplicability. Explanations are po<strong>ss</strong>ible<br />

because there is a certain teleology – sense of purpose – in all lived <strong>narrative</strong>s.<br />

It is a kind of circular teleology because it is not given beforehand but is created<br />

by the <strong>narrative</strong>.A life is lived with a goal but the most important aspect of life<br />

is the formulation and re-formulation of that goal. This circular teleology is<br />

what MacIntyre calls a <strong>narrative</strong> quest.A virtuous life, according to him, is a life<br />

dedicated to a quest for the good human life, where the construction of a definition<br />

of a ‘good life’ is a proce<strong>ss</strong> that ends only when a life comes to an end.<br />

Rather than being defined at the outset, a ‘good life’ acquires a performative<br />

definition through the living of it. A search looks for something that already<br />

exists (as in a ‘search for excellence’); a quest creates its goal rather than discovers<br />

it.The proponents of means–ends rationality defend the notion of the a<br />

priori goals, while the pragmatists declare it to be impractical.A <strong>narrative</strong> view<br />

gets rid of the problem by reinstating the role of goals as both the results and<br />

the antecedents of action.Whole communities as well as individual persons are<br />

engaged in a quest for meaning in ‘their life’, which will bestow meaning on<br />

particular actions taken.<br />

Therefore a student of social life, no matter of which domain, needs to<br />

become interested in <strong>narrative</strong> as a form of social life, a form of knowledge,<br />

and a form of communication.


14<br />

There is an apparent difference between MacIntyre and Fisher, on the one<br />

hand, and another advocate of a <strong>narrative</strong> approach, Richard Harvey Brown, on<br />

the other, as regards the role of <strong>narrative</strong> in contemporary society. The first two<br />

celebrate <strong>narrative</strong>s whereas Brown sees them as an endangered species:‘Narrative<br />

requires a political economy and collective psychology in which a sense of lived<br />

connection between personal character and public conduct prevails’ (1987:<br />

144). This condition, Brown claims, is rare in contemporary western societies,<br />

where personal character has become separated from public conduct (see also<br />

Sennett, 1998). The difference is misleading in that both MacIntyre and Fisher<br />

feel there is a need to celebrate <strong>narrative</strong> precisely because there is a rift between<br />

private and public discourse, because the language of virtues has become obsolete<br />

(MacIntyre, 1981/1990), and because a public moral argument has become an<br />

oxymoron in the light of emotive ethics (Fisher, 1984; 1987).All three authors –<br />

and indeed most of the adherents of the <strong>narrative</strong> mode of knowing, whether or<br />

not they call themselves such – are vitally interested in constructing a public<br />

moral discourse which avoids nostalgia trips to the past (especially to totalitarian<br />

pasts) and does not stop at denouncing the postmodern fragmentation.They may<br />

differ in their view on the ultimate purpose (emancipation for Fisher and Brown,<br />

a quest for virtues for MacIntyre, and a fight against cruelty for Rorty), but there<br />

is always a moral vision in their theories. 8<br />

About this book<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Figure 1.1 depicts various uses of <strong>narrative</strong> and its analysis in social science<br />

studies, simultaneously announcing the contents of this book.Thus Chapter 2<br />

concerns the ways in which stories are made in various fields of practice<br />

(including scientific practice, although this field receives more attention in<br />

Chapters 8 and 9). Chapter 3 concerns story collection, while Chapter 4 shows<br />

that interviews allow all three activities, being an observation of how stories<br />

are made, an opportunity for story collection, and a po<strong>ss</strong>ibility to provoke<br />

storytelling. Chapter 5 introduces a general framework of text interpretation.<br />

Chapter 6 illustrates structuralist ways of analyzing texts, whereas Chapter 7<br />

introduces poststructuralist and deconstructivist ways of reading a text. Chapter 8<br />

offers examples of readings of scientific texts, while Chapter 9 discu<strong>ss</strong>es i<strong>ss</strong>ues<br />

important in writing a scientific text. Chapter 10 discu<strong>ss</strong>es the consequences<br />

of narrativizing social sciences.<br />

Chapters 2–9 have a similar structure: they begin with a general introduction<br />

of a given aspect of a <strong>narrative</strong> approach, continue with one or more examples of<br />

well-known works illustrating this very aspect, and end with a detailed example<br />

of a given textual operation. Examples are often taken from my own work, not<br />

because it is exemplary but because it permits me to take liberties impo<strong>ss</strong>ible to<br />

take with texts of other authors. Chapters 1–9 end with one or more ‘exercises’<br />

whose aim is to create material that can be used in exemplifying the contents of<br />

the next chapter.The readers can replace the exercise material with their own field


Field of practice<br />

THE ‘NARRATIVE TURN’ IN SOCIAL STUDIES 15<br />

• Watch how the stories are being made<br />

• Collect the stories<br />

• Provoke story telling<br />

• Interpret the stories (what do they say?)<br />

• Analyze the stories (how do they say it?)<br />

• Deconstruct the stories (unmake them)<br />

• Put together your own story<br />

• Set it against/together with other stories<br />

material. Chapter 10 does not contain an exercise as the exercise is the reader’s<br />

own text – to be created.All chapters end with a ‘further reading list’ that might<br />

serve as a guide among the long list of references to a reader who wants to deepen<br />

his or her introduction to the <strong>narrative</strong> approach to social sciences.<br />

Exercise 1.1: my life so far<br />

EXERCISE<br />

Write a chronological account of your own life. (If you are working in a group,<br />

decide from the start whether you want to share your biography with the<br />

others. A conscious censorship works better than a subconscious one.)<br />

FURTHER READING<br />

Field of research<br />

Bruner, Jerome (1986) Actual Minds, Po<strong>ss</strong>ible Worlds. Cambridge, MA:<br />

Harvard University Pre<strong>ss</strong>.<br />

Czarniawska, Barbara (1997) Narrating the Organization. Dramas of<br />

Institutional Identity. Thousand Oaks, CA: Sage.<br />

Fisher, Walter R. (1987) Human Communication as Narration: Toward a<br />

Philosophy of Reason, Value and Action. Columbia, SC: University of<br />

South Carolina Pre<strong>ss</strong>.<br />

Nash, Christopher (ed.) (1990) Narrative in Culture: The Uses of<br />

Storytelling in the Sciences, Philosophy and Literature. London: Routledge.<br />

Mitchell, W.J.T. (ed.) (1980) On Narrative. Chicago, IL: University of<br />

Chicago Pre<strong>ss</strong>.<br />

Polkinghorne, Donald E. (1987) Narrative Knowing and the Human<br />

Sciences. New York, NY: SUNY Pre<strong>ss</strong>.


16<br />

Notes<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

1 For a short description of their work see, e.g., The New Encyclopædia Britannica<br />

(1990): Micropædia,Vol. 1: 969; Vol. 10: 427.<br />

2 This feat was, of course, never accomplished, although seriously attempted.The best<br />

example of lingering ambiguity is the famous – and infamous – psychological<br />

notion of ‘attitude’ which, by insisting on preserving the mechanical together with<br />

the intentional, promised much and gave little.<br />

3 For a review of criticisms against social constructionism, and a defense, see<br />

Czarniawska (2003a).<br />

4 Richard Harvey Brown (1998) shows how Descartes and Copernicus created acceptance<br />

for their scientific apparatuses by placing them in ‘<strong>narrative</strong>s of conversion’.<br />

5 An interesting tautology, as Bruner points out: ‘<strong>narrative</strong>’ in Latin probably comes<br />

from gnarus (‘knowing’).<br />

6 Here once again one is reminded of the ethnomethodological redefinition of rationality<br />

as a rhetoric to account for social actions (Garfinkel, 1967).<br />

7 Unpredictability is far from total: there are predictabilities that we ourselves create<br />

(as in timetables); there is predictability in statistical regularities; there is knowledge<br />

of causal regularities in nature and social life.<br />

8 This should not be taken as moralizing; the authors’ interests mentioned here lie in<br />

improving the discourse on morality not in telling people or nations what they<br />

should do with their lives.


2<br />

How Stories are Made<br />

Narratives into stories 17<br />

The ways of emplotment 20<br />

Watching while stories are made 23<br />

Notes 32<br />

This chapter introduces a differentiation between <strong>narrative</strong>s as purely chronological<br />

accounts and stories as emplotted <strong>narrative</strong>s. Consequently, it focuses on<br />

work of ordering – seen as collective efforts at emplotment in everyday life and<br />

work.<br />

Narratives into stories<br />

The quotation from Barthes that opened Chapter 1 represents the most inclusive<br />

definition of <strong>narrative</strong> encountered in texts on <strong>narrative</strong> analysis: everything<br />

is a <strong>narrative</strong> or at least can be treated as one. Usually, however, a <strong>narrative</strong><br />

is understood as a spoken or written text giving an account of an event/action<br />

or series of events/actions, chronologically connected. Indeed, it is easy to say<br />

what is not a <strong>narrative</strong> even if it is a text: a table, a list, a schedule, a typology<br />

(Goody, 1986).<br />

Historian Hayden White, in The Content of the Form (1987), has convincingly<br />

demonstrated the advantages of a narrower definition of <strong>narrative</strong>, indeed of<br />

distinguishing between a <strong>narrative</strong> and a story. He described how the way of<br />

writing history in Europe changed with time. Annals registered only some<br />

dates and events and did not attempt to connect them. Chronicles presented<br />

some causal connections but were devoid of plot or a meaningful structure.<br />

Only the products of the modern way of writing history can earn recognition<br />

as stories that are more than chronological compilations. White quotes<br />

the example of the ‘Annals of Saint Gall’ as most typical of early European<br />

historiography:


18<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

709. Hard winter. Duke Gottfried died.<br />

710. Hard winter and deficient in crops.<br />

711.<br />

712. Flood everywhere.<br />

713.<br />

714. Pippin, mayor of the palace, died.<br />

715. 716. 717.<br />

718. Charles devastated the Saxons with great destruction.<br />

719.<br />

720. Charles fought against the Saxons.<br />

721.Theudo drove the Saracens out of Aquitaine.<br />

722. Great crops.<br />

723.<br />

724.<br />

725. Saracens came for the first time.<br />

726. 727. 728. 729. 730.<br />

731. Ble<strong>ss</strong>ed Bede, the presbyter, died.<br />

732. Charles fought against the Saracens at Poitiers on Saturday.<br />

733.<br />

734. (White, 1987: 16)<br />

A History of France by Richerus of Rheims (c. 998) is, for White, an example of a<br />

chronicle – a <strong>narrative</strong> but not yet a (hi)story. It has a subject, a geographical<br />

location, a social center, and a beginning in time:<br />

But the work fails as proper history, at least according to the opinion of later commentators,<br />

by virtue of two considerations. First, the order of the discourse follows<br />

the order of chronology; it presents events in the order of their occurrence and<br />

cannot, therefore, offer the kind of meaning that a narratologically governed<br />

account can be said to provide. Second, probably owing to the ‘annalistic’ order of<br />

discourse, the account does not so much conclude as simply terminate; it merely<br />

breaks off … and throws onto the reader the burden of retrospectively reflecting<br />

on the linkages between the beginning of the account and its ending. (White,<br />

1987: 17)<br />

Thus, if the monks of Saint Gall decide to turn their annals into a chronicle, it<br />

could have looked like this (I am now taking liberties with White’s and the<br />

monks’ texts):<br />

The year 709 was the beginning of harsh times for the land all around<br />

us. Two hard winters inevitably led to bad crops, and people were dying<br />

like flies. Among them was Duke Gottfried, mourned by all his people.<br />

And while it seemed that nature became benevolent again, flood struck<br />

in 712.


HOW STORIES ARE MADE 19<br />

After that, however, God took mercy on his people. For a good five<br />

years nothing much happened, apart from the fact that Pippin, mayor of<br />

the palace, died. The great leader, Charles, succe<strong>ss</strong>fully combated the<br />

Saxons in 718 and in 720, while his ally, Theudo, drove the Saracens out<br />

of Aquitaine. Crops were great in 722, and the land enjoyed peace when,<br />

in 725, the Saracens came for the first time. They were defeated but<br />

came again in 732, and reached as far as Poitiers. This happened almost<br />

immediately after Ble<strong>ss</strong>ed Bede, our presbyter, died.<br />

This is a <strong>narrative</strong> but it is still not a story as it lacks a plot. It needs to be<br />

emplotted. How can this be done? First, we need a working definition of a plot.<br />

Todorov proposes such a definition of a minimal plot:<br />

[it] consists in the pa<strong>ss</strong>age from one equilibrium to another.An ‘ideal’ <strong>narrative</strong> begins<br />

with a stable situation which is disturbed by some power or force.There results a state<br />

of disequilibrium; by the action of a force directed in the opposite direction, the equilibrium<br />

is re-established; the second equilibrium is similar to the first, but the two are<br />

never identical. (1971/1977: 111)<br />

The second equilibrium may only resemble the first in that it is an equilibrium;<br />

it is not uncommon that its contents are the reverse of the first.A company<br />

in trouble may reorganize and become profitable again or it may go into<br />

bankruptcy, thus restoring market equilibrium.The episode that describes the<br />

pa<strong>ss</strong>age from one state to another can have one or many elements: there can<br />

be one single force that changes the state of affairs into another one (‘a paradigm<br />

shift’) or a force and a counterforce; the two latter often consist of an<br />

event and an action (a flood and emergency management). Usually, plots are<br />

much more complicated and contain chains of actions and events, oscillating<br />

states of affairs, apparent actions, and wrongly interpreted events, as in suspense<br />

or mystery, but a minimal plot is enough to make sense of a <strong>narrative</strong>.Thus the<br />

famous excerpt used by Harvey Sacks (1992: 223–6) as material for two<br />

lectures (‘The baby cried.The mommy picked it up’) needs to be completed<br />

by a third sentence (e.g.‘The baby stopped crying’) to become a story.<br />

I will take a further liberty with White’s and the Annals’ text to try to complete<br />

the ‘chronicle of St. Gall’ into a proper story. Such stories, or histories, can<br />

be numerous, depending on who writes them.A contemporary historian, careful<br />

not to jump to conclusions, might thus turn the ‘chronicle’ above into a<br />

‘history’ by adding a simple ending:<br />

ENDING 1. As we can see, the early history of Europe was a constant<br />

fight against hostile nature and hostile invaders. [Plot becomes circular;<br />

the second equilibrium never lasts, as either nature or invaders hit<br />

back.]


20<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

A monk of Saint Gall, after having taken a course in <strong>narrative</strong> writing, would<br />

be more likely to pen something as follows (the added information about the<br />

Ma<strong>ss</strong> is speculation based on the fact that the battle was fought on Saturday):<br />

ENDING 2. As we can see, the early history of France was the history of<br />

a people tried severely by their God who, however, was their only solace.<br />

When Ble<strong>ss</strong>ed Bede died, Charles found it very difficult to lead his<br />

soldiers against the Saracens. But a great Ma<strong>ss</strong> was said on Sunday,<br />

after the victory. [Christianity is the force of change and the way of accepting<br />

adversities.]<br />

Finally, a theoretician of leadership could emplot it still differently:<br />

ENDING 3. As we can see, the presence of a strong leader was crucial for<br />

the survival of the people. When Duke Gottfried died, a harsh winter, deficient<br />

crops, and floods were felt painfully. When Charles took his place<br />

before his people, the hardship of nature ceased to occupy the minds of<br />

the people who bravely fought at the side of their leader. [Leadership is<br />

the crucial factor between failure and succe<strong>ss</strong>.]<br />

Although adding one paragraph at the end of a chronicle, as I have just done,<br />

is not the most sophisticated manner of plotting, it is not unusual. The end<br />

explains (one could say, retro-jects) logical connections between various<br />

episodes (for more on end-embedded plots, see Chapter 6). Usually, however,<br />

the work of plotting is more complex.<br />

The ways of emplotment<br />

Hayden White (1973) pointed out that, surprisingly enough, modern stories<br />

are often emplotted with the help of cla<strong>ss</strong>ical rhetorical tropes (figures of<br />

speech).There are four cla<strong>ss</strong>ical rhetorical figures or master tropes: metaphor,<br />

metonymy, synecdoche, and irony.<br />

Tropes are figurative expre<strong>ss</strong>ions. The word comes from tropos (Greek for<br />

‘turn’) and is used to mark various ‘turns’ of a purely literal expre<strong>ss</strong>ion.<br />

Metaphor, perhaps the most well-known trope, explains a le<strong>ss</strong> known term by<br />

connecting it to one better known:‘the moon is a silver plate.’ Metonymy substitutes<br />

something in the vicinity for the original object or its attribute for the<br />

object itself: the crown for the kingdom, the banner for the country.<br />

Synecdoche builds on the part–whole relationship where the part symbolizes<br />

the whole or the whole symbolizes the part: hands for workers, brains for<br />

intellectuals. Irony builds on inverted meaning – the opposite of what is ostensibly<br />

expre<strong>ss</strong>ed. In Pride and Prejudice, Mr. Bennet, who is very fond of irony,


HOW STORIES ARE MADE 21<br />

says: ‘I admire all my three sons-in-law-highly. Wickham, perhaps, is my<br />

favorite’ (Lanham, 1991: 92). 1<br />

Tropes are not mere ornaments used to embellish speech or to deceive its<br />

audience.They permeate all linguistic utterances.They have affinities to certain<br />

dramaturgical conventions (that is, enacted and emplotted <strong>narrative</strong>s), which are<br />

easily recognizable by an audience familiar with those conventions – in this<br />

case, an audience of European origins.<br />

Romance is a <strong>narrative</strong> form focused on a single Character and his or her<br />

potentialities. Its standard plot is that of the knight’s quest, the chivalry tale in<br />

which the hero, after a prolonged search including various trials and adventures,<br />

regains what is lost – love, the meaning of life, succe<strong>ss</strong> and glory, or all<br />

the above. Metaphor is the basic rhetorical figure of Romance: the hero or the<br />

heroine symbolize order, their enemies represent the forces of Evil, etc.<br />

Romance is built on the romantic a<strong>ss</strong>umption that all creatures and things in<br />

the world have a true and deep meaning which, after purging his or her soul,<br />

the hero or the heroine can reveal and so an initial metaphor will in the end<br />

become a proper name.<br />

Tragedy views humankind as subjected to a number of laws of fate, laid bare<br />

through the central crises that constitute the hub of the narration.Tragedy is<br />

built around metonymy as this cla<strong>ss</strong>ical rhetorical figure compares phenomena<br />

from a perspective of juxtaposition: phenomena or objects that are near to one<br />

another in time or space. A typical example is the tragic Sisyphus mythos,<br />

where the boulder, eternally pushed up the hill by the tragic hero and eternally<br />

rolling down again, stands for the fate of Sisyphus.<br />

In Comedy human beings are not represented as subject to laws of fate but<br />

rather as organically forming parts of a higher unity which, despite setbacks<br />

and (funny) complications, works to resolve everything into harmony – the<br />

characteristic happy ending. Thus Comedy always moves between two societies,<br />

one deficient, the other desirable. In Comedy, the final state is a society<br />

that optimally integrates the Characters.The transition to the new and better<br />

society does not take place without friction; on the contrary, complications<br />

connected to it give fuel to the narration.A central role in these complications<br />

is played by ‘obstructing characters’ who are the comics of Comedy. On the<br />

other hand, there are always characters who support a happy ending. Both<br />

these types of characters are functionally or dysfunctionally linked to the harmonious<br />

working of the whole society.This is why the rhetorical figure corresponding<br />

to Comedy is synecdoche, the trope that represents the whole by<br />

one of its parts.<br />

Satire shows the absurdity of all that occurs and therefore also of all the previously<br />

mentioned <strong>narrative</strong> conventions. It must reject as illusions the rational<br />

laws of fate in Tragedy, the pursuit of a common harmony in Comedy, and the<br />

self-fulfillment and disclosure of true meaning in Romance. Irony – the trope<br />

of skepticism, of contradiction, and of paradox – is the favored rhetorical figure<br />

of Satire. 2


22<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

The Swedish organization scholar, Kaj Sköldberg, discovered that different<br />

representations of organizational change he was studying were emplotted using<br />

these cla<strong>ss</strong>ical plots, thus resulting in different versions of the same sequence of<br />

events (Sköldberg, 1994; 2002). One version of the change was tragic. The<br />

organization has ended up in a crisis due to a fatal error: it has suffered from<br />

ignorance of the inexorable laws of fate – in this case a lack of cost awarene<strong>ss</strong>,<br />

the symptom of which is serious hubris concerning expenses and the prospects<br />

of expansion.The problem was being solved by means of rationalization.These<br />

may be saving measures; the drama can then be played in the genre of triumphant<br />

Tragedy.The means may also be computerization, which belongs to<br />

another tragic genre, the fatalistic one: computers are usually represented as<br />

deus ex machina, something one ‘must’ have because then all problems will be<br />

resolved.<br />

Another version of the reorganization was a Romantic Comedy, performed<br />

for an enthusiastic audience. In theater as in life, romantic comedy is an all-time<br />

favorite. After all, Comedy always presents the transition from an original and<br />

deficient state of affairs to a final and desirable one.The initial state of the organizations<br />

Sköldberg studied was characterized by ridiculous regulations. The<br />

final state was deregulation, implicitly tied to a mythical Golden Age (i.e. free<br />

market before regulation). Deregulation meant an unhappy organization had to<br />

be divided into happy local subcommunities – hence decentralization. The<br />

main drama of Comedy was combined with diverse Romantic activities directed<br />

at the personnel (comically called ‘human resource management’), through<br />

which the members of the organizations were expected to regain their true but<br />

forgotten selves.<br />

In the third version, that of the critics of the reform, a tale was enacted<br />

according to the Satirical convention. It caricatured both the previous dramas,<br />

showing that they were incompatible. In addition, a general disintegration or<br />

decoupling appeared between the components of the change so that the genre<br />

could be defined as fragmented Satire.The decoupling varied in strength but<br />

was omnipresent in numerous variations: as a decoupling between decentralization<br />

and computerization, between problems and solutions, between power<br />

and power base, between management and employees, and between various<br />

symbols.<br />

Sköldberg’s exercise was not an eccentric application of cla<strong>ss</strong>ical genres to<br />

a contemporary material. Cla<strong>ss</strong>ical plots are easily recognizable and much<br />

appreciated by modern audiences. Although the same public appreciates and<br />

enjoys the revolutionary and experimental approaches of modern and postmodern<br />

drama, its tastes (in art and beyond) are often conservative.This is why<br />

it is so difficult to replace the traditional story of leadership as male pursuit by<br />

its feminine versions (see Chapter 7), or for that matter the Hollywood plot,<br />

where all ends in a happy ending. The cla<strong>ss</strong>ical repertoire of plots is very<br />

resilient.


Watching while stories are made<br />

HOW STORIES ARE MADE 23<br />

All the examples above indicate that sensemaking is a retrospective proce<strong>ss</strong>,<br />

requiring time, but they do not actually demonstrate how a collective <strong>narrative</strong><br />

is woven from disparate events.This is difficult to demonstrate because of the<br />

inevitable conflict between ‘the prospective orientation of life with the retrospective<br />

orientation of <strong>narrative</strong>’ (Ryan, 1993: 138). It is impo<strong>ss</strong>ible to monitor<br />

the actors in order to capture the moments during which they elaborate their<br />

life experience into a story, not only in the case of the monks of St. Gall but<br />

even in the case of living actors.Yet Marie-Laure Ryan (1993) succeeded in<br />

locating what she calls ‘a factory of plot’ (p. 150): live radio broadcasts of sports<br />

events.There, ‘the real life situation promotes a <strong>narrative</strong> tempo in which the<br />

delay between the time of occurrence of the narrated events and the time of<br />

their verbal representation strives toward zero, and the duration of the narration<br />

approximates the duration of the narrated’ (p. 138). Thus, live broadcasts<br />

(not only of sports events) are of great interest to a <strong>narrative</strong>ly minded<br />

researcher.<br />

A broadcast is constructed around three dimensions: the chronicle (what is<br />

happening), the mimesis (how does it look, a dimension that allows the listener<br />

to construct a virtual picture of the events), and the emplotment (how things are<br />

connected; a structure that makes sense of the events).<br />

While emplotment is considered central for building a story, it is obviously<br />

the chronicle that is central to a sports broadcast.The nece<strong>ss</strong>ity of matching the<br />

<strong>narrative</strong> time to real time creates specific challenges and responses. One is<br />

‘empty time’ (the ‘mi<strong>ss</strong>ing years’ in the annals) when ‘nothing’ is happening on<br />

the field and the broadcasters fill it with past stories and general chat, at the risk<br />

of being caught in the middle of the story by a new event.Another is the congestion<br />

of events, a problem usually solved by quickening the pace of speech,<br />

sometimes to an impo<strong>ss</strong>ible speed.<br />

One way of filling empty time is to turn it to the service of the mimetic<br />

dimension of the broadcast. When there is a lull after a dramatic event, this<br />

event can be retold with an emphasis on how it happened.<br />

The real challenge, however, is the emplotment of the broadcast.The broadcasters,<br />

says Ryan, perform it using three basic operations: constructing characters –<br />

that is,introducing legible differences between the actors (a hero and an opponent);<br />

attributing a function to single events; and finding an interpretive theme that subsumes<br />

the events and links them in a meaningful sequence (‘near succe<strong>ss</strong>’,‘near failure’,<br />

etc.: p. 141).<br />

The close analogy between sports events and organizational performance in<br />

contemporary societies has been commented upon extensively (Corvellec,<br />

1997; see also Chapter 8). Indeed, the spectators (e.g., the shareholders) insist<br />

on seeing the chronicle of the events, not least because they want to have<br />

an opportunity to make their own emplotment. Although the real interest


24<br />

concerns the plot (‘why do you have lo<strong>ss</strong>es?’), the loosely espoused principles<br />

of logico-scientific knowledge turn the attention away from the operation of<br />

emplotment. Plots are given (in the form of scientific laws) so the only activity<br />

required is to recognize their pattern in the chronicle. This hiding of the<br />

emplotment proce<strong>ss</strong> results in the scarce interest in mimesis – on the part of<br />

the actors, spectators, and observers/researchers alike. And yet it is the mimesis,<br />

the how, that offers most rewards as to the way events become connected<br />

with the help of an acce<strong>ss</strong>ible repertoire of plots: a dirty prince<strong>ss</strong> cannot marry<br />

a prince, a dishonest company cannot remain on a stock market, etc.<br />

What prompted me to apply White’s recipe for a chronicle and a history to<br />

the text of the annals was the analogy I saw between these three forms and the<br />

story making that I was able to watch during my study of management in three<br />

European capitals (Czarniawska, 2002).The minutes of my direct observation<br />

resembled annals, even if contemporary metrology permits a more detailed<br />

measure of time. Also, most organizational reports resemble annals (Gabriel,<br />

2000). On the other hand, interview transcripts resembled chronicles: they<br />

reported the chronological and causal chains of events but did not have a point<br />

or a plot.After some time, however, I could see how complete stories begin to<br />

emerge. In certain situations, though, stories had to be produced at once.<br />

During my study of city management in Warsaw I have been shadowing the<br />

director of the Metro Construction General Headquarters – a city-owned<br />

company that was building a subway in Warsaw which was hoping to operate<br />

it after it was built. Here are some excerpts from my observation:<br />

Day 1.<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

14.00. I am sitting in Director General’s (D) office talking to the Finance<br />

Director (FD).<br />

FD: On Wednesday at 10 a.m. there will be a pre<strong>ss</strong> conference with a<br />

participation of the City Mayor. One of the things discu<strong>ss</strong>ed will be<br />

the metro … You see, our organization dates from the times when<br />

contractors would choose an investor and the General Headquarters<br />

had the function of a super-contractor. Nowadays it is the investor<br />

that chooses contractors. For us, it would be the most advantageous<br />

to have one investor, and many contractors, where MCGH would<br />

have the role of the coordinator.<br />

BC: What would be, according to you, an ideal organization structure for<br />

the Metro?<br />

FD: I’m not a copyist and I don’t believe that it’s nece<strong>ss</strong>ary to imitate<br />

something, but for me the Swi<strong>ss</strong> are the model of democracy and<br />

good management. When it comes to the public transportation,<br />

they’ve solved it in the most reasonable way. Outside of Zurich, in<br />

cantons and municipalities…


14:50. Enters D.<br />

…there are non-profit joint-stock companies, because metro is an<br />

unremunerative institution. Larger share means more money you put<br />

in, I believe such a solution would be the best one.<br />

BC: Who are shareholders?<br />

FD: Municipalities, districts. The Swi<strong>ss</strong> solution admits persons who are<br />

interested in the development of the public transportation, but their<br />

participation is minimal, few percents and the rest belongs to a<br />

municipality in proportion to the quantity of transports. Depending<br />

on the management system you obtain specific results – the better<br />

financial arrangement the higher benefits, you have to pay le<strong>ss</strong>.<br />

Every administrative and economic decision is taken by voting, as<br />

every decision-maker has well-defined competencies. It’s the democratic<br />

system that has been formed in 600 years and everybody<br />

cooperates together in an ideal symbiosis.<br />

This is a draft of the first story, launched by FD: an ideal property structure<br />

for the future metro company, legitimated by the long history of Switzerland’s<br />

succe<strong>ss</strong>. ‘Switzerland’ serves as a Utopia: a land where everything works as it<br />

should:<br />

FD: turns to D: You are invited to a pre<strong>ss</strong> conference.<br />

D: I won’t be here – I have an appointment with a doctor. What it will<br />

be all about?<br />

FD: Mainly about the investors and the contractors.<br />

D: That’s too bad. But what is to be the theme of the pre<strong>ss</strong> conference?<br />

FD: A great improvisation, as usual…<br />

D: Did we make for the Deputy Mayor a list of the things we are doing?<br />

FD: Yes, but I don’t have it on me. I gave him 3 copies.<br />

D: I understand that Mr. City Mayor will talk…<br />

FD: And we will be sitting in the back… But at least his attitude was<br />

extremely peaceful.<br />

D: All of them have changed, now they are all very nice. It was confirmed<br />

that the Council can’t appoint or revoke contractors till the elections...<br />

but if the president and the parliament agree that the elections should<br />

be postponed for a year we will have to do something about it. All who<br />

were able to, have already settled their affairs and will sit and twiddle<br />

their thumbs … We have to meet Mr. X from the county governor – to<br />

find out how the metro will be placed in the future governance system,<br />

whether it will be included in the City or in the county...<br />

3:15 p.m. Enters the secretary.<br />

S: Kislewski is on the phone.<br />

D: The one that did the movies?<br />

HOW STORIES ARE MADE 25


26<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

S: Not Kieslowski 3 but Kislewski. (Turning to FD): A Swi<strong>ss</strong> company is<br />

calling to say that they guarantee completion of the tunnel.<br />

FD: Tell them to call in three years.<br />

S: Does it mean that we are not interested?<br />

FD: We are, but in three years. The tunnels we did have been completed,<br />

and the next ones will be ready to be built in three years.<br />

BC: Don’t they know it?<br />

FD: Probably not. But seriously, the construction of the next section of<br />

the metro will be feasible in three years… But we have the contractors<br />

for the whole thing. Should I fire our miners?<br />

10 minutes are spent in getting rid of Kislewski (D to BC: You know, here<br />

everybody has to talk with the director).<br />

The Director suggests that there is a more important interpretative theme than<br />

the ideal shape of a company: the political positioning of the future metro<br />

company.The real Swi<strong>ss</strong> intervene. Observe my own story making: I am omitting<br />

parts of the conversation (…) and yet I keep the fragment about<br />

Kislewski–Kieslowski because I will be able to ascribe it a function later on:<br />

D: (on the phone): Good morning, I’d like to know how the things<br />

are going on... What do you mean we are not importers? The<br />

City is importing, the City Mayor. [He turns on the loudspeaker<br />

so that I can hear.]<br />

A woman: You told me that it’s Foreign Trade Co. which imports.<br />

D: It does, on orders from the City Office.<br />

W: Well yes, they are importing but we don’t have any information…<br />

D: And what kind of information can we give you?<br />

W: What kind of agreement is it, how does it work…<br />

D: Will a copy of the agreement be enough?<br />

W: Yes, please.<br />

D [to me]: Have you heard? You haven’t heard the beginning. We buy the<br />

metro cars from Ru<strong>ss</strong>ia, a very high VAT, 25%. Buses and<br />

trams are VAT exempt. But in order to be exempt from VAT the<br />

metro cars have to be bought by an administrative unit which<br />

is exempt from VAT…<br />

FD: It’s not clear whether we are talking about a direct import tax<br />

or VAT.<br />

D: … but such a unit does not exist. An operational unit which is<br />

buying these cars will be established only the next year. I<br />

spoke with the Ministry and I was told that there is no<br />

problem; it will be done in January. I came back from the sanitarium<br />

in March, nobody knew anything. A secretary told me<br />

that the bo<strong>ss</strong> is out, she can’t find anything and I should talk<br />

to a VAT director. The director was very nice – they all want<br />

nothing else but to help you and settle matters, but he said


that import VAT is somebody else’s busine<strong>ss</strong>. This other director<br />

says that if it’s import VAT it must be Madam Bartczak.<br />

Madam Bartczak says that she doesn’t know anything, but if<br />

everybody says that it’s her office, it must be it. Eventually<br />

she rummaged at the bottom of a drawer and she found it<br />

there – if I hadn’t called she would have never looked in it. I’ve<br />

told her once more that the City Office imports through its<br />

import agency. She told me no problem. But just in case I<br />

called her again – and you heard yourself. Now she tells me<br />

that it’s Foreign Trade and not the City Office! So I tell her<br />

once more that Foreign Trade is the city office’s agency. So<br />

she wants to see it on paper…<br />

At this point not much is known: it is a chronicle of events – contemporary<br />

(conversations, telephones) – but also of the past.We learn that MCGH had a<br />

different structure and organizational identity in the past and that these will be<br />

changed presently as a part of a general change in city management caused by<br />

the change of political regime (a potential story in its own right).We learn also<br />

that on Wednesday some kind of a story must be produced at a conference, and<br />

we can gue<strong>ss</strong> that various kinds of plots are in the offing, informed by different<br />

political interests. FD has his own dream plot: follow the example of the<br />

Swi<strong>ss</strong>. Directors suspect both the city and the county of emplotment of their<br />

own. By Wednesday, MCGH must arrive with their own story and try to make<br />

it win against competitive stories and plots; we do not know yet which. Such<br />

a story needs supporting evidence and the Director’s telephone conversation<br />

was an effort to secure it (story making can be hard work), but it has also served<br />

as an instructive story for my benefit: see how chaotic everything is?<br />

Day 3 (Wednesday).<br />

HOW STORIES ARE MADE 27<br />

9.30. A car arrives. D and I are on our way to pre<strong>ss</strong> conference (he cancelled<br />

his doctor’s appointment) when the Technical Director comes in.<br />

TD: What am I supposed to do with that engine driver from St. Petersburg?<br />

[Who was to drive the engine on a trial run of the subway.]<br />

D: I don’t know, it’s your engine driver.<br />

TD: Our own engine drivers have never driven this kind of engine and can<br />

run into problems.<br />

D: Find some engine drivers on the black job market, or take two<br />

engine drivers from Minsk. [This is what happens in Kieslowski’s<br />

movie.]<br />

TD: How can I do such a thing!<br />

D: Do it any way you want, but do not make a big fu<strong>ss</strong> of that engine<br />

driver from St. Petersburg, because they will immediately request a<br />

cooperation agreement and sure enough there will be a talk in town<br />

that the Ru<strong>ss</strong>ians teach us and that we exchange experiences…


28<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

TD: Well I know, but how can I use him unofficially…<br />

D: Well maybe not unofficially, but without letting everybody know.<br />

TD: But where do I get another driver…<br />

D: Oh, I don’t know.<br />

By saving two bits of action/dialogue (Kislewski’s telephone and the allusion<br />

to Kieslowski’s movie). I can attribute to them a function in my <strong>narrative</strong>: I can<br />

show how people use the contextual material to make sense of their own organizing<br />

(Czarniawska, 2000; 2002). But this function is not important for the<br />

<strong>narrative</strong> the directors are making. A story that becomes more and more central<br />

for them is the involvement of Ru<strong>ss</strong>ian contractors in the metro construction.<br />

While the Director can permit himself to produce a facetious plot à la Kieslowski<br />

in the safety of his office (‘get two drivers from Minsk if you do not want one from<br />

St. Petersburg’), at the pre<strong>ss</strong> conference the plot is clear and obviously decided<br />

together with the Deputy Mayor, who continues to produce anxious cues:<br />

The pre<strong>ss</strong> conference takes place at the city hall in Bankowy Square.<br />

When we enter the room there is one man from Gazeta Wyborcza (the<br />

main Polish daily) and quite a few women journalists, very young. At<br />

10:04 enters Deputy Mayor and his spokesperson (a woman). More journalists<br />

arrive…<br />

Spokeswoman: We have many novelties to present, as we would like to<br />

present to pre<strong>ss</strong> all the fields of activity of city administration.<br />

Today is the first part – the metro.<br />

D: It won’t be po<strong>ss</strong>ible neither to complete the metro<br />

before the end of the council’s term nor to extend the<br />

term, but the present council is giving metro a lot… How<br />

much? After 12 years we have built 12 km. Some say<br />

it’s a long time, others say that there were investments<br />

which took much more time, and not only in Poland. At<br />

any rate, now the political and economic conditions are<br />

different and the metro construction can proceed.<br />

Even though it’s almost ready there is a lot of work to<br />

be done. We don’t have all norms ready as it hasn’t been<br />

decided whether it’s a train or a tram, whether the traffic<br />

should be left-sided or right-sided, and which of the<br />

central institutions will take care of the metro. The number<br />

of norms is enormous, and many concern pa<strong>ss</strong>engers.<br />

First of all there are safety norms, of the utmost<br />

importance, but also organizational and technical norms<br />

are important. What we have for the time being you will<br />

find on this page [He hands out a sheet with technical<br />

data and a<strong>ss</strong>et distribution: stations, cars and crews.]<br />

I have to say that even though we have started in a<br />

political system which isn’t remembered well, we were


able to modernize, and we have technologies that are<br />

second to nobody in the world.<br />

Deputy Mayor: Mr. Director, can you point out that we supervise car<br />

production because many people feel uneasy about it…<br />

D: Of course! We buy Ru<strong>ss</strong>ian metro cars and we have had<br />

problems with their construction and quality of execution.<br />

The cars that were originally donated were delivered<br />

3 months after the promised delivery date. We<br />

weren’t allowed to interfere with production. But according<br />

to a new contract, the Polish State Railways carries<br />

out the direct operational supervision and already after<br />

a few weeks it turned out that there are differences in<br />

opinion between our supervisors and their workers. I<br />

could say even that there are conflicts, but the management<br />

is on our side because they see that this is the<br />

only opportunity for the factory to survive.<br />

Deputy Mayor: But Mr. Director, you have to say explicitly that we have<br />

control over what they are doing, because the way you say<br />

it sounds like if we didn’t know what’s going on there.<br />

D: Why, of course. If they deliver cars that are not finished<br />

properly, let’s say on Friday, hoping that controllers went<br />

for the weekend, our supervisors will see to it that they<br />

work on Saturday and Sunday.<br />

The remaining questions concern the dates of the po<strong>ss</strong>ible opening of the<br />

metro; no further i<strong>ss</strong>ues concerning investors or contractors are mentioned.<br />

The plot is simple – that of conversion: at the beginning of the construction<br />

the involvement of the Ru<strong>ss</strong>ians was large; now the political system has<br />

changed and the relationship has changed accordingly. Before, Ru<strong>ss</strong>ians were<br />

teaching and helping the MCGH; now it is MCGH who teaches and helps the<br />

Ru<strong>ss</strong>ians. The Director attempts to weave in his favorite plot – the transformation<br />

of MCGH (‘although we have started in a political system which is not<br />

remembered well’) but the Deputy will have none of it: get back to the<br />

Ru<strong>ss</strong>ians! Did the emplotment work?<br />

Day 4.<br />

HOW STORIES ARE MADE 29<br />

10:23. A journalist from Gazeta Wyborcza comes to the Director’s office.<br />

D: You didn’t write anything about yesterday’s pre<strong>ss</strong> conference. What<br />

was the reason? You didn’t bother?<br />

J: No, we wrote but…<br />

D: About the pre<strong>ss</strong> conference but not about the metro.<br />

J: Well I wouldn’t know, … but I have an idea.<br />

D: What kind of idea?<br />

J: Metro construction is almost finished, but it doesn’t show, you said<br />

it yourself yesterday, it is all under the ground. Therefore our newspaper<br />

would like to show it, to show it step by step, to write a reportage.


30<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

D: It’s fine with me.<br />

J: Of course we will need a leading story.<br />

D: I would suggest following points. First, how we bring specific structures<br />

into operation, how investments are converted into operations.<br />

Second, particular stations. Some of them will be esthetically more<br />

interesting than others, some will have very modern escalators, etc.<br />

Third, the delivery of the Ru<strong>ss</strong>ian metro cars – from the border to the<br />

driving tests. You could go to Brest [border railway station].<br />

J: Or to St. Petersburg.<br />

D: I can’t fix that for you, a contact of course, not the trip.<br />

J: But of course the trip will be paid by the newspaper…<br />

D: Of course I have to inform you that you aren’t the only interested, for<br />

example Top Canal [TV] shot a few photographs and showed them, it<br />

was very interesting, it looked quite different than how I see it.<br />

J: We as a newspaper don’t have such po<strong>ss</strong>ibilities.<br />

D: But you have a photographer, although frankly, one can hardly see<br />

anything on your pictures.<br />

J: But it will improve…<br />

D: Everybody says that everything will improve, but the fact is, only<br />

Rzeczpospolita and Zycie Warszawy have good quality pictures.<br />

J: Don’t forget that if a subject is of general interest, for example the<br />

production of the metro cars in St. Petersburg, we can print it on<br />

Friday [Gazeta Wyborcza publishes on Fridays a weekly supplement<br />

printed on fine paper with colored illustrations and photographs].<br />

D: I would like also to get something out of it. To settle a thing or two<br />

with your help. I would wish that you weren’t only the metro’s guest<br />

but also got in touch with authorities such as county administration,<br />

city administration. They have to be taught how to answer the old<br />

questions, why this station is here and not there, why this one was<br />

canceled and that one introduced. After all, the metro will open during<br />

their term in office.<br />

J: We have common interests…<br />

[The interview continues for an hour or so and, finally, the journalist goes<br />

out. He stops at the door, saying]: The car production, this is something<br />

I wouldn’t like to mi<strong>ss</strong>.<br />

D: The Ru<strong>ss</strong>ians will be grateful if you write something nice about them<br />

for a change.<br />

J: It depends very much on what I’ll see.<br />

The story has been delivered with a proper kind of emplotment, as far as I<br />

could judge, but its most important audience – the leading newspaper – has<br />

not been listening. Finally, the Director has their representative in his office and<br />

can openly negotiate about their mutual interest.‘The Ru<strong>ss</strong>ian plot’, however,<br />

will not be easy. The journalist clearly signals both strong interest and an<br />

unwillingne<strong>ss</strong> to buy an already-plotted story: he will have to go to see<br />

for himself in order to decide. Observe that, for him, as for most reporters,


mimesis and character development are much more important than they are<br />

for the managers (and, perhaps, for the students of management?).<br />

The emplotment continues. Unlike in a sports broadcast, the chronicle is not<br />

very important. Mimesis (the way of describing events) is a means of selling a<br />

given type of plot, but the plot is central.The battle of emplotment is a power<br />

battle: it is the old saying that it is the victors who write history.<br />

Exercise 2.1: multiple identities<br />

EXERCISES<br />

Try to emplot your biography in three different ways (po<strong>ss</strong>ible plots:<br />

‘The quest for knowledge’, ‘Succe<strong>ss</strong> story’; po<strong>ss</strong>ible genres: Romance,<br />

Comedy, Satire). Do not go to Exercise 2.2 until the task is completed.<br />

Exercise 2.2: life stories<br />

Reflect on the work that went into changing your biography into a story<br />

with a plot. Where did the plots come from? Your fantasy? Media? Your<br />

family history? What changes in structure (omi<strong>ss</strong>ions, completions)<br />

were needed to achieve the plot? Has mimesis (the descriptions)<br />

changed with the various plots?<br />

Exercise 2.3: observing how stories are made<br />

Take as a starting point any event reported in the media from the time<br />

it happened. Watch and note down how it is being made into a story:<br />

are there competing plots? What means are used to saturate the event<br />

with meaning? Whose story wins at the time you end your observation?<br />

FURTHER READING<br />

HOW STORIES ARE MADE 31<br />

Linde, Charlotte (1993) Life Stories. The Creation of Coherence.<br />

Oxford: Oxford University Pre<strong>ss</strong>.<br />

Shotter, John, and Gergen, Kenneth J. (eds) (1989) Texts of Identity.<br />

London: Sage.<br />

Sköldberg, Kaj (2002) The Poetic Logic of Administration. Styles and<br />

Changes of Style in the Art of Organizing. London: Routledge.


32<br />

Notes<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

1 As every reader of Jane Austen knows,Wickham was the wicked one.<br />

2 Richard Harvey Brown (1998) postulates that this genre, and the trope of irony, is<br />

best suited for social sciences (see also Chapter 10).<br />

3 At that time, Kieslowski’s Three Colors: White (a film about Warsaw under the new<br />

regime) had been released.


3<br />

Collecting Stories<br />

Oral history 33<br />

Collecting stories 36<br />

Telling stories 38<br />

Stories in and about organizations 40<br />

Ways of story collecting 42<br />

Notes 46<br />

Oral history<br />

For history, ethnology, and cultural anthropology, the <strong>narrative</strong> turn was a<br />

novelty only insofar as it applied to their own writings (I will return to this<br />

topic in Chapters 8 and 9). Stories as one kind of field material were no news<br />

to them. Oral history – of families, communities, and societies – relies upon<br />

the collection of stories (Paul Thompson, 1978).The famous The Making of the<br />

English Working Cla<strong>ss</strong> (by E.P.Thompson, 1963) was based on a collection of<br />

reports by paid government informants in the early nineteenth century. Paolo<br />

Apolito’s relation concerning apparitions of the Madonna in Campania, Italy<br />

(1990/1998), was originally entitled ‘It’s been said that they have seen<br />

Madonna’ – not a felicitous phrase in English but pointing toward ‘circulation<br />

of stories’ as an important element in a community’s life. As Paul Connerton<br />

expre<strong>ss</strong>ed it in his How Societies Remember, ‘The production of more or le<strong>ss</strong><br />

informally told <strong>narrative</strong> histories turns out to be basic activity for characterisation<br />

of human actions. It is a feature of all communal memory’ (1989: 16–17).<br />

Much as the folklore scholars would agree with all these statements (see, e.g.,<br />

Narayan and George, 2002), a student of contemporary western society might<br />

have objections. Isn’t oral history something exotic or something from the distant<br />

past, rudimental and unimportant in modern, literate societies?<br />

Comparative studies of literate and non-literate societies (Goody, 1986)<br />

show that, while <strong>narrative</strong>s exist in both oral and literate cultures, there are<br />

indeed three forms of text which became po<strong>ss</strong>ible only due to the existence of<br />

the script: tables, lists, and recipes.The first two differ from the <strong>narrative</strong> in that


34<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

they present items of information in a disjointed, abstract way. In order to<br />

memorize a list or a table, a mnemonic device is required to make up for the<br />

lack of connections.The recipe a<strong>ss</strong>umes a chronological connection and thus<br />

seems to resemble a <strong>narrative</strong>, but it lacks the propelling force of a cause or an<br />

intention – the plot of the <strong>narrative</strong>. Clouds lead to rain and greed leads to<br />

crime; sifting the flour does not lead to breaking eggs. The recipe fulfills the<br />

learning function of the <strong>narrative</strong> in that it provides the learner with a vicarious<br />

experience – but in a way that is closer to that of tables or lists. One could<br />

say that recipes are lists, but of actions, not of objects.<br />

In his Foucault’s Pendulum (1989), Umberto Eco provides an amusing illustration<br />

of one difference between lists and <strong>narrative</strong>s. In his story, the<br />

Rosicrucians, with the enthusiastic researchers – Casaubon, Belbo, and<br />

Diotallevi – on their heels, were presented with an old parchment from Provins<br />

(Provence), which contained the following text:<br />

a la … Saint Jean<br />

36 p charrete de fein<br />

6 … entiers avec saiel<br />

p … les blanc mantiax<br />

r … s … chevaliers de Pruins pour la … j.nc<br />

6 foiz 6 en places<br />

chascune foiz 20 a … 120 a …<br />

iceste est l’ordonation<br />

al donjon li premiers<br />

it li secunz joste iceus qui … pans<br />

it al refuge<br />

it a Nostre Dame de l’altre part de l’iau<br />

it a l’ostel des popelicans<br />

it a la pierre<br />

3 foiz 6 avant la feste … la Grand Pute. (Eco, 1989: 135)<br />

They reconstructed it as a great PLAN of the Templar Knights, seeking revenge<br />

against their enemies in the centuries to come:<br />

THE (NIGHT OF) SAINT JOHN<br />

36 (YEARS) P(OST) HAY WAIN<br />

6 (MESSAGES) INTACT WITH SEAL<br />

F(OR THE KNIGHTS WITH) THE WHITE CLOAKS [TEMPLARS]<br />

R(ELAP)S(I) OF PROVINS FOR (VAIN)JANCE [REVENGE]<br />

6 TIMES IN 6 PLACES<br />

EACH TIME 20 Y(EARS MAKES) 120 Y(EARS)<br />

THIS IS THE PLAN<br />

THE FIRST GO TO THE CASTLE<br />

IT(ERUM) [AGAIN AFTER 120 YEARS] THE SECOND JOIN THOSE (OF<br />

THE) BREAD<br />

AGAIN TO THE REFUGE


COLLECTING STORIES 35<br />

AGAIN TO OUR LADY BEYOND THE RIVER<br />

AGAIN TO THE HOSTEL OF POPELICANS<br />

AGAIN TO THE STONE<br />

3 TIMES 6 [666] BEFORE THE FEAST (OF THE) GREAT WHORE. (Eco, 1989:<br />

135–6)<br />

Casaubon’s girlfriend, Lia, a researcher in her own right, reads it very differently<br />

and with much better support in the sources. According to her, it is a<br />

simple shopping (or, rather, selling) list containing a merchant’s order for cloth<br />

and roses, Provins’ most important products at that time:<br />

In Rue Saint Jean:<br />

36 sous for wagons of hay.<br />

Six new lengths of cloth with seal<br />

to rue des Blancs-Manteaux.<br />

Crusaders’ roses to make a jonchée:<br />

six bunches of six in the six following places,<br />

each 20 deniers, making 120 deniers in all.<br />

Here is the order:<br />

the first to the Fort<br />

item the second to those in Porte-aux-Pains<br />

item to the Church of the Refuge<br />

item to the Church of Notre Dame, acro<strong>ss</strong> the river<br />

item to the old building of the Cathars<br />

item to rue de La Pierre-Ronde.<br />

And three bunches of six before the feast, in the whore’s street.<br />

Because they, too, poor things, maybe wanted to celebrate the feast day by making<br />

themselves nice little hats of roses. (Eco, 1989: 536)<br />

But this sober reading comes too late: the three males have already launched<br />

themselves into mortal danger because of their belief in the Plan. Eco’s point<br />

concerns the dangers of overinterpretation (I return to this i<strong>ss</strong>ue in Chapter 5).<br />

But he also shows how dedicated they are to their story: Lia’s prosaic list cannot<br />

compete with the allure of a <strong>narrative</strong>.<br />

Yet modern organizations are not supposed to be alluring but sober; and<br />

tables, lists, and recipes are undoubtedly the modern props of knowledge.<br />

Formal organizations, those epitomes of rationalized collective action, are often<br />

presented as sites where <strong>narrative</strong> has no role for learning and memory, at least<br />

within programmatic attempts to influence organizational learning.Tables and<br />

lists (many ‘models’ and taxonomies are complicated lists) are given priority as<br />

teaching aids in schools as well as in companies. Again, while they can fulfill<br />

certain functions that <strong>narrative</strong>s cannot, the reverse applies even more. Almost<br />

certainly the greater part of societal learning happens through the circulation<br />

of stories (Weick, 1995; Orr, 1996).Also, the extent to which the modern props


36<br />

of learning – and the technologies of writing which support them – are used<br />

in modern organizations varies. My studies of city management revealed, for<br />

example, that in the Stockholm city office many important deals were made<br />

on the phone, whereas in Warsaw every agreement had to be confirmed in<br />

writing. Stockholm, however, was flooded with leaflets, brochures, and memos,<br />

whereas in Warsaw there were very few of these and important information<br />

was conveyed face to face only. Oral cultures are not nece<strong>ss</strong>arily ages away. As<br />

Goody and Watt (1968) observed, the oral tradition remains the primary mode<br />

of cultural orientation even in a literate culture, which is rather fortunate in<br />

light of the unlimited variety and fragmentation of the written sources available.<br />

And the oral tradition depends on the <strong>narrative</strong>.<br />

Each field of practice (including the practice of research) has, at any point<br />

in time, a series of stories in circulation. They might concern recent events<br />

that are in need of emplotment or, to the contrary, be focused on a distant<br />

history, giving coherence and legitimacy to the field of practice as it is today.<br />

Each family has a repertoire of such stories.They are offered to newcomers<br />

as the means of introduction to a community, but they are also repeated in<br />

the presence of the very actors who participated in the event, thus consolidating<br />

a community feeling by reifying its history. Many of them have a<br />

quasi-mythical character and are exploited in similar fashion, as described in<br />

many an anthropological study.This chapter explains the pragmatic functions<br />

of such stories and quotes well-known examples of studies based on story<br />

collection.<br />

Collecting stories<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

In the light of what was said above about the role of stories in learning and<br />

memory, it is perhaps not surprising that one of the earliest studies of modern<br />

phenomena that relied on story collection came from the field of education.<br />

Burton R. Clark (1972) studied three famous US colleges (Reed, Antioch, and<br />

Swarthmore) and in all these places discovered a story in circulation that was<br />

rooted in history, claimed unique accomplishment, and was held in warm<br />

regard by the group who was recalling it. He called these stories ‘organizational<br />

sagas’:<br />

Saga, originally referring to a medieval Icelandic or Norse account of achievements<br />

and events in the history of a person or a group, has come to mean a <strong>narrative</strong> of heroic<br />

exploits, of a unique development that has deeply stirred the emotions of participants<br />

and descendants.Thus a saga is not simply a story but a story that at some time has had<br />

a particular base of believers … The element of belief is crucial, for without the credible<br />

story, the events and persons become history; with the development of belief, a particular<br />

bit of history becomes a definition full of pride and identity for the group.<br />

(Clark, 1972: 178)


All three sagas fulfilled the same (symbolic) function but they differed in plot.<br />

The Reed College saga told the story of creative acts performed by a pioneerlike<br />

leader in an (educational) desert.The Antioch College saga was the story<br />

of an established organization in deep crisis, saved by a Utopian reformer.The<br />

Swarthmore College saga was a story of a succe<strong>ss</strong>ful organization that was in<br />

danger of succumbing to complacency, until rescued by a leader sensitive to the<br />

winds of change.<br />

Although the basic plot varied, the central Character remained the same.<br />

Indeed, modern stories tend to reproduce the masculine domination, offering<br />

few, if any, counterparts of folklore stories about witches and wise women.This<br />

characteristic is not limited to heroic sagas where the presence of charismatic<br />

leaders is a part of the cla<strong>ss</strong>ical plot. Anthropologists Sabine Helmers and<br />

Regina Buhr (1994) carried out a field study in a large German company producing<br />

typewriters.They spent three weeks in the company, conducting interviews<br />

and observing. During their stay several interlocutors, all men, told them<br />

the following story:<br />

The Tactful Typewriter Mechanic<br />

COLLECTING STORIES 37<br />

The new secretary had called in the mechanic many times because her electric typewriter<br />

kept making spaces where they didn’t belong.After trying unsucce<strong>ss</strong>fully to find<br />

the cause, the mechanic decided to observe the secretary at work for a while. He soon<br />

discovered the problem.The girl, generously endowed with feminine attractions, kept<br />

hitting the space key involuntarily every time she bent forward.The mechanic showed<br />

that he was capable of dealing with this rather delicate situation. He found the excuse<br />

to send her out of the office and raised her swivel chair four centimeters. Since then<br />

she had no problems with her machine and has nothing but praise for the excellent<br />

mechanic. (Helmers and Buhr, 1994: 176)<br />

At first, say Helmers and Buhr, they did not pay much attention to the story<br />

but its repetitions made them curious.The story was told as if the event took<br />

place the day before, but the attempt to trace it led them to an Austrian inhouse<br />

publication for a typewriter dealer dated 2 June 1963 (the excerpt is<br />

quoted as from that source).Thus a practically ancient story was kept alive<br />

by retelling it and was given relevance by situating it contemporarily and in<br />

the narrators’ own company. The tale had its ‘sisters’ in other companies,<br />

industries, countries, and times. Helmers and Buhr were able to show that<br />

such stereotyping of women as ‘dumb blondes’ actually hampered technological<br />

developments in the typewriter industry. Stories of the kind they<br />

encountered redefined many technically solvable machine errors as ‘users’<br />

problems’.<br />

The title of this chapter might be somewhat misleading: ‘collecting stories’<br />

sounds like a pa<strong>ss</strong>ive occupation, stories waiting like mushrooms to be picked.<br />

In fact, Boland and Tenkasi (1995) were worried that too many researchers


38<br />

expected exactly that. Boland and Tenkasi took a highly critical view of<br />

‘collecting’ organizational <strong>narrative</strong>s as if they were artifacts for ever petrified<br />

in organizational reality waiting to be ‘discovered’ by a researcher. Yet every<br />

<strong>narrative</strong> becomes new with each retelling, and the ‘petrification’ of stories is<br />

not the result of the myopia of the researcher but of intensive stabilizing work<br />

by the narrators, some examples of which we saw in Chapter 2. Neverthele<strong>ss</strong>,<br />

story collection needs to be supported by the study of <strong>narrative</strong> performances,<br />

such as undertaken by David Boje (1991).<br />

Telling stories<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Boje took inspiration from studies of Harvey Sacks (1992) and his followers,<br />

who investigated the occurrence of stories in conversations. 1 One context<br />

especially rich for the story-carrying conversation was, he observed, a work<br />

organization:<br />

In organizations, storytelling is the preferred sense-making currency of human<br />

relationships among internal and external stakeholders. People engage in a dynamic<br />

proce<strong>ss</strong> of incremental refinement of their stories of new events as well as on-going<br />

interpretations of culturally sacred story lines. When a decision is at hand, the old<br />

stories are recounted and compared to an unfolding story line to keep the organizations<br />

from repeating historically bad choices and to invite the repetition of past<br />

succe<strong>ss</strong>es. In a turbulent environment, the organization halls and offices pulsate<br />

with a story life of the here and now that is richer and more vibrant than the firm’s<br />

environments.<br />

Even in stable times, the story is highly variable and sometimes political, in that part<br />

of the collective proce<strong>ss</strong>ing involves telling different versions of stories to different<br />

audiences … Each performance is never the completed story; it is an unraveling proce<strong>ss</strong><br />

of confirming new data and new interpretations as these become part of an unfolding<br />

story line. (Boje, 1991: 106)<br />

Boje thus set out to record everyday conversations in a large office-supply<br />

firm he was studying in order to capture spontaneous storytelling episodes. He<br />

then used the program ETHNOGRAPH to code the over 100 hours of tape<br />

recordings, a procedure that took him 400 hours. His findings concerned two<br />

aspects of storytelling: how they occur in conversations and in what way they<br />

are used. As far as the first aspect is concerned, Boje discovered that storytelling<br />

in contemporary organizations hardly follows the traditional pattern of a narrator<br />

telling a story from the beginning to the end in front of an enchanted<br />

and attentive audience. Narrators told their stories in bits and pieces, were<br />

often interrupted, sometimes for the purpose of complementing the story,<br />

and sometimes for aborting the storytelling. As to uses to which stories were<br />

put, Boje cla<strong>ss</strong>ified them into pattern finding, pattern elaboration, and pattern


COLLECTING STORIES 39<br />

fitting. This cla<strong>ss</strong>ification exemplifies well Karl Weick’s insights concerning<br />

sensemaking (1995).A story is a frame – a frame that emerges and is tried out,<br />

a frame that is developed and elaborated, or a frame that can easily absorb the<br />

new event.<br />

Boje’s study shows that the line between ‘story making’ and ‘story collecting’,<br />

topics of two separate chapters in this book, is very fine if it exists at all.The structuring<br />

of this book does not correspond to the ‘structure of reality’, as it were; it<br />

is a device used to structure a text. Also, although both Boje’s and Gabriel’s (see<br />

the next section) studies were done in workplaces, storytelling is not limited to<br />

such sites. Family is an obvious site for storytelling, as are playgroups and various<br />

a<strong>ss</strong>ociations. Still, the ‘work-worlds’ may deserve special attention.<br />

The concept of a ‘work-world’ is inspired by Benita Luckmann (1978), who<br />

pointed out that the lifeworld of modern people is divided into segments or<br />

subuniverses. One such small lifeworld of a modern person is a world of work,<br />

the other two being family and ecological community (the list should now be<br />

extended to include virtual communities). Accepting her reading means a<br />

deviation from the common viewpoint that workplaces are ruled by the rigid<br />

arm of the ‘system’ and hence stand in opposition to the ‘lifeworld’. 2<br />

Luckmann demonstrated two interesting traits of such ‘small lifeworlds’: one,<br />

that they are surprisingly similar to traditional communities; and, two, that the<br />

main difference between ‘the modern person’ and his or her traditional equivalent<br />

is that there are several such worlds in modernity which requires (but also<br />

permits) frequent ‘gear shifting’. The stories circulate in all, although gear shifting<br />

might also mean genre shifting.<br />

Luckmann’s idea found an excellent illustration in Julian E. Orr’s (1996)<br />

ethnography of the work of technicians who repair copying machines.While<br />

employed by a big corporation, the technicians practically managed to ignore<br />

it. They conceived their job – in the sense of a work practice rather than a relation<br />

of employment and hierarchy – as an individual, challenging task, made<br />

po<strong>ss</strong>ible by a supportive community.The community was a context where ‘war<br />

stories’ were swapped and where the collective knowledge was produced,<br />

maintained, and distributed. Orr concludes that:<br />

the skilled practice of field service work [is] nece<strong>ss</strong>arily improvised…, and centered<br />

on the creation and maintenance of control and understanding. Control and understanding<br />

are achieved through a coherent account of the situation, requiring both<br />

diagnostic and <strong>narrative</strong> skills. Understanding is maintained through circulation of<br />

this knowledge by retelling the <strong>narrative</strong>s to other members of the community,<br />

and this preservation of understanding contributes to the maintenance of control.<br />

(1996: 161)<br />

Orr is very clear on one point: the stories are not about work, they are the work<br />

of the technicians, even though they may create other outcomes:


40<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

when technicians gather, their conversation is full of talk about machines. This talk<br />

shows their understanding of the world of service; in another sense, the talk creates that<br />

world and even creates the identities of the technicians themselves. But neither talk nor<br />

identity is the goal of technicians’ practice.The goal is getting the job done, keeping<br />

the customers happy, and keeping the machines running. (1996: 161)<br />

The technicians’ stories are not ‘organizational stories’; they are ‘stories that<br />

organize’ (Czarniawska and Gagliardi, 2003). Most likely, the storytelling<br />

registered by Boje (1991) fulfilled similar functions, although he focused more<br />

on their formal role in the sensemaking proce<strong>ss</strong>. What makes the difference<br />

between storytelling as reported by Boje and Orr and that described by<br />

Gabriel (see the next section) is that those ‘work stories’ are of a doubtful<br />

aesthetic or political value and are often elliptic and difficult to understand for<br />

a bystander. ‘Organizational stories’, on the other hand, seem to be meant for<br />

a general audience and – although no doubt fulfilling multiple functions – can<br />

hardly be of practical use for a problem at hand.<br />

Stories in and about organizations<br />

Yiannis Gabriel (2000) begins his book with a confe<strong>ss</strong>ion: he is a story lover,<br />

and it is a love story that dates from his childhood and carries into his family<br />

life. For a long time, however, he saw storytelling and working life, and especially<br />

working life consisting of doing research on working life, as two separate<br />

domains. Both as an employee and as a researcher, however, he was struck by<br />

two observations. First of all, different people told him the same, or very similar,<br />

story, as if they had rehearsed it beforehand. Secondly, long after his working<br />

experience or his research had ended, these stories remained in his memory<br />

longer than facts and people. Hence his present effort, although inspired by<br />

folklore research, aimed at answering three questions:<br />

1. How can we study organizations through the stories that are told in them and<br />

about them?<br />

2. What do stories tell us about the nature of organizations as distinct forms of<br />

human collectivity?<br />

3. What do stories encountered in organizations tell us about the nature and functions<br />

of storytelling? (Gabriel, 2000: 2)<br />

I am quoting these questions verbatim as a kind of warning. Many young<br />

scholars, fascinated by the presence of stories, proceed to do studies that show<br />

this presence. This is not enough; besides, it has already been done as documented<br />

not least by examples I am quoting here.A similar phenomenon happened<br />

in economics, according to Robert Solow (1988), when the economists<br />

were informed (mostly by Deirdre McCloskey, 1985) that economics uses


COLLECTING STORIES 41<br />

metaphors in its writings. The result was a series of studies that Solow<br />

summarizes as ‘Look, Ma, there is a metaphor!’ studies. The same thing is taking<br />

place in <strong>narrative</strong> studies: many of them are of the ‘Look, Ma, there is a <strong>narrative</strong>!’<br />

type. Yet pointing out that science uses stories and metaphors, and so<br />

do other types of human activities, cannot be the whole program. The point<br />

is: what are the consequences of scientific rhetoric and what are the consequences<br />

of storytelling – for those who tell the stories and those who study<br />

them?<br />

Gabriel adopts a narrow definition of the story, such as the one I took on in<br />

Chapter 2, and contrasts stories with other common types of organizational<br />

<strong>narrative</strong>s: opinions and reports (the latter clearly a modern version of a chronicle;<br />

see Chapter 2). Here is an example of a complete story that is worth<br />

repeating for its entertainment value:<br />

There was a chap driving a lorry and he hit a cat so he got out of the lorry and saw<br />

this cat on the side of the road and thought I’d better finish it off … smashed it over<br />

the head, got back in and drove off. A lady or a chap phoned the police and said I’ve<br />

just seen a Board lorry driver get out and kill my cat. So they chased after the van and<br />

found it and asked the driver whether he had killed the cat so he said he had run over<br />

it and couldn’t leave it like that … it’s cruel so I finished it off. So they said can we<br />

examine your van and he said yes by all means so they examined the van and found a<br />

dead cat under the wheel arch. So it was the wrong cat [he had killed] sleeping at the<br />

side of the road. (Gabriel, 2000: 23)<br />

Gabriel points out that it does not make sense to check the veracity of the<br />

story, and treats it as an example of organizational folklore. 3 I would like to<br />

point out that, like the story of a tactful mechanic, it contains many a me<strong>ss</strong>age<br />

about Board company. It is not the plot (a comic road story involving a case of<br />

mistaken identity) but the mimesis that carries the me<strong>ss</strong>age: we learn that Board<br />

drivers are people sensitive to the suffering of animals and that the British<br />

police force reacts promptly even to extremely exotic complaints with exceptional<br />

thoroughne<strong>ss</strong> and alacrity.<br />

Gabriel then moves to inspecting ‘the ways the stories are made’, showing<br />

how the same incident involving the explosion of a fire extinguisher takes the<br />

form of four different stories. He proceeds to trace the poetic tropes at work<br />

in story making in a way inspired by White and resembling that of Sköldberg<br />

(Chapter 2). He gives examples of an epic story, a tragic story, and a comic<br />

story (he has not found a romantic tale) and proceeds to analyze them according<br />

to five features: (1) a protagonist; (2) a predicament; (3) attempts to resolve<br />

the predicament; (4) the outcome of these attempts; and (5) the reactions of<br />

the protagonist (p. 61). This kind of structural analysis will be given more<br />

attention in Chapter 7; for now, we will look for the answers to Gabriel’s<br />

questions.<br />

Surprisingly enough, Gabriel is more pe<strong>ss</strong>imistic about story-based research<br />

than his own text. In a somewhat mournful ending, he says:


42<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Unlike the café and the pub, the village square and the family table, organizations do<br />

not appear to be a natural habitat of storytelling – after all most people in organizations<br />

are too busy appearing to be busy to be able to engage in storytelling. Nor is<br />

trust, respect, and love among members of organizations such as to encourage free and<br />

uninhibited narration. Moreover, stories in organizations compete against other narrativities,<br />

especially against information and data, but also against clichés, platitudes,<br />

acronyms, artefacts small and large, arguments, opinions, and so forth. In such an<br />

environment, amidst the noisy din of facts, numbers and images, the delicate, timeconsuming<br />

discourse of storytelling is easily ignored or silenced. Few organizations are<br />

spontaneous storytelling cultures. (2000: 240)<br />

As a worker daily drowned in the ocean of repetitive stories, I almost wish<br />

Gabriel was right. As his reader, I think Gabriel is using a hyperbole – a selfconscious<br />

exaggeration (Lanham, 1991: 86). The quotation continues: ‘Yet,<br />

there is storytelling going on in organizations, and some organizational stories<br />

are good stories.’ And the bulk of his book shows how revealing the study of<br />

stories actually is (on the matter of whether I have the right to go against an<br />

author’s explicitly stated intentions, see Chapter 5).<br />

To begin with, the stories he found were not few: 130 interviews gave rise<br />

to 404 stories. (Gabriel also gives useful advice in such practical matters as<br />

eliciting and collecting stories.) The following analysis of stories 4 elucidates<br />

several extremely important and often otherwise hidden aspects of social life.<br />

One such aspect is the role stories play in the drama of organizational power<br />

and resistance, at which I hinted in the previous chapter. Another is that<br />

stories permit acce<strong>ss</strong> to the emotional life of organizations.This topic has been<br />

taken up by other writers (see a collection edited by Fineman, 1993), but<br />

Gabriel addre<strong>ss</strong>es a highly original aspect: stories as revealing the nostalgia<br />

present in organizations. A third aspect, closely related, is the religious side of<br />

organizing: Gabriel offers a compelling interpretation of the longevity of the<br />

leader-as-a-hero kind of plot – the leader is a kind of surrogate God in organizations:‘By<br />

highlighting the untypical, the critical, the extraordinary, stories<br />

give us acce<strong>ss</strong> to what lies beyond the normal and the mundane’ (2000: 240).<br />

Gabriel speaks here in tune with Jerome Bruner, who pointed out that ‘The<br />

function of the <strong>narrative</strong> is to find an intentional state that mitigates, or at least<br />

makes comprehensible, a deviation from a canonical cultural pattern’ (1990:<br />

49–50). Thus stories might not tell all about work-worlds, but they do tell<br />

a lot.<br />

Ways of story collecting<br />

The literature on story collecting reveals at least three main ways of collecting<br />

stories. The first is the one used by Boje and Orr: recording of spontaneous<br />

incidents of storytelling during prolonged field research. As pointed out by


COLLECTING STORIES 43<br />

Gabriel, this is not easy: it requires a special sensibility (which can be acquired,<br />

however, in the field), a good memory, or a skillful and unobtrusive use of<br />

recording devices.<br />

The second approach is the one used by Gabriel himself: eliciting stories.<br />

Looking at his interview guide, I was struck by its similarity to Flanagan’s critical<br />

incidents technique (1954). This technique has been invented within an<br />

approach very distant from a <strong>narrative</strong> one and yet nothing says it cannot be<br />

used for that purpose.<br />

This particular technique originated in the Aviation Psychology Program of<br />

the US Army Air Forces in World War II, with the specific purpose of developing<br />

procedures for the selection and cla<strong>ss</strong>ification of aircrews. Flanagan asked<br />

pilots to tell him about critical incidents in their service.<br />

Flanagan defined an incident as an observable human activity that can be<br />

seen as a whole: it has a beginning and an end, even if it can be related to many<br />

other, earlier and later activities.A critical incident is an incident that is untypical<br />

in the sense of not happening regularly, even if typical for a given type of<br />

activity (and therefore, for example, an activity repeated several times every day<br />

is not a critical incident). It must, however, be important from the point of<br />

view of the main activity of proce<strong>ss</strong>es taking place in the site under study. Both<br />

judgments (untypical, important) must be made by the observer under the<br />

guidance of the researcher.<br />

The procedure (usually an interview but also an observation technique)<br />

should cover the following steps:<br />

1 Establishing general aims of an activity. (Researchers who believe, like Karl<br />

Weick, that aims of an activity are best discovered specifically and post factum<br />

might replace it with a question concerning the type of activity.)<br />

2 Describing the unit and the actors. (Again, Flanagan has clearly in mind formal<br />

organizations. Researchers who study other type of communities will be satisfied<br />

with a description of a site at which the activity takes place. A good<br />

description should resemble stage specifications, so that it is clear where are the<br />

doors and where are the windows – metaphorically speaking – what costumes<br />

should actors wear, etc.)<br />

3 Choosing an incident. During an interview, the interviewer and the interviewee<br />

make the choice together. During an observation, the observer decides and<br />

justifies the choice.<br />

4 Description of the critical incident. Again, it should resemble a play script. It<br />

must be chronologically ordered, detailed (everything of importance for understanding<br />

the whole), and complete with the intentions of actors (as declared by<br />

themselves or attributed by the observer).<br />

5 Critical judgments of the observer may be included but must be clearly separated.<br />

This description of the procedure makes it clear that the resulting account<br />

might well be a story or a chronicle. Unle<strong>ss</strong> the study aims at storytelling


44<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

specifically, it does not matter much as chronicles and other types of <strong>narrative</strong>s<br />

are also texts permitting interesting interpretations.<br />

The third way of collecting stories is to ask for them. Much as I focus in this<br />

chapter on oral histories, written stories are also created and circulated, not<br />

least in the new medium of the Internet.Accordingly, I used such an approach<br />

(which is still a variation of Flanagan’s technique) in a study on power in<br />

organizations. Students of management, psychology, and sociology in different<br />

countries were given the following instruction:<br />

Name or pseudonym:<br />

Age:<br />

Gender:<br />

Power is one of the phenomena that always interested social scientists,<br />

were they philosophers or organization theorists. Neverthele<strong>ss</strong>, we do not<br />

really know what power looks like in concrete, contemporary organizations.<br />

Please think for a moment about an incident involving organizational<br />

power that you recently observed. Take some time now, before<br />

reading further, to remember the details of that incident.<br />

Now please describe, as fully as po<strong>ss</strong>ible, the details of that incident,<br />

explaining the situation that led to the incident, the people involved, what<br />

was said and done by whom, and the consequences of the incident. Take<br />

as many additional pages as you wish.<br />

Why have you chosen this particular incident? Could you comment on<br />

organizational power as you see it and as it is described in your incident?<br />

Thank you very much for your cooperation!<br />

This instruction resulted in a whole collection of very interesting stories. 5<br />

Monika Kostera uses a similar technique (2002), sometimes changing it so that,<br />

instead of a theme, the respondents are asked to complete a story of which they<br />

are given the first line (‘You are free to go, said the Managing Director’). She<br />

also asked managers to write short poems and they obliged her (Kostera, 1997).<br />

Scheytt et al. (2003) applied the same instruction in a study of the notion of<br />

‘control’ in different cultures.<br />

The choice of a specific technique depends on opportunities, personal<br />

talents, and preferences. Throughout this book I avoid giving specific recipes<br />

(I prefer to quote stories) because most prescriptions, sensible as they were in<br />

a given context of use, can easily turn absurd in another one. If there is one<br />

general rule of field research it is that all techniques must be context sensitive.<br />

A field researcher is constantly making decisions as to the next step to take (not<br />

least moral decisions), and there is no authority in the academic word who<br />

could foresee all contexts and all occurrences.


The point I was trying to make in this chapter is that long-lived <strong>narrative</strong>s,<br />

especially stories, are sediments of norms and practices and, as such, deserve careful<br />

attention. Each workplace, each group and community has a contemporary<br />

and historical repertoire of stories, sometimes divided into ‘internal stories’<br />

and ‘external stories’, sometimes stories spread abroad with a hope of their<br />

return in a more legitimate form – for example, via ma<strong>ss</strong> media (Kunda,<br />

1992).<br />

Boland and Tenkasi (1995) have made an important point, however. Stories<br />

do not lie around – they are fabricated, circulated, and contradicted. Using an<br />

industrial metaphor (following Michel de Certeau, 1984), it could be said that<br />

stories are produced (concocted, fabricated), sold (told, circulated), and consumed<br />

(listened to, read, interpreted) – often all in the same performance. Nor<br />

is a story collector, in this case a researcher, a mushroom picker: he or she listens<br />

selectively, remembers fragmentarily, and re-counts in a way that suits his<br />

or her purpose. Interestingly enough, all these phenomena can be observed in<br />

one type of interaction: an interview.<br />

EXERCISES<br />

Exercise 3.1: family or workplace story<br />

Does your family have a story that is often told when guests are<br />

around? (This notion encompa<strong>ss</strong>es strangers as well as visiting family<br />

members.) If not, can you recall a story that is told to visitors at<br />

your workplace? Perhaps you remember stories told to you when you<br />

were a new employee? Write up whichever story is easier to<br />

retrieve.<br />

Exercise 3.2: collective storytelling<br />

COLLECTING STORIES 45<br />

Show your story to another family member or to a colleague<br />

at work. Ask him or her whether you remembered it well and<br />

ask him or her to correct your story on paper (make sure the<br />

story is double spaced). Compare the two versions. What do the<br />

corrections say about yourself? About your family member or your<br />

colleague? What does the story say about your family or about your<br />

workplace?


46<br />

FURTHER READING<br />

Boje, David M. (1991) ‘The storytelling organization: a study of story<br />

performance in an office-supply firm,’ Administrative Studies Quarterly,<br />

36: 106–26.<br />

Gabriel, Yiannis (2000) Storytelling in Organizations: Facts, Fictions<br />

and Fantasies. Oxford: Oxford University Pre<strong>ss</strong>.<br />

Orr, Julian E. (1996) Talking about Machines. An Ethnography of a<br />

Modern Job. Ithaca, NY: Cornell University Pre<strong>ss</strong>.<br />

Notes<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

1 The reader might wonder how David Boje was able in 1991 to partake in the<br />

insights of Sacks’ book published in 1992. Sacks’ complete Lectures on Conversation<br />

were first published in 1992, 17 years after his tragic death, but circulated as paper<br />

copies of the transcriptions made by Gail Jefferson, and some of them were published<br />

separately before 1992.<br />

2 ‘System’ and ‘lifeworld’ are Hu<strong>ss</strong>erl’s terms, used much by Alfred Schütz and his<br />

disciples.<br />

3 Gabriel points out that the notion of organizational folklore (cultural practices and<br />

artefacts that are symbolic, spontaneous, and repetitive) has not received much<br />

attention from organizational scholars. I agree with him that this is highly regrettable<br />

as all kinds of bodily practices and artefacts are powerful carriers of social<br />

memory (Connerton, 1989). I suppose the reason is that they are very difficult to<br />

study and require a special kind of trained sensitivity, not part of the usual curricula<br />

for social science researchers.<br />

4 Gabriel, like Boje, used a computer program: Cardbox-Plus.<br />

5 The results of this study can be found in Czarniawska-Joerges and Kranas (1991),<br />

Czarniawska-Joerges (1994) and Czarniawska (2003b); see also Chapter 7.


4<br />

Narratives in an Interview Situation<br />

What is an interview? 47<br />

An interview as an interaction and as a <strong>narrative</strong><br />

production site 49<br />

Difficulties connected to eliciting <strong>narrative</strong>s in an<br />

interview situation 51<br />

Avoiding accounts 54<br />

Interview transcript as a <strong>narrative</strong> 55<br />

Notes 59<br />

What is an interview?<br />

The ingenious spelling of the title of Steinar Kvale’s book (InterViews, 1996)<br />

brought to the attention of researchers like myself at least two unpleasant<br />

insights about their favorite technique. The first concerned what, in its usual<br />

form, an interview is not: it is not a mutual exchange of views. A more correct<br />

name would be, perhaps, an ‘inquisition’ or an ‘interrogation’, quite in tune<br />

with the deplorable tradition of calling the interviewees ‘informants’. The<br />

second insight concerned what, in its frequent version, an interview unfortunately<br />

is: collecting views and opinions on whatever topic is mentioned. If an<br />

interview is not a part of an opinion survey, this is not what researchers are<br />

after: they want to know facts, or attitudes, or many other things outside the<br />

interview, the ‘reality behind it’, as it were.<br />

But should a research interview be an exchange of views between the two<br />

parties? Kvale takes up a normative, philosophical perspective and claims that,<br />

as conversations are the main mode of knowledge production in our societies,<br />

the model of conversation, especially its version known as a philosophical dialogue,<br />

should become the model for interviews. An interview is two persons<br />

seeking knowledge and understanding in a common conversational endeavor.<br />

As long as this postulate is crafted in theoretical terms, there is no need to<br />

raise any objections to such an ideal although, semantically speaking, this is a<br />

definition of a dialogue, not of an interview. An interview is, indeed, a common<br />

enterprise in knowledge production. The practice of research interviewing,


48<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

however, creates its own complications. Kvale is the first to notice that what he<br />

calls a ‘profe<strong>ss</strong>ional interview’ a<strong>ss</strong>umes a power asymmetry: the ‘profe<strong>ss</strong>ional’<br />

interrogates the ‘object’ or, in psychological parlance, the ‘subject’, who responds<br />

to the best of his or her knowledge. No wonder that graduate students, at least<br />

in Sweden, used to call their interlocutors ‘the interview victims’.<br />

There is, however, a peculiar symmetry to this asymmetry. First of all, it is<br />

unrealistic to think about a researcher in terms of an omniscient profe<strong>ss</strong>ional.<br />

She or he might be profe<strong>ss</strong>ional in her or his own profe<strong>ss</strong>ion (that is, research)<br />

but not in the profe<strong>ss</strong>ion of the interlocutor, whose profe<strong>ss</strong>ion is the topic of<br />

the conversation.This point is especially obvious in life stories, where the narrators<br />

are the only experts on the question of their own lives. The ‘power of<br />

knowledge’, if not other types of power, lies on the side of the interviewee.<br />

What the researchers have to offer in exchange is not their views but their<br />

respectful and interested attention.<br />

It happens quite often that an interviewed person demands to know the<br />

opinion of the interviewer, or the science she or he represents, on the matter<br />

in question. But woe to those who take it literally. In most cases, it is either a<br />

political trap (the interviewee wants to enlist the researcher on his or her side<br />

in an ongoing conflict) or a simple rhetorical diving board. I must admit that<br />

I have fallen into this trap many a time and started to expand on my views on<br />

the matter only to notice the impatience with which my interlocutor waited<br />

for me to end my peroration and give him or her the floor.<br />

The experience of 30 years’ interviewing in four countries taught me that<br />

practitioners, especially those in elevated positions, are often quite lonely in<br />

their thoughts. Every exposition of their thinking within their own organizations<br />

has political and practical consequences: others listen, draw conclusions,<br />

and act accordingly. There is also a limit to the amount of ‘thinking aloud’ that<br />

even the most loving family can take during the dinner hour.A research interview<br />

thus opens a po<strong>ss</strong>ibility for an unusual but symmetrical exchange.<br />

The practitioners offer a personal insight into the realities of their practice.<br />

The researchers offer that which our profe<strong>ss</strong>ion has an abundance of but others<br />

do not: an opportunity of trying out one’s thoughts without practical<br />

consequences.<br />

This still does not resolve the second doubt I raised at the outset. Are personal<br />

insights and subjective views all that an interview will yield a researcher?<br />

The symmetrical situation described above can be satisfactory to a therapist,<br />

but should it be acceptable to a researcher?<br />

Another vain hope connected to an interview situation is that it will yield<br />

‘information’,‘facts’. I understood just how vain that hope was in my study of<br />

a reform in Swedish municipalities (Czarniawska, 1988). I asked a simple question<br />

(I thought) about the beginning of the reform. I received answers that<br />

located it anywhere from the early 1930s to the late 1970s. It was valuable<br />

information but not of the kind I expected.To begin with, an unaided memory<br />

always falters: people do not remember dates and numbers.There are documents


NARRATIVES IN AN INTERVIEW SITUATION 49<br />

where such facts can be found (always with the caveat that their production<br />

must be carefully examined). Further, what people present in the interviews is<br />

but the results of their perception, their interpretation of the world, which is<br />

of extreme value to the researcher because one may a<strong>ss</strong>ume that it is the same<br />

perception that informs their actions. In this light, the reform that was prepared<br />

in the 1930s belongs to a whole different world of meaning from the reform<br />

that started in the 1970s; it indicates that those people were in fact implementing<br />

different reforms.<br />

It is important to understand that interviews do not stand for anything else;<br />

they represent nothing else but themselves.An interview is an interaction that<br />

becomes recorded, or inscribed, and this is what it stands for. Such a pitile<strong>ss</strong><br />

definition of an interview situation, however, worries many a researcher. Of<br />

what value is an interaction between a researcher and a practitioner?<br />

In social studies this value is quite obvious. An interview is not a window<br />

on social reality but it is a part, a sample of that reality.An interaction where a<br />

practitioner is submitted to questioning from an external source is typical, in<br />

the sense of being frequent, of the work of many people who, in a world of<br />

many and fast connections, have constantly to explain themselves to strangers:<br />

people from the overseas division, from another department, from the audit<br />

office, from a newspaper. We live in an ‘interview society’ (Atkinson and<br />

Silverman, 1997; Gubrium and Holstein, 2002). While each one of these<br />

accounts will be unique in the way every interaction is, it would be both presumptuous<br />

and unrealistic to a<strong>ss</strong>ume that a practitioner will invent a whole<br />

new story just for the sake of a particular researcher who happened to interview<br />

him or her.The <strong>narrative</strong>s are well rehearsed and crafted in a legitimate<br />

logic.This ‘logic of representation’ might be another problem, and I will return<br />

to it later.<br />

An interview as an interaction and as a<br />

<strong>narrative</strong> production site<br />

David Silverman’s approach to interviews based on the insights of symbolic<br />

interactionism can be very helpful to desperate researchers. He pointed out<br />

that an interview can be treated as an observation of an interaction between<br />

the two people in question (Silverman, 2001). Silverman goes further than<br />

the cla<strong>ss</strong>ic interactionists, challenging the quasi-naturalist a<strong>ss</strong>umptions made<br />

by symbolic interactionism and suggesting sensitive ways of minimizing<br />

many traps connected with an overconfidence in the interview as a ‘natural’<br />

interaction.<br />

One such commonsensical but immensely valuable measure is to make the<br />

interviews accompany direct observation, a recommendation often made by<br />

ethnographers (see, e.g., Hammersley and Atkinson, 1995). Not only is there<br />

then a shared experience to which both interlocutors can easily refer but also


50<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

it makes it much easier for the interviewer to visualize the stage on which the<br />

reported events are taking place, which greatly enhances understanding. Seeing<br />

a scene previously described by someone always makes one realize how many<br />

cues we lose in our exaggerated reliance on verbal reports.This realization leads<br />

more and more researchers to use video equipment whenever po<strong>ss</strong>ible,<br />

although videotaping exacts its price in making the observation more obtrusive.<br />

But, if I may add in pa<strong>ss</strong>ing, there are no entirely unobtrusive methods;<br />

indeed, there is no reason to expect that researchers can get a ‘free ride’ in the<br />

social world. Every interaction has its price – and it is a part of the duty of each<br />

member of society to pay as demanded.<br />

An interview can thus be treated as a recorded interaction and then analyzed<br />

with such a<strong>ss</strong>istance as conversation analysis (see, e.g., Edwards and Lampert,<br />

1993; Psathas, 1995; ten Have, 1998; Silverman, 2001). Here I would like to<br />

point out yet another po<strong>ss</strong>ibility offered by interviews, inasmuch as they can<br />

be steered away from a monologue containing general views on abstract<br />

matters. Such an interview may become more like a manipulated conversation,<br />

where the manipulation is acknowledged and accepted by both parties. Such<br />

conversations might be a rich source of knowledge about social practice insofar<br />

as they produce <strong>narrative</strong>s. Here I return to a wider meaning of the term<br />

‘<strong>narrative</strong>’ that includes stories, but also chronicles (or reports, as Gabriel, 2000,<br />

calls them).<br />

During an interview, an interviewee may retell <strong>narrative</strong>s that circulate on a<br />

given site of practice, or the interview itself may become a site for a <strong>narrative</strong><br />

production. Prompted by the researcher, a practitioner may concoct a <strong>narrative</strong>,<br />

thereby revealing to the researcher the <strong>narrative</strong> devices in practical use.<br />

Indeed, it is highly unlikely that the interviewee should resort to a repertoire<br />

of <strong>narrative</strong> devices unusual for his or her practice.<br />

Miller and Gla<strong>ss</strong>ner point out that ‘interviewees sometimes respond to interviewers<br />

through the use of familiar <strong>narrative</strong> constructs, rather than by providing<br />

meaningful insights into their subjective view’ (1997: 101). It is ‘rather than’<br />

I want to contest, much as I am in sympathy with the authors’ general stance.<br />

‘Meaningful insights into subjective views’ can only be expre<strong>ss</strong>ed by ‘familiar<br />

<strong>narrative</strong> constructs’ (although this expre<strong>ss</strong>ion may take the form of deviating<br />

from or subverting these constructs), otherwise they could not be understood<br />

or even recognized as such.We all live and communicate thanks to the ince<strong>ss</strong>ant<br />

use of a widely acce<strong>ss</strong>ible (rather than ‘shared’) cultural repertoire. People<br />

are using plots they learned from films and TV series (not to forget fairytales) to<br />

emplot their own <strong>narrative</strong>s, as we have seen in Chapter 2.This does not make<br />

them ‘cultural dupes’ because they created this repertoire themselves and, if not<br />

they, their parents did.This paradox has already been powerfully formulated by<br />

Berger and Luckmann (1966): we create ‘culture’ so that it can create us.<br />

The difference between ‘meaningful personal insights’ and ‘familiar <strong>narrative</strong><br />

constructs’ lies mainly in the interest of the researchers. Individual life histories<br />

are unique compositions of materials acce<strong>ss</strong>ible in the common repertoire, but


NARRATIVES IN AN INTERVIEW SITUATION 51<br />

it is this uniquene<strong>ss</strong> that is of interest to a student of personal <strong>narrative</strong>s<br />

(Rie<strong>ss</strong>man, 1993).What is a figure for Catherine Rie<strong>ss</strong>man is for me a background,<br />

and vice versa. Organizational stories delimit a dominant, or a legitimate,<br />

range of such compositions in a given time and place, and thus it is their<br />

familiarity, their repetitivene<strong>ss</strong>, that is of interest to a student of organizing.<br />

For all these reasons, it is po<strong>ss</strong>ible to see each community as a site of <strong>narrative</strong><br />

production, among many other things it may produce. An interview can<br />

thus become a micro-site of such production or just a site of distribution<br />

where a researcher is allowed to partake in <strong>narrative</strong>s previously produced.This<br />

does not mean that research interviews always evoke <strong>narrative</strong>s; unlike spontaneous<br />

conversation, they may incite a conscious avoidance of <strong>narrative</strong>s insofar<br />

as they are constructed as arenas where only logico-scientific knowledge<br />

can be legitimately produced. It is then the task of the interviewer to ‘activate<br />

<strong>narrative</strong> production’ (Holstein and Gubrium, 1997: 123).<br />

Difficulties connected to eliciting<br />

<strong>narrative</strong>s in an interview situation<br />

‘Telling stories is far from unusual in everyday conversation and it is apparently<br />

no more unusual for interviewees to respond to questions with <strong>narrative</strong>s if<br />

they are given some room to speak’ (Mishler, 1986: 69). Indeed, in many cases,<br />

answers given in an interview are spontaneously formed into <strong>narrative</strong>s.This is<br />

usually the case of interviews aiming at life histories or, in an organizational<br />

context, at career descriptions, where a <strong>narrative</strong> is explicitly asked for and<br />

delivered.This is also the case of interviews aiming at a historical description<br />

of a certain proce<strong>ss</strong>, although the <strong>narrative</strong> may then be seen only as an introduction<br />

to the ‘interview proper’ that would switch to an analytical mode, aiming<br />

at producing logico-scientific knowledge.When the topic of an interview<br />

is a reform or a reorganization (that is, a chain of events that unfold in time),<br />

there is nothing unusual in formulating a question that prompts a <strong>narrative</strong>:<br />

‘Can you recall when you first started to talk about the nece<strong>ss</strong>ity of reorganizing<br />

your department? And what happened next?’<br />

But in most cases both sides have to combat the shared conviction that ‘true<br />

knowledge’ is not made of <strong>narrative</strong>s. ‘Why did you decide to reform?’ and<br />

‘What were the factors that made a reorganization nece<strong>ss</strong>ary?’ will be perceived<br />

as more ‘scientific’ questions, prompting analytic answers. Also, the questions<br />

concerning ‘the beginnings’ are not as innocuous as they seem.<br />

In what follows I quote two examples taken from my studies of big-city<br />

management where, in the first stage of the project, I conducted a round of<br />

interviews with the politicians and the officials managing the city, to be followed<br />

by shadowing (Czarniawska, 2002). The first example comes from<br />

Warsaw, the second from Stockholm; the first interlocutor was a woman and<br />

the second a man:


52<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

BC: Would you start with describing your work, please? What do you do?<br />

What are your responsibilities? How does your working day look?<br />

I: No. Sorry, but in my case, I must begin with history.<br />

This short example illustrates a type of difficulty often experienced by<br />

researchers interested in oral history. Paul Connerton pointed out that, while<br />

oral historians usually, and unreflectively, a<strong>ss</strong>ume a chronological timing of an<br />

account, their interlocutors might have another time frame. People whose life<br />

is not controlled by modern institutions might see their life not as a ‘curriculum<br />

vitae’, a current of life, but as a series of cycles.The basic cycle is the day,<br />

then the week, the month, the season, the year, the generation (Connerton,<br />

1989: 20).<br />

Connerton makes an important point but he underestimates the amount of<br />

‘premodern’ in modern institutions. Cyclical time is, in fact, a very obvious way<br />

of measuring time in contemporary organizations: workdays, workweeks, budget<br />

years, and generations. In the example above, it was I who suggested the<br />

cyclical timeframe (‘a working day’), whereas my interlocutor chose to place<br />

her actions with reference to their place in the history of the social settings to<br />

which she belonged (Connerton, 1989: 21). The point is, the interviewees<br />

might choose diverse timeframes for their account: chronological, cyclical, or<br />

kairotic (a <strong>narrative</strong> time, punctuated by important events, which might even<br />

run backward in chronology).<br />

It is important to let the interlocutors choose their own time frame.Asking<br />

‘when did it all begin?’ is not especially helpful, as my earlier example indicated.<br />

In the present case, the interview in Warsaw was saved at the outset as<br />

my interlocutor took control of the interaction, much to my relief. I had no<br />

such luck in Stockholm, however:<br />

BC: What do you see as the main task in your work?<br />

I: My task is to fill the role of a group leader of the next-to-largest political<br />

party and to lead the opposition.<br />

BC: But what does it mean in terms of your job? What do you do?<br />

I: The political sciences state clearly that this role is that of a person<br />

who, in a democracy, was elected to be the foremost representative<br />

of some kind of a political movement or a group.<br />

BC: But what kind of tasks do you perform? You come here every morning,<br />

and then, what do you do?<br />

I: All that has to do with governance and management of the city.<br />

We went on like that for a good while until I struck a lucky solution: I asked<br />

my interlocutor to describe his previous day in the office in detail. It resulted<br />

in the most minimalist kind of a <strong>narrative</strong> based on chronology only (‘In the<br />

morning I met my party colleagues …’). But the very poverty of this <strong>narrative</strong><br />

prompted elaboration: ‘You must know that, at present, we are trying to


NARRATIVES IN AN INTERVIEW SITUATION 53<br />

develop a new way of working together’ and a <strong>narrative</strong> ensued.Almost every<br />

fragmented detail of the day served as an element in a story of its own.<br />

I am not quoting these excerpts simply to document my clumsine<strong>ss</strong> as an<br />

interviewer, lamentable as it may be. Clever interviewers who never make<br />

mistakes reduce their interlocutors to puppets reciting what the researcher has<br />

previously thought up.As Latour (2000) points out, the true irony of the comparison<br />

between the natural and social scientists is that, while the former<br />

encounter a continuous resistance in their objects, who do not want to do<br />

what researchers tell them to, the social subjects eagerly play a role of pliable<br />

objects when asked to do so in the name of Science.<br />

The apparent misunderstanding between me and the second interlocutor<br />

reveals, however, further interesting things about research interviews. I wanted<br />

to know what he did, but he told me what his role was, in abstract terms. One<br />

could say, borrowing Bourdieu’s (1990) term, that I wished to reconstruct the<br />

logic of practice, but could one say that my interlocutor’s answer followed the<br />

logic of theory? In part, yes; after all, he even quoted political science to legitimize<br />

his answer. But the logic dominating his response is what I called a logic<br />

of representation (Czarniawska, 1999b), and what Bourdieu called ‘officialization’<br />

(1990).<br />

I use ‘representation’ here in only one of its many meanings: not in the sense<br />

of rendering an equivalent of something else, as in ‘representation theory of<br />

truth’, and not in the sense of ‘political representation’, but in the sense of ‘presenting<br />

oneself in a good light’.The logic of representation is like an elegant<br />

outfit put on when visitors are coming. It is used by everybody in positions<br />

that require official accounting for organizational practices. It borrows from the<br />

logic of practice its fondne<strong>ss</strong> for <strong>narrative</strong>s but its <strong>narrative</strong>s are stylized and<br />

abstract.They never take place in concrete circumstances but usually start with<br />

‘if’ or ‘imagine that’. It borrows from the logic of theory its models of formal<br />

rationality, where the carefully selected means lead to achievement of wisely<br />

chosen goals. It quotes from both practice and theory but, in contrast to both,<br />

it is rhetorically skillful and self-conscious.<br />

It is mostly the logic of representation, the dre<strong>ss</strong>ing up for visitors, which<br />

is exhibited during research interviews. But there is always an improvisation<br />

in an interview which is absent from formal representations such as annual<br />

reports and corporate videos. All interactions contain mixed styles of representation<br />

and quotations from different types of logic.A friend might quote<br />

a poem to better expre<strong>ss</strong> his feelings or a colleague might relate during a<br />

coffee-break a whole theory she read the day before.Also, the logic of representation<br />

is but a more conscious and elaborate form of everyday accounts,<br />

an example of a correct grammar of motives (Burke, 1945). As Scott and<br />

Lyman observed in their influential article, ‘[a]n account is a linguistic<br />

device employed whenever an action is subjected to valuative inquiry’<br />

(1968: 46). Thus, it is the account type of <strong>narrative</strong>s we want but do not<br />

always obtain.


54<br />

Avoiding accounts<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Scott and Lyman continue by explaining that accounts are made to explain<br />

‘unanticipated or untoward behavior’ (1968), and this circumstance seems to<br />

indicate a difference between spontaneous accounts and research interviews. I<br />

would claim that, to the contrary, this caveat shows why the responses in<br />

research interviews are accounts in the exact sense of that given by Scott and<br />

Lyman:‘An account is not called for when people engage in routine, commonsense<br />

behavior in a cultural environment that recognizes that behavior as such’<br />

(1968: 47). When managers manage they engage in routine, commonsense<br />

behavior in a cultural environment that recognizes their behavior as such. A<br />

research interview is a staged situation where, by mutual consent, the recognition<br />

of a given behavior as ‘routine and common sense’ is suspended. The<br />

researchers play the role of ‘foreigners’ or ‘visitors from another planet’, whereas<br />

the practitioners agree to explain their behavior as if it were not routine and<br />

commonsensical, thus making it into ‘action’.<br />

Reconciled to the ubiquitous presence of the logic of representation (the<br />

logic of practice is present in interviews only insofar as they are the practice of<br />

taking part in an interview) and acknowledging the account-like character of<br />

interview responses, we might want to learn from Scott and Lyman about the<br />

usual strategies for avoiding accounts, as these are strategies that will exclude<br />

or impoverish <strong>narrative</strong>s in an interview. They mention three: mystification,<br />

referral, and identity switching.<br />

A mystification occurs when ‘an actor admits that he is not meeting the<br />

expectations of another, but follows this by pointing out that, although there<br />

are reasons for his unexpected actions, he cannot tell the inquirer what they<br />

are’ (1968: 58). In many studies, a mystification might have legal grounds, as<br />

when information is cla<strong>ss</strong>ified as confidential or when recounting somebody<br />

else’s behavior can be read as slander. But it is the referral that is most commonly<br />

used: the interlocutor refers the researcher to a more competent source of<br />

information (‘If you want to know what we do, look at the web’) or refuses to<br />

speculate about other people’s perceptions (‘I am afraid you must ask her how<br />

she felt when this happened’).Another kind of referral is the one that happens<br />

in the interview I quoted above: my interlocutor referred me to political<br />

science, where a legitimate account of his activities was to be found. An identity<br />

switching (that is, pointing out that the researcher a<strong>ss</strong>umes another interlocutor’s<br />

persona than the one he or she wishes to present) is also frequent:<br />

‘I am not a person who tells tales.’ After all, to quote Scott and Lyman for the<br />

last time, ‘every account is a manifestation of the underlying negotiation of<br />

identities’ (1968: 59).<br />

An interesting addition to this list comes from science studies (Mulkay and<br />

Gilbert, 1982).The scientists interviewed by the two authors did not account<br />

for, and thus did not produce <strong>narrative</strong>s about, what they considered to be


NARRATIVES IN AN INTERVIEW SITUATION 55<br />

correct knowledge.They accounted for and told stories about errors and mistakes.<br />

This throws additional light on my difficulties reported above: confronted with<br />

‘correct knowledge’, I could hardly question it or feign ignorance.An impa<strong>ss</strong>e<br />

occurred which could be resolved only by re-establishing the premises that<br />

made it legitimate for the interviewer to ‘wonder’.<br />

How, then, to obtain <strong>narrative</strong>s in a situation which prompts the use of the<br />

logic of representation and offers many po<strong>ss</strong>ibilities of avoiding an account?<br />

There are a great many suggestions, varying from the ways of eliciting stories<br />

(Mishler, 1986; Gabriel, 2000), through eliciting descriptive material (Spradley,<br />

1979), to eliciting any type of response ( Johnson and Weller, 2002). My<br />

problem with many of those suggestions is that they try to generalize and to<br />

abstract from situated experiences. I suggest that these texts be treated as a valuable<br />

collection of research <strong>narrative</strong>s but I would warn, as before, against treating<br />

them as recipes.What worked miracles in one situation might cause trouble<br />

in another. It is important to elicit a <strong>narrative</strong> concerning the i<strong>ss</strong>ue of interest<br />

to the researcher, but … sometimes another i<strong>ss</strong>ue, brought spontaneously by<br />

the interviewee, turns out to be more interesting.<br />

The discu<strong>ss</strong>ion above reviews the difficulties of eliciting any kind of <strong>narrative</strong><br />

at all. Once this difficulty has been overcome (skillfully or clumsily), the<br />

next concern is to get a complete story or a <strong>narrative</strong>.There, the commonsensical<br />

schemes suggested by Gabriel or Flanagan (as reported in Chapter 3) are<br />

as good as any. Personally, I recommend a ‘recall check’: will I be able to retell<br />

this story? If not, what is mi<strong>ss</strong>ing?<br />

Interview transcript as a <strong>narrative</strong><br />

There are basically two things that can be done with – and to – <strong>narrative</strong>s<br />

elicited in interviews.The first is to concoct a researcher’s own <strong>narrative</strong> out of<br />

them – that is, to write up, or to rewrite, or to interpret them.These are synonyms<br />

– after all, each act of interpretive reading writes a story anew.Treated<br />

in this way, the <strong>narrative</strong>s coming from interviews do not differ from other<br />

<strong>narrative</strong>s: field notes, documents, official histories. The ways of reading and<br />

analyzing them will be reviewed in the remaining chapters.<br />

The second is to analyze them as <strong>narrative</strong>s of interviews, a special kind of texts.<br />

Conversation analysis offers technically sophisticated ways of dealing with such<br />

texts when they are taken to be inscriptions of social interactions. Here I suggest<br />

a way of looking at the interview as an inscription of <strong>narrative</strong> production.<br />

The following radio interview has been recorded and transcribed by<br />

Veronica Gabrielli from Padua, 1 whom I thank for permi<strong>ss</strong>ion to use it. It was<br />

originally transcribed with the notation of conversation analysis, but my subsequent<br />

translation from Italian to English made this notation unusable. I have,<br />

however, preserved the capital letters for indicating the emphasis:


56<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

An interview with Isabella Spagnolo, grower of the red chicory of<br />

Treviso, and Sergio Gra<strong>ss</strong>o, both pioneers of ‘safe foods’<br />

1. Paola, the journalist: We are here in the kitchen to talk about the<br />

coming week that is very IMPORTANT to us. On Sunday, the 3rd of<br />

December, in 100 Italian cities will take place an event ‘Friendly<br />

countryside’, an exhibition aimed at TEACHING people about the<br />

most authentic produce in our country. We start with this VERY<br />

YOUNG producer, who is a role model for many women in the<br />

Northeast Italy. Let us move to the district of Treviso together with<br />

Isabella Spagnolo who is a GROWER of the RED CHICORY of Treviso.<br />

Good morning!<br />

2. Isabella: Good morning Paola.<br />

3. Paola: Good morning Isabella. Welcome. We have also with us<br />

another pioneer, even he from Treviso…<br />

4. Sergio: Hmm, sort of a pioneer…<br />

5. Paola: … our Sergio Gra<strong>ss</strong>o. Well, when we say RED CHICORY … let<br />

us begin with saying that you are so INCREDIBLY YOUNG, yet you<br />

threw yourself, soul and body, into this production…<br />

6. Isabella: Yes, one may say so…<br />

7. Paola: … with pa<strong>ss</strong>ion.<br />

8. Isabella: Exactly. I am ENTHUSIASTIC about agriculture, as I claim<br />

that at this moment it has a FUNDAMENTAL importance for us all.<br />

And exactly because we are the PIONEERS of safe foods, and we are<br />

CERTAIN of what we are producing and how we are producing it…<br />

9. Paola: It is the slogan of our times…<br />

10. Isabella: This product of ours, of the district of Treviso, is FABU-<br />

LOUS, it is a miracle of nature. It is not as you people see it in the<br />

field, because the miracle takes place under the water, in the<br />

springs that you can find ONLY in the district of Treviso, which<br />

cause that the heart of the chicory matures into this BEAUTIFUL red<br />

chicory…<br />

11. Paola: This means that if I come for a visit to YOUR region, I won’t<br />

see this in the fields…<br />

12. Isabella: No, it is truly a MIRACLE, an EMOTION, which grows only in<br />

the earth where there are warm springs, so that chicory is collected<br />

from the FIELD, and put under the water, and thus this strange<br />

flower, called FLOWER OF THE WINTER, blooms.<br />

13. Paola: As you could hear, Isabella is not only an enthusiast, she is<br />

also a poete<strong>ss</strong>. We need to take a short break now, and afterwards<br />

you must tell me all.…<br />

14. Paola: This BEAUTIFUL, BEAUTIFUL woman of 29, Isabella Spagnolo,<br />

who is now sitting next to me, is a coordinator of women entrepreneurs<br />

a<strong>ss</strong>ociated in Coldiretti di Treviso… but also a producer of<br />

wine and…


NARRATIVES IN AN INTERVIEW SITUATION 57<br />

15. Isabella: … of red chicory.<br />

16. Paola: … of red chicory. And now we turn to our Sergio, who is from<br />

Treviso, to talk about red chicory, but the red chicory from Treviso.<br />

This goldmine that you have…<br />

17. Sergio: This flower that we eat…<br />

18. Paola: This flower that we eat…<br />

19. Sergio: THAT from Treviso is called FLOWER THAT WE EAT, whereas<br />

that from Castelfranco, a stone’s throw away from Treviso, is called<br />

the ROSE OF CASTELFRANCO. It is a chicory…<br />

20. Paola: Now then, Isabella…<br />

21. Sergio: … and there are many chicories, but the one from Treviso is<br />

certainly the best whitened chicory, that is, submitted to the proce<strong>ss</strong><br />

of LIGHTENING, is the BEST chicory of all, belongs to the most innovative<br />

tradition, as it can be used in many ways.<br />

22. Paola: Isabella, a young girl like you who is a producer, that is, who<br />

cultivates, what is your life like? That is, what is your work like?<br />

23. Isabella: Certainly the most important is the MANAGEMENT of production,<br />

as we obviously feel the burden of the responsibility that we<br />

have, and this is the responsibility to GUARANTEE the quality of the<br />

product, in fact our product is marked IGP, a trademark that says<br />

that the product can be made only in the specific district, Treviso,<br />

OUR DISTRICT, and that is submitted to QUALITY control, thus we<br />

deliver a certified product and feel responsible for it. After which<br />

there is the COMMERCIAL part of it, the presentation of the product,<br />

like the one I am doing now, where we need to tell what we do… that<br />

for us it is the usual way…<br />

24. Paola: Well, Isabella, how much PRIDE brings this product to Treviso,<br />

as it travels all around the world…<br />

25. Isabella: It is an outer point of the diamond 2 formed by FABULOUS<br />

products from Veneto region such as potatoes, asparagus, beans,<br />

squash and wine, and many other products which go well with the<br />

red chicory of Treviso.<br />

26. Paola: Well, how do you cook it?<br />

27. Isabella: There is a LOT of ways. It is wonderful fried, grilled, fantastic<br />

for making risotto con radicchio, obviously you put LOTS of<br />

chicory and little rice, this is fundamental for this dish, and then you<br />

can combine it, it goes well with the wine from ITS land, Rabboso,<br />

which is born… it is a truly ABORIGINAL, you find it only in the<br />

province of Treviso, and then…<br />

28. Paola: ABORIGINAL … you are also aboriginal.<br />

29. Isabella: … well, yes… I am in love with nature and with the PRODUCT …<br />

30. Paola: And this is the end, Isabella Spagnolo will be in the city<br />

square on this Sunday dedicated to Coldiretti …<br />

31. Isabella: I will! there will be, on hundred squares, WE young<br />

producers from Coldiretti, and we will offer to the consumers the<br />

products with a certified QUALITY, so that the consumer will trust


58<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

us, trust that we do with such love, such pa<strong>ss</strong>ion and constant<br />

dedication…<br />

32. Paola: … and she is only 29… Who knows where will she be in 10<br />

years! Thank you Isabella Spagnolo, thank you Sergio Gra<strong>ss</strong>o, and<br />

thank you, the red chicory of Treviso!<br />

I chose this interview because, in my reading, it represents an interesting case<br />

of a ‘battle over a <strong>narrative</strong>’ that is made distinct by the specific format of a<br />

radio interview. A real-time interview is severely limited in time; the person<br />

officially in power (the journalist) cannot use many of her privileges and has<br />

to fight on an (almost) equal footing. In this sense, it is an exception from the<br />

usual battle over a <strong>narrative</strong> but its exceptional character only serves to highlight<br />

its character.<br />

The battle is mostly fought between Paola and Isabella and it concerns the<br />

protagonist of the <strong>narrative</strong>: is it to be a young woman entrepreneur or the red<br />

chicory of Treviso? Paola opts for the first, Isabella opts for the second. Sergio<br />

is on Isabella’s side and therefore Paola has not much use for him: he is allowed<br />

to speak once (utterances 17–21) but already at utterance 19 Paola wants to<br />

return to Isabella as it is clear that Sergio will continue to speak of red chicory.<br />

(We never learn what age he is.)<br />

Paola seems to want to know all about Isabella, not about red chicory (she<br />

even says so in utterance 13). Until the break, the <strong>narrative</strong>s are on a par, as<br />

Isabella speaks of red chicory whereas Paola punctuates the ways in which<br />

Isabella speaks of red chicory, thus concentrating the attention on Isabella.After<br />

the break, however, Isabella’s <strong>narrative</strong> wins. Sergio supports it.<br />

After Paula has taken the floor from Sergio, she attempts to elicit Isabella’s<br />

life story (or at least work life story) in utterance 22. But Isabella delivers a<br />

eulogy of red chicory, framed in the fashionable terms of marketing (upon<br />

checking, it has been confirmed that the young entrepreneurs a<strong>ss</strong>ociated in<br />

Coldiretti were given marketing courses). By utterance 28 Paola gave up, the<br />

time was coming to an end, and there was a slight touch of sarcasm audible on<br />

the tape as she called Isabella ‘also aboriginal’.At the end of the interview, she wittingly<br />

recognized the true protagonist of the interview-born <strong>narrative</strong>, thanking<br />

‘the red chicory of Treviso’.<br />

My reading of this interview is supported by a fascinating study of Italian<br />

women agricultural entrepreneurs conducted by Valérie Fournier (2002). She<br />

showed how these women consciously used the identity of ‘young women’ or<br />

withdrew from it for strategic purposes. Isabella is certainly a brilliant example<br />

of this.Another interesting aspect of this interview is that Isabella is pushed into<br />

an identity of ‘young beautiful woman’ not by a man but by another woman.<br />

We all use conventional typifications of one another.


EXERCISE<br />

Exercise 4.1: an interview as a site of <strong>narrative</strong> making<br />

Record an interview from the radio or TV (an alternative: use a transcript<br />

of your own interview). Look for the traces of <strong>narrative</strong>s-in-making:<br />

Can you see the work of emplotment? Are there competing <strong>narrative</strong>s?<br />

Is the <strong>narrative</strong>-making succe<strong>ss</strong>ful?<br />

FURTHER READING<br />

Gubrium, Jaber F., and Holstein, J.A. (eds) (2002) Handbook of<br />

Interview Research. Thousand Oaks, CA: Sage.<br />

Kvale, Steinar (1996) InterViews. An Introduction to Qualitative<br />

Research Interviewing. Thousand Oaks, CA: Sage.<br />

Mishler, Elliot G. (1986) Research Interviewing. Context and Narrative.<br />

Cambridge, MA: Harvard University Pre<strong>ss</strong>.<br />

Rie<strong>ss</strong>man, Catherine Kohler (1993) Narrative Analysis. Newbury Park,<br />

CA: Sage.<br />

Silverman, David (2001) Interpreting Qualitative Data. Methods for<br />

Analysing Talk, Text and Interaction (2nd edn). London: Sage.<br />

Notes<br />

NARRATIVES IN AN INTERVIEW SITUATION 59<br />

1 As a part of coursework during a method course held by me at the University of<br />

Venice, Fall, 2000.<br />

2 Isabella borrows this expre<strong>ss</strong>ion from Michael Porter, the guru of marketing.


5<br />

Reading Narratives<br />

Hernadi’s triad 60<br />

The difficulty of explication 61<br />

Varieties of explanation 63<br />

Exploration 71<br />

Reading Egon Bittner 72<br />

Notes 75<br />

Hernadi’s triad<br />

As there are a great many ways of reading (before one even decides whether it<br />

is an ‘interpretation’ or an ‘analysis’ that takes place), the ‘hermeneutic triad’ formulated<br />

by Paul Hernadi (1987) might be a helpful cla<strong>ss</strong>ificatory device. (see<br />

Table 5.1). It separates conceptually three ways of reading a text, in practice<br />

usually present simultaneously and intertwined.The attraction of his cla<strong>ss</strong>ification<br />

consists in, among other things, abolishing the traditional divides between<br />

‘interpretation’ and ‘explanation’ by pointing out that various modes of reading<br />

are po<strong>ss</strong>ible, and in fact desirable, at the same time.The triad begins with<br />

the simplest step – the rendering of a text in a reader’s vocabulary (‘what does<br />

this text say?’), continues with various ways of explaining it (‘why does this text<br />

say what it does?’ or ‘how does this text say what it does?’), and ends with a<br />

step that is closer to writing than to reading:‘what do I, the reader, think of all<br />

this?’<br />

Explication corresponds to a stance that the Italian semiotician, Umberto<br />

Eco (1990), calls that of a naive or a semantic reader. It is guided by an ambition<br />

to understand a text, and Hernadi uses here the famous literary theorist<br />

Northrop Frye’s (1957) insight showing that it implies humility on the part of<br />

the reader: standing under the text. Explanation sets the reader above the text.<br />

The innocuous question ‘what does the text say?’ is replaced with an interruptive<br />

‘how does it say it?’ (Silverman and Torode, 1980) or a more traditional<br />

‘why does the text say what it does?’ This equals the stance of a critical or a<br />

semiotic reader (Eco, 1990). Hernadi’s triad is egalitarian in that it puts all


TABLE 5.1 The hermeneutic triad<br />

explanatory efforts on the same plane: be it semiotics, criticism, structural or<br />

rhetorical analysis, deconstruction – they all attempt to disa<strong>ss</strong>emble the text to<br />

see how it was made.<br />

Exploration, or standing in for the author, might be seen as not appropriate<br />

for scientific texts, a genre that does not encourage existential enactment – that<br />

is, the readers bringing their lives and preoccupations into the text.Yet it can<br />

be found in most readings implicitly or explicitly: in the conclusion of a positivist<br />

scholar, in the confe<strong>ss</strong>ional remarks of an ethnographer (Geertz, 1988;Van<br />

Maanen, 1988), in standpoint feminism (Smith, 1987; Martin, 1990; Calás and<br />

Smircich, 1991), and in empowerment ambitions of a <strong>narrative</strong> analyst<br />

(Mishler, 1986; Brown, 1998).<br />

The difficulty of explication<br />

READING NARRATIVES 61<br />

Explication Explanation Exploration<br />

Standing under Standing over Standing in for<br />

Reproductive translation inferential detection existential enactment<br />

Reconstruction<br />

Source: After Hernadi (1987)<br />

Deconstruction Construction<br />

While the most obvious way to explicate is to summarize somebody else’s text<br />

(I will do this later), the i<strong>ss</strong>ue of explication becomes much more complex<br />

when the <strong>narrative</strong>s come from the field of practice under study. To begin with,<br />

they are many and they are rarely complete.Traditional rendering of this operation<br />

consists of the researcher writing ‘the one true story’ of what ‘really happened’<br />

in a clear, authoritative voice. This procedure is nowadays considered an<br />

anathema, but such a judgment is somewhat hasty. After all, there are many<br />

good reasons to make up a consistent <strong>narrative</strong> out of many partly conflicting<br />

ones, or out of an incomplete or fragmented one; for instance, a coherent <strong>narrative</strong><br />

is easy to read. The justice or injustice done to the original <strong>narrative</strong><br />

depends on the attitude of the researcher and on the precautions he or she<br />

takes.<br />

The second, and perhaps the main problem, is that of rendering somebody<br />

else’s story in one’s own idiom. No matter how well meaning the researcher is,<br />

such a translation is a political act of totalizing.This problem became acute in<br />

anthropology as literacy increased in previously oral societies (Lejeune, 1989).<br />

The Other, who before was just ‘described’, took on the task of self-description<br />

and of questioning the descriptions of the anthropologists. But when a field of<br />

practice under study is highly literate, the re-descriptions undertaken by the<br />

researchers are open to practitioners’ comments and questions, which makes<br />

the problem le<strong>ss</strong> morally implicated but more politically complex. The status<br />

of science, especially the social sciences, does not stifle the protests and critiques


62<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

any more.As I pointed out at some length in a different context (Czarniawska,<br />

1998), the ‘voices of the field’ reported in organization studies are as literate and<br />

eloquent as those of the reporters, and often have greater political clout.Thus,<br />

the choice seems to lie between the Scylla of silencing other people and the<br />

Charybdis of trying to shout louder than they do. 1<br />

Whichever way is chosen, it does not release the researchers from the<br />

responsibility for what they write and the duty to respect their interlocutors.<br />

But this responsibility and respect do not have to be expre<strong>ss</strong>ed in a literal repetition<br />

of what has been said. A researcher has a right, but also a profe<strong>ss</strong>ional<br />

duty, to do a ‘novel reading’, in an apt expre<strong>ss</strong>ion coined by Marjorie DeVault<br />

(1990): an interpretation by a person who is not socialized into the same<br />

system of meaning as the narrator but is familiar enough with it to recognize<br />

it as such. At any given time and place, she continues, there are dominant and<br />

marginal readings of the same text and, I may add, there are a number of <strong>narrative</strong>s<br />

reporting the same developments but plotting them in different ways, as<br />

we have seen in the examples of studies by Gabriel (2000) and Sköldberg<br />

(2002). Some plots are dominant while others are considered marginal, but it<br />

is not nece<strong>ss</strong>ary that the researcher subscribe to the dominant plot.Agreement<br />

is not always the best way of expre<strong>ss</strong>ing respect.The researchers’ duty is, however,<br />

to a<strong>ss</strong>ume authorial responsibility for the <strong>narrative</strong> they concocted and<br />

also to admit the existence of opposition from the interlocutors, if they are<br />

aware of it.<br />

There are many ways of paying respect to one’s interlocutors. One is a multivoiced<br />

story, recommended by many anthropologists (see, e.g., Marcus, 1992).<br />

There are then not one but many <strong>narrative</strong>s; as in a postmodern novel, all tell<br />

their story and the researcher does not have to take a stand on which is ‘right’<br />

and which is ‘wrong’.Thus Gabriel was able to quote all four accounts of an<br />

explosion of a fire extinguisher. One account was a chronicle that merely<br />

reported the sequence of events, while the remaining three constructed three<br />

different stories with different heroes, victims, and plots.<br />

An excellent example of such a multistory is a novel by Iain Pears, An<br />

Instance of the Fingerpost (1998). It is a kind of a history of a medical invention<br />

(the transfusion) and is situated in seventeenth-century Oxford. It contains four<br />

stories accounting for the same course of events.The readers can choose which<br />

one to believe but the final effect is rather that of understanding why the stories<br />

differ as they do.<br />

One has to point out, however, that polyphony in a text is but a textual strategy<br />

(Czarniawska, 1999a).‘The voices of the field’ do not speak for themselves;<br />

it is the author who makes them communicate on his or her conditions.<br />

Therefore it is more adequate to speak, in line with Bakhtin (1928/1985),<br />

about ‘variegated speech’ of the field, about leaving traces of different dialects,<br />

different idioms, and different vocabularies, rather than homogenizing them<br />

into a ‘scientific text’. This is actually Pears’ most impre<strong>ss</strong>ive achievement.<br />

Again, this textual strategy is not as drastically different from one authoritative


story as it may seem. Even pasting together fragments of <strong>narrative</strong>s taken<br />

straight from an interview protocol decontextualizes them but, in return, it also<br />

re-contextualizes them (Rorty, 1991). It is not a matter of ‘quoting literally’; it<br />

is a matter of recontextualization that is interesting (‘novel’), credible, and<br />

respectful. It is clear, however, that explication already prepares the ground for<br />

explanation and exploration.<br />

Varieties of explanation<br />

READING NARRATIVES 63<br />

Explanation is often set in contrast to interpretation, but most likely Hernadi<br />

chose the word to achieve the alliteration effect. It can be argued, though, that<br />

certain types of hermeneutic thoughts advise a jump from explication to<br />

exploration. From the pragmatist point of view, however, such a jump is impo<strong>ss</strong>ible<br />

as all explication is tinted with explanation and all inquiry asks both ‘what<br />

does this text say?’ and ‘how come?’ Similarly, hermeneutics, the philosophy<br />

and theory of interpretation, offered many a different suggestion on how to<br />

tackle interpretation in many ages of its existence.The point is that the question<br />

‘how come’ a<strong>ss</strong>umes many guises in various schools of thought. Solutions<br />

change, but problems remain. As Umberto Eco put it:<br />

To interpret means to react to the text of the world or to the world of a text by producing<br />

other texts … The problem is not to challenge the old idea that the world is a<br />

text which can be interpreted, but rather to decide whether it has a fixed meaning,<br />

many po<strong>ss</strong>ible meanings, or none at all. (1990: 23)<br />

Let me introduce a simple cla<strong>ss</strong>ification of different schools of thought concerning<br />

the modes of explanation, or interpretation, ordered into three groups:<br />

subjectivist (voluntarist), objectivist (determinist), and constructivist.<br />

Subjectivist explanation: intentio auctoris or intentio lectoris?<br />

Perhaps the most traditional way of explaining texts is by deducing the intentions<br />

of their author.This tradition comes from reading the Bible,Talmud or<br />

Koran as authored by God, and therefore the utmost task of the reader (an<br />

expert reader in Catholicism and Judaism, everybody in Protestantism and<br />

Islam) is to try to discover God’s intentions.<br />

Even so, there have been many opinions as how to proceed when trying to<br />

discover God’s intentions. Encyclopaedia Britannica (1989, 5: 874) lists four major<br />

types of biblical hermeneutics.The first, literal, prohibited any kind of explanation:<br />

explication was the only operation permitted on the divine text. The<br />

second is moral hermeneutics, which seeks ethical le<strong>ss</strong>ons in the Bible.The third<br />

is allegorical interpretation, which a<strong>ss</strong>umes a second level of reference behind<br />

persons, things, and events explicitly mentioned in the Bible.The fourth type


64<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

is called anagogical 2 or mystical and a<strong>ss</strong>umes that the Bible prefigures the future,<br />

the events to come. An excellent, if ironic, exemplification of this last kind of<br />

reading is to be found in Eco’s Foucault’s Pendulum (1989) quoted in the previous<br />

chapter, in which a group of Cabbalists discovers divine plots in all texts<br />

they come acro<strong>ss</strong>.<br />

Is biblical hermeneutics of any relevance for social science, apart from being<br />

a piece of historical information? Perhaps not literal and mystical, but moral<br />

and allegorical interpretations clearly are. They cannot be used in relation to<br />

<strong>narrative</strong>s in the making – bits of interviews, conversations, observations – but<br />

they can be used whenever one can, in fact, speak of an author’s intentions, as<br />

in advertisements or in various types of representation documents (annual<br />

reports, home pages, autobiographies).What is more, contemporary authors are<br />

themselves hermeneutic readers, quite often quoting the Bible when in search<br />

of ethical le<strong>ss</strong>ons and/or allegories that make sense to a contemporary reader.<br />

In modern versions of hermeneutics, the divine author was replaced by the<br />

psyche of the human author. Such a move is attributed to Friedrich E.D.<br />

Schleiermacher (1768–1834), considered the founder of modern Protestant<br />

theology, who, through his interest in the cla<strong>ss</strong>ics and the Romantics, led away<br />

from the exegesis of the gospel toward a religion based on human culture<br />

(Robinson, 1995). He postulated that to gain the meaning of a text one has to<br />

understand the mind of the author because it is there where God lives and<br />

works. Phenomenology and psychoanalysis freed themselves from religious<br />

contexts but still read texts as traces of the state of mind of their author (Marcel<br />

Proust and James Joyce were perhaps the authors most frequently and thoroughly<br />

read this way).<br />

Looking for an author’s intention was never a distinct tradition in the reading<br />

of scientific texts (in other sense than pure explication or ‘what the author<br />

intended to say’). This was because the author’s psyche was not supposed to<br />

interfere with the writing of a scientific text: the truth should be writing itself.<br />

But the subjectivist approach was, and still is, applied to ‘subjects’ – people<br />

under study and the <strong>narrative</strong>s produced by them.<br />

In literary theory and philosophy, the most potent response to the tradition<br />

of intentio auctoris was Gadamer’s hermeneutics (1960/1975). This book is not<br />

the right place to give justice to his work that, as a blurb on Truth and Method<br />

correctly says, ‘takes the literature of Hermeneutics to new heights’. For<br />

Gadamer, hermeneutics was a philosophy, a quest for truth, and only marginally<br />

a method (indeed, Ricoeur, 1981, claims that Gadamer’s book should have<br />

had the title ‘Truth OR Method’). Gadamer himself says of his work that ‘[i]t<br />

is concerned to seek that experience of truth that transcends the sphere of control<br />

of scientific method wherever it is to be found, and to inquire into its legitimacy’<br />

(1960/1975: xii). Human sciences should join philosophy, art, and<br />

history: ‘modes of experience in which a truth is communicated that cannot<br />

be verified by the methodological means proper to science’ (p. xii).At the same<br />

time, Gadamer claims he does not intend to continue Dilthey’s distinction


etween the ‘human’ and the ‘natural’ sciences and their methods. He is not<br />

against applying natural sciences’ methods to the social world, but such an<br />

endeavor has nothing to do with reaching truth through experience; it belongs<br />

with practicalities and bureaucracy. Similarly, he claims to have gone beyond<br />

Romanticism and subjectivism, but his critics show that all these influences are<br />

still decisive in Gadamer’s work.This critique is understandable in the light of<br />

the following statement: ‘Understanding must be conceived as a part of the<br />

proce<strong>ss</strong> of the coming into being of meaning, in which the significance of all<br />

statements … is formed and made complete’ (Gadamer, 1960/1975: 146).<br />

The po<strong>ss</strong>ibility of meaning which will reveal the significance of all statements<br />

is an ultimate Romantic dream; also, even a small portion of intersubjectivity<br />

will put into question and on to the table of argumentation the<br />

judgment of ‘completene<strong>ss</strong>’. But my comments are not an attempt to diminish<br />

a brilliant contribution of a great philosopher; they are only a way to point out<br />

that, in spite of Gadamer’s protestation, the attraction of his version of<br />

hermeneutics is its Romanticism, subjectivism, and his mistrust of natural<br />

science methods applied to humanities. In his view, such methods a<strong>ss</strong>ume and<br />

require an alienating distanciation as opposed to the experience of belonging typical<br />

in arts, history, and humanities. It will take Ricoeur to point out the po<strong>ss</strong>ibility<br />

of joining the two. And if Gadamer still remains close to subjectivity, it is<br />

the subjectivity of the reader, not of the author; it is the reader’s experience<br />

that leads to truth as understanding.What is more, this experience is verified<br />

by tradition in a kind of temporal intersubjectivity. In this way, the road to<br />

reader-response theory has been paved. Similarly, Gadamer’s observation of<br />

language’s formative influence on thought makes room for both objectivist and<br />

constructivist theories of reading.<br />

Objectivist explanations<br />

READING NARRATIVES 65<br />

Objectivist explanations are the proper territory of sciences, and literary<br />

theory experienced a period of scientification, especially in the 1970s, when<br />

sociology was at its peak. One kind of objectivist explanation is by relation to<br />

external structures: cla<strong>ss</strong>, power relationships, gender, or even a specific historical<br />

situation. Even if the writers’ biographies might count, the authors are seen<br />

as ‘children of their times’ and their texts, accordingly, as ‘products of their<br />

times’. Marxist, neo- and post-Marxist works are examples of such a kind of<br />

explanation.<br />

Jürgen Habermas’s work has been of enormous importance for the social<br />

sciences. His focus is not so much hermeneutics as critique of ideology which,<br />

however, can also count as a theory of reading. His relationship to Marxism,<br />

points out Ricoeur (1981), is like Gadamer’s to Romantic philosophy: distancing<br />

and yet belonging. The task of critical social sciences – and therefore of<br />

critical reading – is to unmask interests that underlie the enterprise of knowledge<br />

(Habermas, 1972). This task differentiates critical social sciences from both


66<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

empirical-analytical studies of social order and from historical-hermeneutic<br />

studies suggested by Dilthey and Gadamer. The purpose of the critical social<br />

sciences is emancipation, which is achieved by self-reflection.The critical social<br />

sciences provide the tool for such emancipation, revealing the relations of<br />

dependence hidden behind relations (not forces, as in Marxism) of production.<br />

Self-reflection prompted by critical social science is the road to freedom from<br />

institutions.<br />

Another variation of the Marxist theory of interpretation can be found in<br />

the literary theory of, for example, Fredric Jameson (Jameson, 1981; Selden,<br />

1985). He calls it a ‘dialectical criticism’, as it strongly focuses on the Hegelian<br />

notion of the relationship between the part and the whole (the idea behind all<br />

conceptualizations of ‘hermeneutic circle’ 3 ), the concrete and the abstract, the<br />

subject and the object, the dialectics of appearance and e<strong>ss</strong>ence. This kind of<br />

criticism does not analyze isolated works; each work is but a part of a wider<br />

historical situation, and so is each reading. A dialectical criticism seeks to<br />

unmask the surface of the text to reach the depth of the concrete historical<br />

ideology that informed it. While Habermas is mostly concerned with the<br />

notion of ‘dialogue’, Jameson is strongly convinced about the central role of<br />

<strong>narrative</strong> in human knowledge: the <strong>narrative</strong> is a basic ‘epistemological category’<br />

to be met everywhere and which needs to be interpreted.<br />

Jameson’s dialectical criticism is close to another kind of objectivist explanation:<br />

structuralism. Indeed, his treatment of <strong>narrative</strong>s recalls that of Barthes,<br />

and he uses Greimas’ categories in analysis. This is hardly surprising: Selden<br />

(1985) points out that the economic writings of Karl Marx are structuralist.<br />

But as structuralism and deconstruction are not only ‘philosophies of reading’<br />

but also techniques, they will be treated in subsequent chapters.<br />

A third example of a post-Marxist theory of reading is the one from a feminist<br />

standpoint, best represented by Dorothy Smith (1990; 1999). Her readings<br />

are aimed at exploring the relations of ruling:<br />

The institutional order of the society that excluded and silenced women and women’s<br />

experience is elucidated from women’s standpoint in the local actualities of our everyday/everynight<br />

world as they are organized extra-locally, abstracted, grounded in universalized<br />

forms, and objectified.The phrase ‘relations of ruling’ designates the complex<br />

of extra-local relations that provide in contemporary societies a specialization of<br />

organization, control and initiative.They are those forms that we know as bureaucracy,<br />

administration, management, profe<strong>ss</strong>ional organization, and the media. They include<br />

also the complex of discourses, scientific, technical, and cultural, that intersect, interpenetrate,<br />

and coordinate the multiple sites of ruling. (1990: 6)<br />

In an e<strong>ss</strong>ay ‘K is mentally ill’ (1990), Smith analyzes an interview showing how<br />

K comes to be defined by her friends as mentally ill. 4 In ‘The social organization<br />

of subjectivity’ (1990) she analyzes a transcript of a meeting at the<br />

University of British Columbia in the ‘hot year’ of 1969. In ‘The active text’<br />

(1990) she compares two texts describing the same course of events:a confrontation


etween police and people in Berkeley, California, in the 1960s. One is a<br />

letter published in an underground newspaper and the other is a leaflet with<br />

the Mayor of Berkeley’s version of the events.<br />

A point worth emphasizing is that the work of Dorothy Smith could be as<br />

well cla<strong>ss</strong>ified under ‘constructivist’ explanations. Using inspiration from Schütz<br />

and ethnomethodology, she highlights the relations of ruling as proce<strong>ss</strong>es, not<br />

as structures. The key word is ‘objectified’ rather than ‘objective’. This shows,<br />

once again, that the differences between various perspectives are very subtle,<br />

although they sometimes become exaggerated for the sake of enacting ‘paradigm<br />

wars’. But the authors presented throughout this book have one thing in<br />

common: their interest in, and their conviction of the importance of, <strong>narrative</strong>s.<br />

Rather than wasting time and energy on fighting battles with other<br />

schools of thought, they learn from each other.<br />

Constructivist explanations<br />

READING NARRATIVES 67<br />

The theoreticians I am discu<strong>ss</strong>ing below are not usually referred to as ‘constructionist’,<br />

and it is not my intention to justify such labeling of their work. I<br />

have chosen to present it under this title because what they all have in common<br />

is a belief that the meaning of a text is neither to be ‘found’ nor ‘created’<br />

from nothing: it is constructed anew from what already exists (a text, a tradition,<br />

a genre) in the interaction between the readers and the text, among the readers,<br />

and between the author, the readers, and the text.<br />

One kind of constructivist explanation is known as reader-response theory.<br />

German literary theorist, Wolfgang Iser, and aesthetic theorist, Hans Robert<br />

Jau<strong>ss</strong>, have both extended and criticized Gadamer’s work and created their own<br />

reception theory, where especially Iser emphasizes the interaction between the<br />

reader and the text (1978). Reader-response theory continues the phenomenological<br />

inspiration, but is also influenced by US pragmatism in the rendition<br />

of William James (while Umberto Eco and Richard Rorty, see below, are<br />

influenced by, respectively, Charles Peirce and John Dewey). For Iser:<br />

a meaning must clearly be the product of an interaction between the textual signals and<br />

the reader’s acts of comprehension … As text and reader thus merge into a single<br />

situation, the division between subject and object no longer applies, and therefore follows<br />

that meaning is no longer an object to be defined, but is an effect to be experienced. (1978: 10,<br />

emphasis added)<br />

And if meaning is an effect produced (or not) in an encounter between the reader<br />

and the text, ‘the interpreter should perhaps pay more attention to the proce<strong>ss</strong><br />

than to the product’ (1978: 18). The meaning production becomes more interesting<br />

than the meaning; this alone puts literary theory closer to social science.<br />

But if meaning equals experience, all the criticisms directed at Gadamer’s<br />

hidden subjectivism might apply. Iser concedes that a subjectivist element<br />

might come in at a late stage of interpretation, where the effect restructures


68<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

experience – in other words, in the stage of exploration. At the stage of<br />

explanation, however, the reader follows ‘intersubjectively verifiable instructions<br />

for meaning-production’ that each text contains, even if it may end in a<br />

variety of experiences (Iser, 1978: 25).This notion makes Iser’s ideas close to<br />

Eco’s intentio operis; indeed, Eco borrows Iser’s concept of an ‘implied reader’.<br />

The pragmatists, however, are not in agreement over what a pragmatist<br />

theory of reading should be. In response to the recent wave of polysemous theories<br />

of interpretation that claim that readings are countle<strong>ss</strong>, Eco (1992) pointed<br />

out that interpretations are indefinite but not infinite. They are negotiations<br />

between the intention of the reader (intentio lectoris) and the intention of the<br />

text (intentio operis).These negotiations can result in a first-level reading (typical<br />

for a semantic reader) or an overinterpretation, a reading that ignores the<br />

text (a tendency of a semiotic reader). Most readers live some place between<br />

those two extremes, and different readers have different interpretation habits.<br />

Richard Rorty (1992) had difficulty in accepting Eco’s pragmatic interpretation<br />

model precisely because of his pragmatist position. Despite all repudiations,<br />

there is a clear hierarchy between Eco’s two extreme readers: the semiotic<br />

reader is a clever one (presumably a researcher), whereas the semantic reader is<br />

a dupe (presumably an unreflective practitioner).Also, the difference proposed<br />

by Eco between an ‘interpretation’ (which respects intentio operis) and ‘use’ (for<br />

example, lighting a fire with a text, but more generally just a disrespectful reading)<br />

is something that Rorty could not accept. For him, all readings are ‘uses’.<br />

If a cla<strong>ss</strong>ification of uses – i.e. readings – is required, Rorty suggested a distinction<br />

between a methodical reading, one that is controlled by the reader and<br />

the purpose at hand, and an inspired reading, which changes the reader and the<br />

purpose as much as it changes the text.<br />

So, who is right? At this point other constructionist theories of interpretation<br />

might be of help. What is a ‘reasonable interpretation’ and what is an ‘overinterpretation’<br />

is negotiated not so much between the text and the reader as<br />

among the readers (intersubjectivity). In that sense, intentio operis is but a frequent<br />

reading of a given text in a given place at a given time. It is impo<strong>ss</strong>ible,<br />

however, to establish the intentio operis of a given text once and for all.<br />

Intentions are being read into the text each time a reader interprets it. Again,<br />

this does not mean there is an unlimited variety of an idiosyncratic interpretation.<br />

If genres are institutionalized ways of writing, there are also institutionalized<br />

ways of reading, such as ‘new criticism’ or ‘deconstruction’. In a given time<br />

and place there will be dominant and marginal readings of the same text<br />

(DeVault, 1990), and this makes the notion of ‘interpretive communities’ very<br />

useful (Fish, 1989). Social science still lacks efforts to discover and describe such<br />

interpretive communities of its own readers.<br />

Of relevance here are institutionalist explanations that look for inspiration in<br />

genre theory, which is a literary theory of institutions.A genre is usually conceived<br />

as a system of action which became institutionalized and is recognizable<br />

by repetition; its meaning stems from its place within symbolic systems


making up literature and culture, acquiring specificity by difference from other<br />

genres (Bru<strong>ss</strong>, 1976: 5). A genre offers to a writer a repertoire of expre<strong>ss</strong>ive<br />

means and to a reader a repertoire of reading clues.Although the writers might<br />

subvert and transgre<strong>ss</strong> genres, and so may the readers, they can both rely on this<br />

recognizable repertoire.When we recognize a text as a detective story, we form<br />

certain expectations about how it should proceed; if it does not, it might<br />

enchant us (a new genre is emerging!) or disappoint us (this is a bad detective<br />

story).<br />

Although I myself opt for constructionist explanations, there are a great<br />

many excellent explanations of subjectivist and objectivist type. One can ask:<br />

what are the reasons (motives) behind this text? Which are the causes that<br />

formed this text? How is this text read and by whom? Or how does this text<br />

say what it does? All are excellent questions and they all have in common one<br />

thing: they interrogate a text, which is the raison d’être of each inquiry. One way<br />

of doing so seems especially suitable for social sciences and therefore I present<br />

it separately here: it is an analogy between an action and a text, postulated by<br />

Paul Ricoeur.<br />

Action as text; text as action<br />

READING NARRATIVES 69<br />

The French philosopher, Paul Ricoeur, while e<strong>ss</strong>entially operating from within<br />

the reader-oriented end of the spectrum, was uncomfortable with the intrinsic<br />

subjectivity a<strong>ss</strong>ociated with such hermeneutics and decided to walk the fine<br />

line between a call for objectivity (grounded in the text) and the po<strong>ss</strong>ibility of<br />

a great many interpretations of the same text (Robinson, 1995). He both integrated<br />

and went beyond the works of Gadamer and Habermas.<br />

In order to be able to do this, he introduced a specific understanding of a<br />

text (a written <strong>narrative</strong>).To him, the text is primarily a work of discourse – that<br />

is, a structured entity that cannot be reduced to a sum of sentences that create<br />

it. This entity is structured according to rules that permit its recognition of<br />

belonging to some kind of a literary genre: a novel, a di<strong>ss</strong>ertation, a play. Even<br />

if each text can be cla<strong>ss</strong>ified as belonging to some genre (or as transgre<strong>ss</strong>ing<br />

some genre), it has its unique composition, and when such composition is<br />

repeated in the work of the same author, one can speak of a style. Composition,<br />

genre, and style reveal the work that was put into creating a given specimen of<br />

discourse.<br />

But it is important to notice that the text is a written work of discourse,<br />

which means that it is more than the inscription of an earlier speech (this is<br />

why such inscriptions cannot be read and analyzed in the same way as proper<br />

texts). Speaking and writing are two separate modes of discourse. Ricoeur<br />

(1981; John B. Thompson, 1981) introduced the concept of distanciation to<br />

point out the difference between the two. Text has acquired a distance from<br />

speech (even if it might have been originated in a speech).This statement is of<br />

no surprise to anyone who has tried to turn an oral presentation into a paper.


70<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

The first form of distanciation consists in that – through a text – meaning<br />

acquires a longer life than just the event of the speech. The institution of<br />

minutes corroborates this.<br />

The second form of distanciation concerns the intentions of the speaker<br />

and the inscribed speech. While, in the case of speech, looking for intentio<br />

auctoris makes sense, as the speaker can always deny having said a concrete thing,<br />

when it comes to interpretation of the text, the author and the reader acquire<br />

more or le<strong>ss</strong> equal status. This is, by the way, why sending the transcripts of<br />

the interview to the interviewees is a risky procedure: the interviewee considers<br />

the transcript of the interview a written text and corrects it accordingly.<br />

The corrected text has little to do with the original speech, not because<br />

the interviewer heard wrongly but because the two are different forms of<br />

discourse.<br />

The third form of distanciation concerns the distance between the two<br />

audiences: a speech is addre<strong>ss</strong>ed to a concrete audience (even in the case of<br />

radio and TV speeches, where there are statistics showing who listens to what<br />

and when), while a written text is potentially addre<strong>ss</strong>ed to anyone who can<br />

read.A (common) conviction that texts can be written for a concrete audience<br />

is based either on the belief in the repetition of the past (the past readers of<br />

John Grisham’s novels will most likely be the readers of John Grisham’s future<br />

novels), or on the belief in the po<strong>ss</strong>ibility of creating the text’s own audience,<br />

of shaping the reader, as Flaubert said of Balzac. In authors who are neither<br />

Grishams nor Balzacs, such a conviction is an expre<strong>ss</strong>ion of either naïveté or<br />

hubris.<br />

The fourth form of distanciation concerns the text’s separation from the<br />

frame of reference the speaker and the audience might have shared, or might<br />

have created together. During a talk, it is enough to ask the audience whether<br />

they are familiar with a certain segment of reality and adapt the speech accordingly.<br />

The frame of reference of future readers remains unknown to the writer.<br />

‘Will they be old enough to remember who Gerard Philippe was?’ 5 is a kind<br />

of question that cannot be answered with certainty in advance.Texts intended<br />

for a certain audience can be unexpectedly adopted by quite another type of<br />

audience. William Gibson, author of science fiction novels, was surprised to<br />

learn that computer programmers become inspired by his books (Kartvedt,<br />

1994/95).<br />

This way of defining the text has consequences for the theory of interpretation.<br />

The two first forms of distanciation mean that ‘the problem of the right<br />

understanding can no longer be solved by a simple return to the alleged intentions<br />

of the author’ (Ricoeur, 1981: 211).The other two forms of distanciation,<br />

the unknown audience and its unknown frame of reference, can be dealt with in<br />

two different ways. One is the structuralists’ (and poststructuralists’) way: concentrate<br />

on the text alone, leaving aside the question of its po<strong>ss</strong>ible referents.<br />

The second is the one proffered by Ricoeur himself:‘to situate explanation and


interpretation along a unique hermeneutical arc and to integrate the opposed<br />

attitudes of explanation and understanding within an overall conception of reading<br />

as the recovery of meaning’ (1981: 161).The analogy between the text and<br />

the action, which I mentioned in Chapter 1 as one way of introducing <strong>narrative</strong><br />

to social sciences, is an example of such a conception of reading.<br />

Meaningful action shares the constitutive features of the text: it becomes<br />

objectified by inscription, which liberates it from its agent; it has relevance<br />

beyond its immediate context; and it can be read like an ‘open work’. Similarly,<br />

a text can be attributed to an agent (the author); it is po<strong>ss</strong>ible to ascribe (rather<br />

than ‘establish’) intentions to its author; and it has consequences, often unexpected.<br />

In such conceptualization, a text does not ‘stand for’ an action; the relationship<br />

between them is that of an analogy, not a reference.<br />

Exploration<br />

READING NARRATIVES 71<br />

Exploration means the reader stands in for the author, becomes the author.This<br />

may be unusual with most readers but it is the meaning of the practice of social<br />

science. The social science reader reads in order to become an author: no<br />

matter what school of explication and explanation he or she belongs to, no<br />

matter whether the reading turns out to be methodical or inspired in kind.This<br />

is why Chapters 8 and 9 are dedicated to modes of writing as the final act in<br />

scientific reading.<br />

The modes of exploration will differ according to the theory of reading<br />

espoused. The subjectivists, as mentioned before, might skip explanation and<br />

reveal their own experience as the way of exploring the topic.The objectivists<br />

might skip the exploration, or rather treat the combination of an explication<br />

and an explanation as producing the exploration: a recounting of a text combined<br />

with a text’s critique amounts to an ‘improved’ text.The constructivists<br />

might want to spend some time on reflection over their own proce<strong>ss</strong> of interpretation<br />

or they might not; they may also skip explanation and use explication<br />

as a building material for their own stance.<br />

One case of an amazing exploration is, however, worth mentioning.This is<br />

Donna Haraway’s ‘A cyborg manifesto’ (1991). It can perhaps be compared to<br />

Thomas Nagel’s ‘What is it like to be a bat?’ 6 (1979). But while Nagel designed<br />

a gentle philosophical thought experiment, Haraway is literal:<br />

By the late 20th century, we are all chimeras, mythic hybrids of machine and organism,<br />

in short, cyborgs. In recent Western science and politics, the relation between<br />

organism and machine has been a border war.This e<strong>ss</strong>ay is an argument for pleasure in<br />

the confusion of boundaries and for responsibility in their construction. A socialistfeminist<br />

must pay particular attention to the redesign of cyborgs, i.e. to genetic<br />

engineering. (1991: 149)


72<br />

In this sense, all feminist writings are a huge exploration experiment: the<br />

non-gendered Author has been transformed into a woman, into a feminist,<br />

who looks at the world anew from the feminist standpoint. But Haraway goes<br />

even further and finds the ‘female identity’ a thing of the past. Her exploration<br />

is directed toward the future: people are cyborgs already and they are busy with<br />

further redesign of cyborgs (Haraway’s later project concerns a genetically<br />

engineered mouse – 1997).What is it to be a cyborg?<br />

A cyborg body is not innocent; it was not born in a garden; it does not seek unitary<br />

identity and so generate antagonistic dualisms without end (or until the world ends);<br />

it takes irony for granted. One is too few, and two is only one po<strong>ss</strong>ibility. Intense pleasure<br />

in skill, machine skill, ceases to be a sin, but an aspect of embodiment. The<br />

machine is not an it to be animated, worshipped, and dominated.The machine is us,<br />

our proce<strong>ss</strong>es, an aspect of our embodiments … Gender might not be the global identity<br />

after all. (Haraway, 1991: 179)<br />

This is, then, a quinte<strong>ss</strong>ence of exploration: to throw one’s identity into a text<br />

or to construct one’s identity through a text. Such a move is still rare in social<br />

sciences but it does not surprise anymore.<br />

The short descriptions of various schools of reading that form this chapter<br />

do not permit their application to a concrete text, not only because they are<br />

brief and summary but also because they are philosophies, not methods or<br />

techniques, of reading. They are presented here because a choice of a method<br />

or technique of analysis needs to be preceded by a choice of a theory of reading<br />

that one finds agreeable. This book is therefore meant as an introduction<br />

to the repertoire of theories: the reader might then proceed to gather a more<br />

thorough knowledge of a theory that suits him or her.<br />

I end this chapter with a short example of three phases in reading as a way<br />

of illustrating why such a reflection over which theory of reading to espouse<br />

is unavoidable.<br />

Reading Egon Bittner<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

The following is a short excerpt from the cla<strong>ss</strong>ic text by Egon Bittner, ‘The<br />

concept of organization’ (1965):<br />

3. The Study of the Concept of Organization as a Common-Sense Construct<br />

Plucked from its native ground, i.e. the world of common sense, the concept of rational<br />

organization, and the schematic determinations that are subsumed under it, are devoid of<br />

information on how its terms relate to facts.Without knowing the structure of this relationship<br />

of reference, the meaning of the concept and its terms cannot be determined.<br />

In this situation an investigator may use one of the three research procedures. He<br />

can, for one thing, proceed to investigate formal organization while a<strong>ss</strong>uming that the<br />

unexplicated common-sense meanings of the terms are adequate definitions for the


purposes of his investigation. In this case, he must use that which he proposes to study<br />

as a resource for studying it.<br />

He can, in the second instance, attach to the terms a more or le<strong>ss</strong> arbitrary meaning<br />

by defining them operationally. In this case, the relationship of reference between<br />

the term and the facts to which it refers will be defined by the operations of inquiry.<br />

Interest in the actor’s perspective is either deliberately abandoned, or some fictitious<br />

version of it is adopted.<br />

The investigator can, in the last instance, decide that the meaning of the concept,<br />

and of all the terms and determinations that are subsumed under it, must be discovered<br />

by studying their use in real scenes of action by persons whose competence to use<br />

them is socially sanctioned. (p. 247)<br />

Explication (what does this text say?)<br />

READING NARRATIVES 73<br />

Bittner lists three po<strong>ss</strong>ible approaches to studying formal organizations. The first approach<br />

consists in a<strong>ss</strong>uming that people understand the concept ‘formal organization’ in the same<br />

way that the researcher does and in studying what he considers a formal organization to be.<br />

The second starts with the researcher introducing his own definition and proceeding accordingly,<br />

with no reference to other people’s understanding. In the third, the researcher tries to<br />

discover how the concept is applied by people who use it to structure their own action.<br />

I hope that this simple example shows how complex the operation of explication<br />

actually is.The text is shorter then Bittner’s, but does it say the same thing?<br />

I had many a quarrel with students who understood it differently. Also, many<br />

times the sheer translation from one language to another (as when my students<br />

explicate it in Swedish or in Italian) changes the context of use: shall one translate<br />

literally? Or functionally? That is,looking for similar but not exactly the same<br />

expre<strong>ss</strong>ions in the other language (volumes have been written about it; for the<br />

latest one, see Eco, 2003)? Also, observe the change of vocabulary:‘persons whose<br />

competence to use them is socially sanctioned’ are ‘competent members’ – this<br />

is ethnomethodology speaking;‘people who use it to structure [the meaning of]<br />

their own action’ is Wittgensteinian, or pragmatist.Thus an innocent explication<br />

is already halfway to explanation and exploration. I will follow this lead.<br />

Explanation 1 (why does this text say what it says?)<br />

It is easy to see that Bittner is writing it in 1965. The ethnomethodological revolution<br />

is in the offing (Garfinkel, Sacks, and Bittner himself ) and their main enemy is positivism.<br />

Schützian phenomenology is a support, partly a starting point: concepts removed<br />

from the context of common sense lose their meaning but concepts that remain within the<br />

context of common sense cannot be explored. Thus, the first researcher is a dupe, a<br />

person who does not understand what the inquiry is all about. Probably, it is just a<br />

straw man to detract attention from the real target of attack. The second researcher is the<br />

positivist who does not care about the world of common sense: he just defines the word<br />

as it fits him and continues to study this ‘figment of his imagination’ [a typical expre<strong>ss</strong>ion


74<br />

used in those times in sociological debates]. The third researcher is a good guy; he is an<br />

ethnomethodologist.<br />

Explanation 2 (how does this text say what it says?)<br />

To the reader, this text might appear heavy handed and convoluted. Why, the subject<br />

of the first sentence consists of four clauses, enough to discourage the bravest of readers.<br />

But this apparent lack of style (or at least stylishne<strong>ss</strong>) might actually be a sign of style.<br />

Bittner’s text is a contemporary of James D. Thompson’s Organizations in Action<br />

(1967), which I have quoted as exemplary of the ‘scientistic’ style so prevalent in the<br />

1960s and the 1970s (Czarniawska, 1999a). It could even be that the heavy syntax<br />

is a remaining trace of the influence of German philosophy on US social science writing.<br />

Observe also the taken-for-granted use of the masculine pronoun.<br />

Kinds of explanation can be multiplied almost infinitely; they can also be combined,<br />

depending on the purpose of the reader. In fact, all kinds of text analysis<br />

presented in Chapters 6 and 7 can be applied to Bittner’s text.What they all<br />

have in common, and so do my two ‘explanations’, is that they set the text<br />

against other texts, they ‘contextualize’ it (even deconstruction does it).<br />

Exploration<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Writing 35 years after Bittner, it seems obvious to me that the third strategy is the only<br />

one that makes sense. I know from my bitter experience of studies in different cultures<br />

that people whose practice I study very often use the same concepts in a way opposite to<br />

the way I do. But Bittner did not foresee one consequence of the second research stance:<br />

that the ‘competent members’ will become familiar with uses suggested by the second type<br />

of researcher and will hurl them at the third type of researcher. Often times, the researcher<br />

only reaps what her colleagues have sown before her.<br />

The last comment and its agricultural metaphors are meant to be an allusion<br />

to the ‘red chicory interview’: there, the young entrepreneur used, in an everyday<br />

situation, textbook concepts to give meaning to her own experience. Not<br />

even everyday life and social science can be safely separated: social science feeds<br />

forward its own reading.<br />

EXERCISE<br />

Exercise 5.1: explication, explanation, exploration<br />

Take a short text (which would qualify as a text by Ricoeur’s definition)<br />

of one of your favorite social science writers and go through three reading<br />

phases.


FURTHER READING<br />

Eco, Umberto (1992) Interpretation and Overinterpretation. Cambridge:<br />

Cambridge University Pre<strong>ss</strong>.<br />

Gadamer, Hans-Georg (1960/1975) Truth and Method. New York, NY:<br />

Continuum.<br />

Iser, Wolfgang (1978) The Act of Reading. A Theory of Aesthetic<br />

Response. Baltimore, MD: Johns Hopkins University Pre<strong>ss</strong>.<br />

Jameson, Fredric (1981) The Political Unconscious: Narrative as a<br />

Socially Symbolic Act. Ithaca, NY: Cornell University Pre<strong>ss</strong>.<br />

Ricoeur, Paul (1981) Hermeneutics and the Human Sciences. New York,<br />

NY: Cambridge University Pre<strong>ss</strong>.<br />

Smith, Dorothy E. (1990) Texts, Facts, and Femininity: Exploring the<br />

Relations of Ruling. London: Routledge.<br />

Notes<br />

READING NARRATIVES 75<br />

1 Scylla and Charybdis were, in Greek mythology, two monsters situated on both<br />

sides of the narrow waterway that Ody<strong>ss</strong>eus had to pa<strong>ss</strong>.<br />

2 From the Greek anagein (‘to refer’).<br />

3 A term often used by continental philosophers in the tradition running from<br />

Schleiermacher and Dilthey to Heidegger, Gadamer, and Ricoeur. It has to do with<br />

the inherent circularity of all understanding. The concept postulates that the<br />

unknown can be apprehended only by a mediation of that which is already known.<br />

4 This is an analysis of an interview, which is exemplary both in how the account is<br />

elicited (i<strong>ss</strong>ues discu<strong>ss</strong>ed in Chapter 4) and the creative, non-formalist use of structural<br />

analysis (Chapter 6).<br />

5 Tragically deceased French film-actor (1922–59), the icon of the 1950s.<br />

6 Nagel received an energetic answer based on bat studies from Kathleen Akins (1993 –<br />

‘What is it like to be boring and myopic?’).


6<br />

Structural Analyses<br />

The morphology of a fairytale 76<br />

Morphology of evolution theories 78<br />

Actant model 79<br />

Scripts and schemas 82<br />

Other kinds of structural analysis 83<br />

Notes 87<br />

One traditional way of analyzing a <strong>narrative</strong> is structuralist analysis – an enterprise<br />

close to semiology and formalism (Propp, 1928/1968; de Sau<strong>ss</strong>ure, 1933/1983;<br />

Barthes, 1977).This enterprise was taken up and developed in anthropology by<br />

Claude Lévi-Strau<strong>ss</strong> (1968). The socio-linguists William Labov and Joshua<br />

Waletzky espoused and improved on Propp’s formalist analysis, suggesting that<br />

socio-linguistics should occupy itself with a syntagmatic analysis of simple <strong>narrative</strong>s,<br />

which will eventually provide a key to understanding of the structure<br />

and functions of complex <strong>narrative</strong>s.Their appeal has been taken up by several<br />

sociologists (Watson, 1973; Mishler, 1986; Rie<strong>ss</strong>man, 1993).<br />

The morphology of a fairytale<br />

Vladimir Propp (1895–1970) was a member of the Ru<strong>ss</strong>ian formalist group<br />

who wrote his Morphology of the Folktale in 1928, when the formalist trend ran<br />

into a crisis in the Soviet Union. Mikhail Bakhtin and his collaborators then<br />

developed what can be called a postformalism, under the guise of Marxist critique.<br />

But Propp’s book is a cla<strong>ss</strong>ic example of structuralist analysis – applied to<br />

a collection of fairytales with the aim of describing Slavic folktales. His book<br />

was translated into English only in 1968, after Lévi-Strau<strong>ss</strong> made it famous by<br />

his analysis of myths.<br />

Propp’s aim was highly scientific: he wished to cla<strong>ss</strong>ify forms of Slavic fairytales<br />

‘according to their component parts and the relationship of these components


STRUCTURAL ANALYSES 77<br />

to each other and to the whole’ (1968: 19): a morphology, as in botany. Having<br />

analyzed 100 fairytales (out of a collection of 449) he noticed that the same<br />

character can perform different actions and that different characters may perform<br />

the same action. Some actions can have different meanings depending on<br />

when and where in the <strong>narrative</strong> they take place, while others always have the<br />

same meaning. On this basis, Propp decided that the most important component<br />

of the tale is the function that an action of a character plays in the whole<br />

of the story. Consequently, he distilled a list of functions where function was<br />

understood as ‘an act of a character, defined from the point of view of its significance<br />

for the course of action’ (1968: 21). 1 I will quote this list of functions<br />

(together with their definitions) but without the formal notation (which, in my<br />

view, mystifies rather than clarifies the analysis; Propp abandoned it later 2 ).<br />

These are as follows:<br />

1 One of the members of a family absents himself from home.<br />

(ABSENTATION)<br />

2 An interdiction is addre<strong>ss</strong>ed to the hero. (INTERDICTION)<br />

3 The interdiction is violated. (VIOLATION)<br />

4 The villain makes an attempt at reconnai<strong>ss</strong>ance. (RECONNAISSANCE)<br />

5 The villain receives information about his victim. (DELIVERY)<br />

6 The villain attempts to deceive his victim in order to take po<strong>ss</strong>e<strong>ss</strong>ion<br />

of him or of his belongings. (TRICKERY)<br />

7 The victim submits to deception and thereby unwittingly helps his<br />

enemy. (COMPLICITY)<br />

8 The villain causes harm or injury to a member of a family. (VILLAINY)<br />

8a One member of a family either lacks something or desires to have<br />

something. (LACK). [At this point Propp breaks down and admits the difficulties<br />

of a disjoint cla<strong>ss</strong>ification.]<br />

9 Misfortune or lack is made known; the hero is approached with a<br />

request or command; he is allowed to go or he is dispatched. (MEDIA-<br />

TION, THE CONNECTIVE INCIDENT)<br />

10 The seeker agrees to or decides upon counteraction. (BEGINNING<br />

COUNTERACTION)<br />

11 The hero leaves home. (DEPARTURE)<br />

12 The hero is tested, interrogated, attacked, etc., which prepares the way<br />

for his receiving either a magical agent or a helper. (THE FIRST FUNC-<br />

TION OF THE DONOR)<br />

13 The hero reacts to the actions of the future donor. (THE HERO’S<br />

REACTION)<br />

14 The hero acquires the use of a magical agent. (PROVISION OR RECEIPT<br />

OF A MAGICAL AGENT)<br />

15 The hero is transferred, delivered, or led to the whereabouts of an<br />

object of search. (SPATIAL TRANSFERENCE BETWEEN TWO KINGDOMS,<br />

GUIDANCE)<br />

16 The hero and the villain join in direct combat. (STRUGGLE)


78<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

17 The hero is branded. (BRANDING, MARKING)<br />

18 The villain is defeated. (VICTORY)<br />

19 The initial misfortune or lack is liquidated. (No definition; the peak of<br />

<strong>narrative</strong>, and a pair with 8, VILLAINY)<br />

20 The hero returns. (RETURN)<br />

21 The hero is pursued. (PURSUIT)<br />

22 Rescue of the hero from pursuit. (RESCUE)<br />

A great many tales end here, says Propp, but not all. More complicated fairytales<br />

have further functions:<br />

23 The hero, unrecognized, arrives home from another country (UNREC-<br />

OGNIZED ARRIVAL)<br />

24 A false hero presents unfounded claims. (UNFOUNDED CLAIMS)<br />

25 A difficult task is proposed to the hero. (DIFFICULT TASK)<br />

26 The task is resolved. (SOLUTION)<br />

27 The hero is recognized. (RECOGNITION)<br />

28 The false hero or villain is exposed. (EXPOSURE)<br />

29 The hero is given a new appearance. (TRANSFIGURATION)<br />

30 The villain is punished. (PUNISHMENT)<br />

31 The hero is married and ascends the throne. (WEDDING)<br />

Propp also discerned additional elements of the tale, among which the most<br />

interesting is the division of the sphere of action between different characters:<br />

the Villain, the Donor, the Helper, a Prince<strong>ss</strong>, a Prince<strong>ss</strong>’s Father, the Dispatcher,<br />

the Hero, and the False Hero.<br />

Morphology of evolution theories<br />

Misia Landau (1984; 1991), a paleoanthropologist, observed that the various<br />

theories of human evolution can be seen as versions of the universal hero tale<br />

in folklore and myth. Having applied Propp’s analysis to those texts, she was<br />

able to show that the <strong>narrative</strong>s all have a similar, nine-part structure, featuring<br />

a humble hero (a non-human primate) who departs on a journey (leaves his<br />

natural habitat), receives e<strong>ss</strong>ential aid or equipment from a donor figure (an<br />

evolutionary principle – e.g. natural selection or orthogenesis), goes through<br />

tests (imposed by predators, harsh climate, or competitors), and finally arrives<br />

at a higher (that is, more human) state.While until this point all evolution theories<br />

are ending-embedded – that is, see the emergence of humanity as the<br />

purpose of evolution (see the section ‘Scripts and schemas’) – predicting the<br />

future, they hesitate between a happy end or a disaster.


Analyzing both cla<strong>ss</strong>ic and modern tales on evolution, Landau showed not<br />

only their common <strong>narrative</strong> form but also how this form accommodates<br />

differences in meaning – that is, widely varying sequences of events, heroes, and<br />

donors. Consequently, the interpretations of fo<strong>ss</strong>il record differed according to<br />

what the paleontologist believed was the donor (that is, the primary evolutionary<br />

agent).<br />

Landau’s reading confirms Bruner’s observation that a <strong>narrative</strong> is an excellent<br />

form for negotiation of meaning. Several of her narrators – Thomas Henry<br />

Huxley,Arthur Keith, Elliot Smith – have fought great battles with their opponents<br />

(Huxley with Owen, Keith and Smith with one another), never mentioning<br />

their names. Instead of engaging in a scientific debate, they tried to<br />

‘outnarrate’ their competitors.<br />

Her conclusion was that scientists have much to gain from awarene<strong>ss</strong> that<br />

they are tellers of stories, and that an understanding of <strong>narrative</strong> can provide<br />

tools for creating new scientific theories and analyzing old ones. The aim of<br />

her exercise was to liberate paleontology from its conventional <strong>narrative</strong> corset<br />

and open it for new forms of <strong>narrative</strong>. Indeed, in her next effort (1987), she<br />

compared the evolutionary theory to Milton’s Paradise Lost.<br />

Landau’s use of Propp’s analysis is instructive because it is extremely conscious<br />

of its purpose.As she says herself: ‘[t]he main purpose in fitting theories<br />

of human evolution into a common frame-work is not to demonstrate that<br />

they fit’ (1991: 11–12).The purposes can be two: either to show that they fit<br />

in spite of their diversity, thus upholding traditional cultural values (the case of<br />

paleontology); or to show how texts deviate from a generic scheme, thus subverting<br />

given cultural values (the case of the nineteenth-century novel, as<br />

demonstrated by Jameson, 1981). Just showing that Propp’s analysis can be<br />

applied to a text does not reveal much.<br />

Actant model<br />

STRUCTURAL ANALYSES 79<br />

This is why many authors who use structuralist analysis, 3 not the least in the<br />

sociology of science and technology, use instead the ‘actant model’ suggested<br />

by the French semiologist of Lithuanian origin, Algirdas Greimas (see, e.g.,<br />

Greimas and Courtés, 1982). Greimas took Propp’s work as a point of departure<br />

for developing a model for understanding the organizing principles of all<br />

<strong>narrative</strong> discourses. Somewhat similar to Ricoeur, he distinguished between<br />

discursive level (enunciation) and <strong>narrative</strong> level (utterance), between the ways<br />

a <strong>narrative</strong> is told and a <strong>narrative</strong> itself. 4<br />

He introduced the notion of <strong>narrative</strong> program, a change of state produced by<br />

any subject affecting any other subject (which is equivalent to the minimal plot,<br />

according to Todorov’s definition quoted earlier). Narrative programs become<br />

chained to one another in a logical succe<strong>ss</strong>ion, thus forming a <strong>narrative</strong> trajectory.


80<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Greimas claims to have revealed a canonical <strong>narrative</strong> schema encompa<strong>ss</strong>ing three<br />

such trajectories:<br />

the qualification of the subject, which introduces it into life; its ‘realization’; by means<br />

of which it ‘acts’; and finally the sanction – at one and the same time retribution and<br />

recognition – which alone guarantees the meaning of its actions and installs it as a subject<br />

of being. (Greimas and Courtés, 1982: 204)<br />

Observe the pronoun ‘it’; Greimas talks here of a grammatical subject, that<br />

might or might not reveal itself as a person. He replaced the term ‘character’<br />

with the term ‘actant’ – ‘that which accomplishes or undergoes an act’ (p. 5),<br />

‘since it applies not only to human beings but also to animals, objects, or concepts’.<br />

This allows us to notice how actants change role throughout a <strong>narrative</strong>:<br />

an actant might become an actor (acquire a character) or remain an object<br />

of somebody else’s action.‘Thus the hero will be the hero only in certain parts<br />

of the <strong>narrative</strong> – s/he was not the hero before and s/he may well not be<br />

the hero afterwards’ (p. 6). ‘So defined, the actant is not a concept which is<br />

fixed once and for all, but is virtually subsuming an entire <strong>narrative</strong> trajectory’<br />

(p. 207).<br />

These elements of Greimas’ version of structuralism made it attractive to the<br />

scholars of science and technology, who intended to give more important place<br />

to machines and artifacts in their <strong>narrative</strong>s and felt encumbered by the notions<br />

of ‘actor’ and ‘action’, so clearly a<strong>ss</strong>uming a human character and an intentional<br />

conduct. ‘Actant’ and ‘<strong>narrative</strong> program’ would do much better; also, as I see<br />

it, the universalistic ambitions of Greimas were not of much importance for<br />

them.<br />

Accordingly, in the example I quote here, Bruno Latour not so much applies<br />

Greimas’ model as he uses it, in the Rortian sense. In this way, he claims, social<br />

studies of technology can gain a new <strong>narrative</strong> resource. In ‘Technology is<br />

society made durable’ (1992), he presents the history of the invention of the<br />

Kodak camera and the simultaneous emergence of the ma<strong>ss</strong> market for amateur<br />

photography as a sequence of programs and anti-programs (from the point of<br />

view of Eastman).The following is an example (where capitals denote actants):<br />

Program: profe<strong>ss</strong>ional-amateur (A)/wet collodion (C) 1850/paper manufacturing (D) antiprogram:<br />

doing everything oneself right away. (Latour, 1992: 111)<br />

While the invention of the wet collodion and the po<strong>ss</strong>ibilities of paper manufacturing<br />

opened new venues of servicing serious amateurs and profe<strong>ss</strong>ional<br />

photographers to Eastman, at the same time it has become po<strong>ss</strong>ible for the<br />

photographers to do everything themselves (not exactly in Eastman’s interests).<br />

Thus Eastman in 1860–70 came up with a new program: producing dry collodion<br />

plates made ahead of time, a program that was not counteracted by an<br />

anti-program for a good while.


STRUCTURAL ANALYSES 81<br />

As the <strong>narrative</strong> proceeds, says Latour, it is marked by two operations:<br />

a<strong>ss</strong>ociation (called syntagm in narratology) and substitution (paradigm). ‘The<br />

film is substituted to the plates, and the dry collodion is substituted to the wet<br />

collodion, capitalists replace other capitalists, and above all, average consumers<br />

replace profe<strong>ss</strong>ional-amateurs’ (1992: 113). But the question that interests<br />

Latour, and the reason he conducts this Greimasian analysis, is the question of<br />

power:<br />

Is the final consumer forced to buy a Kodak camera? In a sense, yes, since the whole landscape<br />

is now built in such a way that there is no course of action left but to rush to the<br />

Eastman company store. However, this domination is visible only at the end of the story.<br />

At many other steps in the story the innovation was highly flexible, negotiable, at the<br />

mercy of a contingent event. (1992: 113)<br />

This is an important difference between Latour’s analysis and a conventional<br />

social science’s. Latour’s reading constructs the story as outcome-embedded:<br />

each episode is determined by the outcome of the previous one (see also the<br />

next section). Conventional social science is ending-embedded, or teleological<br />

(Landau, 1991, quotes paleontology as a typical example).<br />

Thus, concludes Latour, an innovation is but a syntagmatic line (connecting<br />

programs to further programs) containing actants – human and non-human –<br />

that were recruited to counter the anti-programs. Each time an anti-program<br />

emerged or was introduced (e.g. by competitors), Eastman Kodak managed to<br />

recruit new actants to their next program. In this way Eastman Kodak has<br />

become an important actor – but only at the end of the story. Contrarily to<br />

many heroic <strong>narrative</strong>s, there was nothing in the ‘character’ of Eastman Kodak<br />

at the beginning of the story that could help the observer foresee its final succe<strong>ss</strong>.<br />

It was an actant as any other, and it became an actor because it succeeded to<br />

recruit many other actants to its cause. But at many time points in the story,<br />

Eastman Kodak could have shared the fate of many other entrepreneurs who<br />

ended up bankrupt and unknown.<br />

One could therefore summarize the Latourian/Greimasian procedure as follows.<br />

It begins with an identification of actants (those who act and are acted<br />

upon). Thereupon one follows the actants through a trajectory – a series of<br />

programs and anti-programs – until they become actors, that is, acquire a distinct<br />

and (relatively) stable character.Which actants have a chance to become<br />

actors? Those whose programs succeeded in combating anti-programs (alternatively,<br />

those whose anti-programs won, as in the stories of opposition and<br />

resistance). This succe<strong>ss</strong>, suggests Latour, is due to a<strong>ss</strong>ociation: formation and<br />

stabilization of networks of actants, who can then present themselves as actornetworks.<br />

Latour uses many more Greimasian concepts in his analysis which is longer<br />

and more complex than I present it here. However, I wish to call attention to<br />

two aspects of his structuralist analysis. To begin with, Latour does not introduce


82<br />

the whole of Greimas’ apparatus – he simply uses bits of it. 5 He does not seem<br />

interested in demonstrating his knowledge or skill in using the model: he is<br />

using it because the model permits him to say things about his chosen topic –<br />

innovation and power – that he would not have been able to say otherwise.At<br />

the risk of sounding too normative, I neverthele<strong>ss</strong> want to expre<strong>ss</strong> a conviction<br />

that <strong>narrative</strong> analysis should be used to elucidate matters of interest in social<br />

sciences, and not for the sake of using it. Propp and Greimas have already told<br />

us what the canonical structures of <strong>narrative</strong>s are; social scientists must show<br />

their consequence in and for social life.<br />

Scripts and schemas<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

In psychology, the interest in stories, or at least storytelling (enunciation), goes<br />

back to Frederick C. Bartlett and his studies of remembering (1932). While<br />

Jerome Bruner and Donald E. Polkinghorne brought <strong>narrative</strong> back into psychology<br />

in its literary version, cognitive psychologists were developing the<br />

notion of scripts (see, e.g., Schank and Abelson, 1977) and schema (Mandler,<br />

1984).<br />

Jean Matter Mandler suggests that it is important to distinguish a story<br />

grammar and a story schema:<br />

A story grammar is a rule system devised for the purpose of describing the regularities<br />

found in one kind of text.The rules describe the units of which stories are composed,<br />

that is, their constituent structure, and the ordering of the units, that is, the<br />

sequences in which the constituents appear. A story schema, on the other hand, is a<br />

mental structure consisting of sets of expectations about the way in which stories proceed.<br />

(1984: 18)<br />

In my reading, a story grammar is the analysis of the text, a search for intentio<br />

operis, or a semiotic strategy; a story schema is the repertoire of plots typical for<br />

a certain interpretive community.<br />

Mandler gives an example of the analysis of story grammar where she uses<br />

categories inspired by Propp, extended and reformulated (1984: 22–30). Like<br />

other structuralists, Mandler a<strong>ss</strong>umes that all stories have a basic structure that<br />

remains relatively unchanged in spite of the differences in the content of<br />

various stories:<br />

1 A setting, which introduces a protagonist and other characters, and<br />

statements about the time and place of the story. One or more<br />

episodes that form a plot of the story. They also have a similar<br />

structure:<br />

2 Episode(s):


2A a beginning (one or more events)<br />

2B a development:<br />

– the reaction of a protagonist: simple (anger, fear) or complex. If<br />

complex, it is followed by<br />

– the setting of a goal (what to do about the beginning event(s)),<br />

– a goal path, an outcome (succe<strong>ss</strong> or failure)<br />

2C The ending, including a commentary: concerning the consequences<br />

of the episode, or the protagonist’s or the narrator’s reflection. The<br />

ending of the final episode becomes<br />

3 The ending, which might also contain a moral le<strong>ss</strong>on.<br />

Episodes can be temporally or causally connected (the two rules of a<strong>ss</strong>ociation).There<br />

are two kinds of causal connections.The first is ending-embedded:<br />

the end reveals the substitution, or the transformation – for example, a new<br />

protagonist–goal combination (after the suitor saved the heroine’s life she<br />

understands she always loved him). The second is outcome-embedded: the<br />

structure of the story and the connections between episodes depend on the<br />

episode’s outcome and therefore they can change during the <strong>narrative</strong> (for<br />

example, a hero who failed starts a different chain of episodes or an antiprogram).<br />

In Hayden White’s terms, these are the standard ways of emplotment.<br />

As suggested in the previous sections, ending-embedded plots are typical of<br />

conventional social science theories, whereas outcome-embedded plots typify<br />

theories that allow for contingencies.<br />

Mandler and her collaborators then proceeded to a series of experiments<br />

aimed at testing both cognitive structures and recall. In one of the experiments<br />

they built three types of stories (temporal, ending-embedded, and outcomeembedded)<br />

but presented the elements as unconnected (omitting ‘and’,‘then’,<br />

and even punctuation marks). The subjects connected the stories, sometimes<br />

following the standard grammar (a ‘canonical’ version), and sometimes providing<br />

alternative structures (i.e. schema). In another experiment, one version of<br />

the story presented it in a schematic version (in this case, temporal), while the<br />

other presented the story in a way that interleaved its episodes (‘…meanwhile’).<br />

In recall of the interleaved story, many subjects (and especially<br />

children) reconstructed a schematic story rather than the story they actually<br />

heard (both stories were perfectly understandable). (Please bear this experiment<br />

in mind when reading the next chapter.)<br />

Other kinds of structural analysis<br />

STRUCTURAL ANALYSES 83<br />

Although structuralist analyses are best known they are not the only kind of<br />

structural analysis of <strong>narrative</strong>s. Such analyses are made in many disciplines,<br />

from literary theory to linguistics to semiotics to ethnomethodology. In fact, as


84<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

pointed out Latour (1993a), semiotics can be seen as an ethnomethodology of<br />

texts, an analogy that is easy to accept if one a<strong>ss</strong>umes, after Ricoeur, that a text<br />

is a written fragment of a discourse.<br />

Narrative analysis also constitutes part of rhetorical analysis: narratio is the<br />

second part of a six-part cla<strong>ss</strong>ical oration (see also Chapter 9). Kenneth Burke’s<br />

pentad (Scene, Actor, Agency, Act, and Purpose) that stems from the rhetorical<br />

tradition has been much used in social sciences (Burke, 1968; Overington,<br />

1977a; 1997b; Mangham and Overington, 1987; Czarniawska, 1997) and I shall<br />

return to it in Chapter 8. In my own <strong>narrative</strong> analysis, I am especially attracted<br />

to the work of Tzvetan Todorov, very likely because his way of writing appeals<br />

to me most (I do believe that an affinity with an author facilitates the use of<br />

his or her method).Todorov is a literary theorist and thus a specialist in a subject<br />

that I am more familiar with than semiotics or linguistics, and he uses a<br />

structuralist analysis in a non-formalized way, borrowing freely from Propp and<br />

Greimas but not following either of them exactly.<br />

In a Foreword to Todorov’s The Poetics of Prose the US literary theoretician<br />

Jonathan Culler summarized it very succinctly: ‘When poetics studies individual<br />

works, it seeks not to interpret them but to discover the structures and conventions<br />

of literary discourse, which enable them to have the meanings they do’<br />

(Culler, 1977: 8, emphasis added). Change the adjective ‘literary’ to ‘social’ and<br />

this is a program that seems to me perfectly feasible in social sciences.<br />

Todorov is especially interested in plot structure. This is still in agreement<br />

with Propp and Greimas in the sense that actors – or characters – are results of<br />

actions, and not of single actions either but of a series of actions. Actants<br />

become ‘characters’ if they manage to keep the same (or the same but transformed)<br />

role through a series of actions; or, in Greimasian terms, if their performance<br />

leads to acquisition of a competence. But a series of actions remains<br />

such only in an incomplete <strong>narrative</strong> or in a <strong>narrative</strong> composed by temporal<br />

or spatial vicinity; in a story or a complete <strong>narrative</strong>, the connections are the<br />

result of the work of emplotment.Therefore it is the plot that is a central feature<br />

of a <strong>narrative</strong> and it is a plot that will produce the characters.A clown seen<br />

in an opening scene will turn into a tragic character if the play is a tragedy<br />

(po<strong>ss</strong>ibly, tragicomic). What deserves attention, therefore, is the kind of connections<br />

between episodes.<br />

Here I quote a story that one of my interlocutors in Stockholm told me<br />

about the water and sewers management in the city (Czarniawska, 2002). Like<br />

many stories, it starts with a description of a state of affairs so bad that it had<br />

to be changed:<br />

(Dis)equilibrium 1<br />

In the 19th century Stockholm was besieged with sickne<strong>ss</strong>, with epidemics.<br />

People had all kinds of stomach diseases and the cause was<br />

clear: the primitive handling of water, and drinking of dirty water. Thus the


STRUCTURAL ANALYSES 85<br />

city witne<strong>ss</strong>ed epidemics of cholera and many other diseases that today<br />

are to be found only in developing countries, high infant mortality etc.<br />

Action 1<br />

The solution was to build waterworks, which was accomplished by the turn<br />

of the century. The next step was the sewers,<br />

Equilibrium 1<br />

and this was a revolution, a revolution in hygiene. It was fantastic, the way<br />

one solved society’s hygiene problems.<br />

Complication 1<br />

But later on it became clear that the problems were pushed away, and not<br />

really solved. Water in lakes and the sea had become so polluted that it<br />

was impo<strong>ss</strong>ible to bathe there anymore.<br />

Action 2<br />

It was then that the first purification plants started to be built.<br />

The first purification plant, using mechanical devices, was opened in Stockholm<br />

in 1934. In 1941 a second, bigger one was built; the third in 1950.<br />

Equilibrium 2<br />

After that, purification techniques became better and better. Later on,<br />

water treatment has been built up and improved. In the 1960s the focus<br />

fell on environmental i<strong>ss</strong>ues. The first environment protection law was<br />

enforced in Sweden in 1969. It was extremely helpful for improving the<br />

situation of discharges and consequently diminishing the pollution of<br />

nature in general and water in particular.<br />

Complication 2<br />

But society was becoming more and more complex. You can see yourself<br />

how the traffic increases all the time, and how elements dangerous to the<br />

environment – biocides and fungicides – create more and more problems.<br />

Action 3<br />

All this has found its expre<strong>ss</strong>ion during the famous Rio conference that<br />

adopted the concept of ‘sustainable development’, coined by the Brundtland<br />

committee. All participating heads of state signed the Rio declaration, so<br />

that the attention paid to the i<strong>ss</strong>ues of environment became quite different.<br />

Equilibrium 3<br />

Today we talk not about environmental protection, but in terms of sustainability,<br />

in terms of circulation and natural resource management. This<br />

is a much wider perspective that sets much higher demands. The level of<br />

difficulty has increased seriously.<br />

Stockholm Water is a typical example of an environmental engineering<br />

company. It is precisely in this type of company that the notion of a long<br />

horizon, of sustainable development, is most central … There is a holistic<br />

view of things. We see water in Stockholm as a natural resource that<br />

is on loan to us. We take it to fulfill the city’s needs, but then we must see<br />

to it that the water is purified in such a way that it can be given back, can


86<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

enter the natural circulation without any damage. And this is what we work<br />

with: to improve, to optimize this system. (Stockholm, Observation 5/1)<br />

This seems to be a pretty standard story: whenever the equilibrium is upset, an<br />

action is taken to restore it; when complications ensue, they, too, are taken care<br />

of. But there are certain original features of this story.<br />

To begin with,it is not easy to make a complete list of actants:the ‘water people’,<br />

local and global, are obvious enough; so is ‘the city’ and the ‘polluters’ (human and<br />

non-human),but who,or what,stands behind the complications, or anti-programs?<br />

Who, po<strong>ss</strong>ibly apart from city authorities, stands for programs? There seem to exist<br />

three actants, grammatically practically absent (with one exception, Complication<br />

2:‘society was becoming more and more complex’): Society, Nature, and Science.<br />

Both Society and Nature stand, albeit unintentionally, for anti-programs: Science<br />

stands for all positive programs, although that is not mentioned.<br />

I would like to claim that this is a kind of <strong>narrative</strong> that Propp could not have<br />

found in the collection of fairytales because it is a modern story. It has two standard<br />

actants, which could change their character even within the same story: society<br />

and nature can bring about problems or solutions. The third important actant,<br />

Science, ends invariably in a modern story in the way partly similar to Fate in<br />

ancient stories, as it cannot be resisted. It differs from Fate in its trajectory, though.<br />

Science comes to no end and achieves no equilibrium; it continues forward and<br />

upward in a constant progre<strong>ss</strong>. The plot in a modern story relies on these two<br />

devices:society and nature cause disequilibria,and science restores equilibrium,on<br />

a for ever higher level. This is yet another evolution story in an upbeat version.<br />

Exercise 6.1: structural analysis<br />

EXERCISE<br />

Attempt a structural analysis of ‘My life so far’.<br />

FURTHER READING<br />

Cooren, François (2000) The Organizing Property of Communication.<br />

Amsterdam: John Benjamins.<br />

Mandler, Jean Matter (1984) Stories, Scripts, and Scenes: Aspects of<br />

Schema Theory. Hillsdale, NJ: Lawrence Erlbaum A<strong>ss</strong>ociates.<br />

Mishler, Elliot G. (1986) Research Interviewing. Context and Narrative.<br />

Cambridge, MA: Harvard University Pre<strong>ss</strong>.<br />

Propp, Vladimir (1928/1968) Morphology of the Folktale. Austin, TX:<br />

University of Texas Pre<strong>ss</strong>.


Notes<br />

STRUCTURAL ANALYSES 87<br />

1 Propp makes a series of affirmations concerning ‘all fairytales’ which are highly<br />

problematic but not especially relevant in the present context.<br />

2 Here is an example (I took the one that was easiest on my keyboard):<br />

Analysis of a simple, single move tale of cla<strong>ss</strong> H-I, of the type: kidnapping of a<br />

person.<br />

131. A tsar, three daughters. (α).The daughters go walking (β3 ), overstay in the<br />

garden (δ1 ).A dragon kidnaps them (A1 ).A call for aid (B1 ). Quest of three heroes<br />

(C↑).Three battles with the dragon (H1-I1 ), rescue of the maidens (K4 ). Return<br />

(↓), reward (W°).<br />

β3δ1A1B1C↑H1-I1K4↓W° (Propp, 1968: 128)<br />

3 For example, Donna Haraway (1992), Catherine Hayles (1993), François Cooren<br />

(2000; 2001), Daniel Robichaud (2003), and Anne-Marie Søderberg (2003). See<br />

also Timothy Lenoir (1994) for a cautionary voice.<br />

4 I do not think it is incorrect to see reading as a kind of enunciation, although it<br />

might bring different theories too close to one another for their authors.<br />

5 He does not even quote Greimas – it is known from his other texts that he uses<br />

him as an inspiration (see, e.g., Latour, 1988; 1993a). Such a move is not recommended<br />

to young scholars but it further indicates that a use of a specific model is<br />

not the point.


7<br />

Close Readings: Poststructuralism,<br />

Interruption, Deconstruction<br />

Poststructuralism in action 88<br />

Interruption 91<br />

Deconstruction 96<br />

Changing worlds 98<br />

Notes 101<br />

Almost before structuralism acquired legitimacy in the social sciences, it was<br />

swept away by poststructuralism. The move from structuralism to poststructuralism<br />

was not as dramatic as it may seem. It meant, above all, abandoning<br />

‘the depth’ for ‘the surface’: if deep structures are demonstrable, they must be<br />

observable. Structures could no longer be ‘found’, as they were obviously put<br />

into the text – by those who read the text, including the author (after all, reading<br />

is writing anew).This meant abandoning the idea of the universal structure<br />

of language, or of mind, and accepting the idea of a common repertoire of textual<br />

strategies, which are recognizable to both the writer and the reader. Such<br />

relaxation of basic a<strong>ss</strong>umptions also led to the relaxation of the technique: as<br />

there is no one true deep structure to be discovered, various techniques can be<br />

applied to structure a text and therefore permit its novel reading.<br />

Instead of pursuing a dogmatic treatment of deconstruction, in this chapter<br />

it is treated on a par with other ways of ‘interrogating’ a text: the chapter contains<br />

a review of approaches that, albeit launched under different names, have<br />

in common the same intention of finding out ‘what a text does’ rather than<br />

‘what it says’, to borrow Silverman and Torode’s distinction (1980).<br />

Poststructuralism in action<br />

The example of the use of poststructuralism I want to quote here is both<br />

unusual and highly instructive.An Australian sociologist, Bronwyn Davies, was


CLOSE READINGS 89<br />

interested in how people learn their gender: her starting point was the<br />

a<strong>ss</strong>umption that children learn to become male or female and that they do so<br />

through learning discursive practices in which all people are positioned as<br />

either male or female (Davies, 1989). 1 She adopted poststructuralism as her<br />

own discourse (in the sense of vocabulary) because it provided her with the<br />

conceptual tools – devices – to make sense of her material, allowing her to<br />

formulate answers to the questions that started her inquiry. She chose it<br />

because it is a radical discourse which ‘allows us to think beyond the<br />

male–female dualism as inevitable, to the constitutive proce<strong>ss</strong>es through which<br />

we position ourselves as male or female and which we can change if we so<br />

choose’ (1989: xi).<br />

This is to me an excellent rationale behind a choice of an approach.At any<br />

given time there are several approaches, or vocabularies, that are in principle<br />

equally applicable to a given inquiry. What Foucauldians call ‘discourse’, the<br />

new institutionalists call ‘meaning system’. The choice is actually an active<br />

matching proce<strong>ss</strong>. It is easier to apply a <strong>narrative</strong> approach to a material composed<br />

of texts written with words, but it can also be applied to texts written<br />

with numbers. There are quite a few authors propagating the structuralist<br />

approach, as I showed in the previous chapter, but some social scientists opt<br />

for a linguistic variation of structuralism, some for a semiotic one, some, like<br />

myself, for the literary, and still others decide to make their own mixture.<br />

Fashion, authority, aesthetic responses all play a role in the choice of an<br />

approach, and so do logical arguments.As Davies points out, she needed a radical<br />

approach, as she set out to problematize one of the things most taken for<br />

granted.<br />

One part of Davies’ inquiry (I will not be able to report here the whole of<br />

it) concerned reading a variety of feminist revisions of well-known fairytales<br />

to seven four- and five-year-old children. She spent many hours with each<br />

child during a period of one year, reading the stories and discu<strong>ss</strong>ing what they<br />

thought of each of the stories. One of the stories was a variation of the wellknown<br />

‘prince<strong>ss</strong> rescued from the dragon by the prince’ story. It went as<br />

follows:<br />

At the beginning of the story, Prince<strong>ss</strong> Elizabeth and Prince Ronald are planning to<br />

get married, but then the dragon comes along, burns Elizabeth’s castle and clothes and<br />

flies off into the distance carrying Prince Ronald by the seat of his pants. Elizabeth is<br />

very angry. She finds a paper bag to wear and follows the dragon. She tricks him into<br />

displaying all of his magic powers until he falls asleep from exhaustion. She rushes into<br />

the dragon’s cave to save Ronald only to find that he does not want to be saved by a<br />

prince<strong>ss</strong> who is covered in soot and only has an old paper bag to wear. Elizabeth is<br />

quite taken aback by this turn of events, and she says: ‘Ronald, your clothes are really<br />

pretty and your hair is very neat.You look like a real prince, but you are a bum.’The<br />

last pages show her skipping off into the sunset alone and the story ends with the<br />

words:‘They didn’t get married after all.’ (1989: viii)


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NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

In the discu<strong>ss</strong>ions afterwards, the three girls placed themselves in the position<br />

of the prince<strong>ss</strong>, whom they saw as nice and beautiful. They all understood<br />

Elizabeth’s plan and concluded that Ronald was not nice. One of them, however,<br />

believed that Elizabeth should have done as Ronald told her (he tells her<br />

to go away, get changed, and come back when she looks more like a real<br />

prince<strong>ss</strong>).<br />

Among the four boys, three of them wanted to be in the position of the<br />

prince.Two of them believed the prince was clever; the third boy did not think<br />

the prince was nice but still wanted to be like him.The fourth boy recognized<br />

the prince as ‘not very good’ and ‘stupid’ and wanted to be the dragon, ‘the<br />

smartest and fiercest dragon in the whole world’. Although the boys understood<br />

Elizabeth’s plan, they all refused her the position as the central character,<br />

attributing it to Ronald or the dragon.The two boys who saw Ronald as clever<br />

argued, for example, that ‘Ronand very cleverly holds on to his tennis racquet<br />

tightly which is why he stays up in the air’ (p. 61) and that ‘He’s got a tennis<br />

jumper and he won the tennis gold medal’ (p. 62). All the boys are concerned<br />

with Elizabeth’s looks: she is ‘me<strong>ss</strong>y’,‘me<strong>ss</strong>y and dirty’,‘yucky’.‘I’d tell her “You<br />

look dumb with your old paper bag on”’ (p. 62).There were many clues, says<br />

Davies, that it was not dirt but Elizabeth’s temporary nakedne<strong>ss</strong> that was the<br />

central problem, although it remained unspoken. Whichever way, this is an<br />

exemplification of the intricate connection between mimesis and a plot, mentioned<br />

in Chapter 2: the description of the prince<strong>ss</strong> as dirty permitted and justified<br />

a certain type of plot.<br />

Davies regrouped the children not according to gender but according to<br />

whether they understood that Elizabeth is the hero of the story and that<br />

Ronald is not nice. It turned out that the four children who understood the<br />

feminist interpretation of the story had employed mothers, and their fathers<br />

a<strong>ss</strong>umed a greater than average share of domestic duties. The three children<br />

who saw Elizabeth’s action as aiming at getting her prince back and saving her<br />

future marriage had mothers who were housewives, although two of them<br />

were well educated.<br />

Davies points out that it would be a mistake to see a connection between<br />

children’s ability to imagine women as active agents in the public world and<br />

mothers’ employment as causal. If there were such a connection, the solution<br />

to gender inequality would simply be sending all women to work.‘But going<br />

out to work is not nece<strong>ss</strong>arily accompanied by discoursive practices in which<br />

the work the woman undertakes is seen as giving her agency or power’ (p. 64).<br />

Indeed, being able to compare an all-female and all-male team working in<br />

basically the same position in city administration in Warsaw and Stockholm, I<br />

was struck by the difference in the ways they talked during their job and<br />

about their job. While men were obviously convinced of both the difficulty<br />

and importance of their work, women talked in the same way (and often<br />

interminglingly) about their tasks and about their last summer holidays or<br />

knitting.


In the second year of her study, Davies kept visiting a number of preschool<br />

and childcare centers in order to observe the way children talked and acted in<br />

their everyday lives. Reading stories was part of it and, although the discu<strong>ss</strong>ions<br />

were not very extensive, they brought about more interpretations of The<br />

Paperbag Princes, some of them with an openly sexual context. Neverthele<strong>ss</strong>, the<br />

dominating line in interpretations was that of a romantic love. For boys,<br />

Elizabeth is in error when presenting herself to the prince dirty and naked.<br />

They expect her actions to be demonstrating her goodne<strong>ss</strong> and virtue, but they<br />

see it as Ronald’s right to refuse it as insufficient. The girls are baffled by<br />

Elizabeth’s refusal of Ronald whom she loved at the outset, and at her decision<br />

to control her own life. After all, there is no room in a traditional romantic plot<br />

for selfish thoughts and anger:‘The power of the pre-existing structure of the<br />

traditional <strong>narrative</strong> to prevent a new form of <strong>narrative</strong> from being heard is<br />

ever-present’, concludes Davies (1989: 69).And, as Jean Matter Mandler could<br />

have told her, the traditional <strong>narrative</strong>s are easier to recall.<br />

Interruption<br />

CLOSE READINGS 91<br />

David Silverman and Brian Torode (1980) earlier pointed out that developments<br />

in linguistics, semiotics, and literary theory could be of more general significance<br />

for social scientists than just for specific fields like socio-linguistics.<br />

They pointed out the closene<strong>ss</strong> between ethnomethodology and semiotics<br />

before Latour did, and they were against differentiating between discourse and<br />

<strong>narrative</strong>, enunciation and utterance, conversation and text: all these could be<br />

approached similarly.Without referring to him, they were in agreement with<br />

de Certeau (1984/1988) that there is no clear separation line between writing<br />

and reading, or between text production and text consumption.They choose,<br />

instead, to oppose interpretation to interruption (in terms used in Chapter 5,<br />

explication to explanation) or the question ‘what does a text say?’ to the question<br />

‘how does a text say it?’:<br />

The language of interruption approaches another text or conversation with the aim<br />

of interrogating the relation between appearance and reality that is proposed there.<br />

It seeks to discover and support the anti-authoritarian practices within ordinary<br />

language which interpretation opposes and repre<strong>ss</strong>es. By rejecting any appeal to idealist<br />

‘e<strong>ss</strong>ences’ outside ordinary language, interruption represents a materialist turn<br />

towards the character of linguistic practices themselves. (Silverman and Torode, 1980:<br />

xi–xii)<br />

In a more benevolent reading of interpretation-as-explication, suggested<br />

throughout this book, it is po<strong>ss</strong>ible both to interpret and interrogate the same<br />

text. I have therefore applied what I called ‘an interruptive interpretation’ to<br />

the stories I collected in the power study mentioned in Chapter 2<br />

(Czarniawska-Joerges, 1994). True, I reduced the texts simply by translating


92<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

them into English.This amounts to treating a text as an appearance, changing<br />

which will not affect the reality behind it. But I did not look for the ‘reality<br />

behind’: instead, I observed that the texts themselves used the appearance–<br />

reality contrast as their own devices.The ‘how’ was at the service of the ‘what’:<br />

people are skillful <strong>narrative</strong> makers. Consequently, I was able to show what the<br />

texts did by a specific way of saying of what they were saying: the ‘second-order<br />

what’ through the ‘how of the what’, so to speak. I here quote some of the<br />

stories and give them titles that already announce the conclusion of my ‘interruptive<br />

interpretation’: 2<br />

Anti-feminist discourse: a Polish student<br />

A weeping woman was sitting in front of the desk, nervously uncro<strong>ss</strong>ing<br />

and recro<strong>ss</strong>ing her legs. Behind the desk, which was entirely covered with<br />

paper, sat an official talking in a high voice. It appeared that the woman<br />

had an overdue bill for electricity and water which she promised to pay.<br />

However, she couldn’t pay it immediately because of temporary financial<br />

problems. She promised to pay the bill in installments or next month. I<br />

thought the solution seemed acceptable, but the official reacted sharply<br />

and remarked sarcastically that his [? in original gender unclear, BC] role<br />

was collecting dues, not looking for new solutions to people’s private<br />

problems.<br />

In this story, we meet the narrator (a woman) and two protagonists: a woman<br />

who is a victim of bureaucratic power and an oppre<strong>ss</strong>or whose biological gender<br />

is hidden from the reader. In fact, it was the text that interrupted my reading,<br />

not the other way around.Attempting to translate a text written in Polish<br />

into English, I realized that, while a stylistic requirement calls for the use of a<br />

personal pronoun rather than a repetition of the noun, I did not know which<br />

pronoun to use. I met this difficulty in Polish stories over and over again: sometimes<br />

even the biological gender of the victim was hidden and could be<br />

gue<strong>ss</strong>ed only when the victim was the narrator (who indicated her sex in<br />

response to a formal request included in the instruction).<br />

My ‘interruptive interpretation’ led me to a hypothesis (a gue<strong>ss</strong> in another<br />

vocabulary) that the students hid the gender of the protagonists because they<br />

wanted their stories to be about power, not about gender relations. In the story<br />

above, if the oppre<strong>ss</strong>or was a woman, the story could be read as an example of<br />

‘women being nasty to one another’ (the hidden a<strong>ss</strong>umption being that men<br />

do not do this to each other) – a popular story in organizations, as I discovered.<br />

If the oppre<strong>ss</strong>or were a man, this would become a ‘feminist story’, which<br />

is self-condemning. In an amazing work, The World without Women: Gender in<br />

Public Life in Poland, Agnieszka Graff (2001) shows a collective agreement visible<br />

in Poland (and in other East European countries) that the ‘women’s i<strong>ss</strong>ue’<br />

is not only unimportant but also po<strong>ss</strong>ibly threatening to the enterprise of<br />

building a liberal democracy. This attitude, like the story itself, reaches back


CLOSE READINGS 93<br />

earlier than 1989. Under the socialist regime, the women’s i<strong>ss</strong>ue was seen as<br />

threatening to the solidarity of the opposition movement and feminism as<br />

belonging to the discourse of the oppre<strong>ss</strong>or.<br />

A-feminist discourse: a Finnish story<br />

My working day ended at 16.15. Managing Director was on holiday. At<br />

16.20, exactly when I was ready to go home, he came in and demanded<br />

that I type for him a table seat order. I would gladly point out to him the<br />

time, explain that I am in a hurry, and also emphasize that he was asking<br />

me to do something for his private use. But I knew his power, felt his<br />

authoritative glance and began to type.<br />

He waited, mentioned how long a time it was taking and banged his fingers<br />

on the table. When I was ready he took the sheet, looked at it and<br />

said, coldly: ‘No, this is not how I want it. You must retype it.’<br />

I did. Three times. It was 17.30 when I left. I behaved as my secretary’s<br />

role required because I did not dare to oppose his incredible way<br />

of exploiting his position of power.<br />

The gender of the protagonists is clear (the male superior, the female secretary)<br />

but not made much of: they simply represent two categories, the powerful and<br />

the powerle<strong>ss</strong>. This is how things go in organizations. Another, similar, story<br />

ended with the following comment:‘But normally, one does not reflect much<br />

upon such situations. If one wants to work for people who have power, it is<br />

best to let them exercise their power. Otherwise, as a secretary, one will not stay<br />

long.’<br />

A similar picture was found in many stories. It has been commented on in<br />

two different ways: ‘This is how it is – and it is best to get used to it’ versus<br />

‘This is how it must not be – and it is a shame that it is so.’ What ‘it’ is that<br />

people in organizations are often helple<strong>ss</strong>, and this is usually related to age<br />

(sometimes biological, sometimes organizational) and gender.The most obvious<br />

frame of reference for these stories would be that of the patriarchate: what<br />

else do age and gender together amount to? But such a feminist interpretation<br />

was nowhere to be seen in the accounts. One po<strong>ss</strong>ible explanation could be<br />

found in such texts as Simonen (1991: 51–2): ‘Finnish women were of great<br />

importance in political and economic life both during and – unlike their<br />

sisters in many other Western countries – also after the war … Since the<br />

Second World War, the education of girls has been more common than that of<br />

boys in the Finnish countryside.’<br />

The official picture is therefore of exceptionally advanced equality (the first<br />

country in Europe to give women the franchise, 1909) – indeed, a privileged<br />

position for women. Only recently is there a growing host of interpretations<br />

that point out that the present ‘power distribution’ was built up during the war<br />

at the front (Eräsaari, 2002). Even if Finnish women ran factories, public<br />

offices, and families during the war, the ‘old boys’ came back from the front


94<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

with a ready network and simply took over, fostering a new generation of<br />

‘crown princes’. In the stories told in the study, the tension between the official<br />

version of reality and the experiential one is solved by depicting the events<br />

in terms of patriarchal situations, but not analyzing them in those terms.A very<br />

different textual strategy has been found in Italian accounts:<br />

Feminist discourse: an Italian <strong>narrative</strong><br />

The new head of the office lacked experience of the area in question, having<br />

come from a profe<strong>ss</strong>ional background of a very different type than<br />

what was required for running this particular office. He decided to organize<br />

and to manage both the personnel and the office as an entirely<br />

bureaucratic structure, filled with rituals. The personnel found themselves<br />

forced to operate in a style which differed significantly from the previous<br />

setup. The consequences were mobilization on the one hand, and lack of<br />

communication on the other.<br />

The style of the new bo<strong>ss</strong>, which was directed toward seducing as<br />

many of his collaborators as po<strong>ss</strong>ible, brought results after a few months.<br />

The clothes of some people became more ceremonial, more formal.<br />

Those of the women – more seductive. And so the battle between profe<strong>ss</strong>ionality<br />

and sexuality had begun.<br />

The new bo<strong>ss</strong>, a man of good looks, did not hide his openly chauvinist<br />

attitude, calling women ‘Mrs.’ and ‘Mi<strong>ss</strong>’,… quite different from ‘Doctor’<br />

or ‘Profe<strong>ss</strong>or’.<br />

Thus, bureaucracy and ceremony toward the male profe<strong>ss</strong>ionals, and<br />

what about women? Those who felt marginalized by the previous management<br />

for being too talented, and therefore too dangerous, thought<br />

they had finally found a space for themselves. Soon, however, this space<br />

began to shrink. Alliances, double alliances and intrigues invaded the<br />

camp …<br />

This event, where I was involved up to a point, illustrates how, even in<br />

today’s organizations, the role of a profe<strong>ss</strong>ional woman is far from<br />

unproblematic. This is especially visible when power, with its various<br />

mechanisms, tries to increase the boundaries between the male and the<br />

female, as if they were two separate territories, to be conquered, one by<br />

profe<strong>ss</strong>ionality (if only superficial) and another by sheer sexuality.<br />

As you can see, I used the word ‘<strong>narrative</strong>’ and not ‘story’ in the title of the<br />

excerpt: indeed, although the narrator speaks of ‘an event’, there is hardly one.<br />

The text is already an interpretation, and an interruptive one at that.The narrator<br />

places herself ‘within the gap of “rupture” between formulations of<br />

“appearance” and “reality’’’ (Silverman and Torode, 1980: 1960). She is a postgraduate<br />

student of sociology and analyzes her work experience in the language<br />

of feminism, which happens to be a legitimate discourse in her group,<br />

and she speaks from a woman’s standpoint (Smith, 1987). But this is hardly a<br />

legitimate discourse or a typical standpoint in mainstream organizational


CLOSE READINGS 95<br />

TABLE 7.1 What do the texts say and what do the texts do?<br />

Polish Finnish Italian<br />

What the texts say<br />

Appearance Bureaucratic rules Organizational order Bureaucratic and<br />

organizational order<br />

Reality Oppre<strong>ss</strong>ion Exploitation Sexism and manipulation<br />

What the texts do Expose hypocrisy Establish normalcy Expose instrumentality<br />

(call in a moral and exception of seduction (call in a<br />

dimension) political dimension)<br />

Source: Czarniawska-Joerges (1994: 244).<br />

sociology. Until recently, the i<strong>ss</strong>ues of sexuality were a taboo in discourse on<br />

organizations, taken up only in ‘subversive discourses’ or explicitly in critical<br />

stances, such as Burrell (1984) or Gherardi (1995).<br />

The Italian students (male and female) openly declared their fundamentally<br />

critical and political stance when judging organizational practices. It was interesting<br />

to compare their accounts to those of the Finnish students who raised<br />

the i<strong>ss</strong>ue of gender in spite of their relatively apologetic way of describing<br />

organizations.Additionally, gender in the Finnish accounts was seen as an individual<br />

and biological attribute (certain employees are female and certain<br />

employees are young) that acquired a social meaning only in a specific context.<br />

Furthermore, gender was not related to sexuality. (I have summarized my interruptive<br />

interpretation in Table 7.1.)<br />

I found this exercise in interruption interesting and fruitful. I have learned<br />

from it two further le<strong>ss</strong>ons concerning <strong>narrative</strong> analysis.To begin with, social<br />

scientists (and semioticians, literary critics, linguists) are not the only ones who<br />

interpret, interrogate, and interrupt texts. All people do it, some more often<br />

some le<strong>ss</strong> often; the world is full of semiotic readers. Reading a semiotic reading<br />

is an interesting challenge, somewhat dizzying and requiring a lot of caution,<br />

but neverthele<strong>ss</strong> very satisfying.The caution concerns the nece<strong>ss</strong>ity of a<br />

symmetrical stance, as it were: the awarene<strong>ss</strong> that the authors of the text that<br />

social scientists analyze may turn out even more skillful analysts themselves.<br />

The dizzine<strong>ss</strong> comes from an attempt to keep a balance between standing<br />

under, over, and for – the analyzed text.The ‘natural attitude’ of a social scientist<br />

is to stand over, to explain (as I did above), but an admiring explication is<br />

an attitude to be applied more often.<br />

The second le<strong>ss</strong>on concerns the matter of language.Although practically all<br />

narratologists set the constitutive role of language in the central place, the i<strong>ss</strong>ue<br />

of analyzing <strong>narrative</strong>s in a foreign language does not attract much attention.<br />

Even such reflective authors as Silverman and Torode a<strong>ss</strong>ume that translation is<br />

unproblematic. But it certainly is highly problematic – especially in this kind<br />

of analysis. One solution to this difficulty is to make a literal translation first<br />

and an understandable translation afterwards. It makes for a lot of annotations,<br />

often making the text incomprehensible. Another solution is to translate only<br />

the result of the analysis (as I was doing), hoping for the reader’s suspension of


96<br />

disbelief, in spite of a referential contract with the reader. But the fact that it is<br />

difficult should not be read as the reason not to undertake this kind of translation<br />

– it must be remembered that the origins of semiotics go back to comparative<br />

linguistics and that comparative linguistics was a product of nece<strong>ss</strong>ity.<br />

Jan Baudouin de Courtney, one of its founders ( Jakobson, 1978), was a Pole of<br />

French origins who lived and worked in Estonia and Ru<strong>ss</strong>ia, teaching in<br />

Ru<strong>ss</strong>ian and German.<br />

Deconstruction<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

To ‘deconstruct’ a text is to draw out conflicting logics of sense and implication, with<br />

the object of showing that the text never exactly means what it says or says what it<br />

means. (Norris, 1988: 7)<br />

Deconstruction is a technique and a philosophy of reading, characterized by a<br />

preoccupation with desire and power. Used by Jacques Derrida (1976; 1987)<br />

for reading philosophical texts, it becomes a kind of philosophy itself (Rorty,<br />

1989). Used by gender scholars, it becomes a tool of subversion ( Johnson,<br />

1980). Used by organization researchers, it becomes a technique of reading by<br />

estrangement (Feldman, 1995).As a technique of reading, it earns an excellent<br />

introduction in Joanne Martin’s article ‘Deconstructing organizational taboos’<br />

(1990).<br />

Martin attended a conference sponsored by a major US university dedicated<br />

to the ways that individuals and busine<strong>ss</strong>es might help to solve societal problems.<br />

One of the participants, the CEO of a large transnational organization,<br />

told the conference participants the following story:<br />

We have a young woman who is extraordinarily important to the launching of a<br />

major new [product].We will be talking about it next Tuesday in its first worldwide<br />

introduction. She has arranged to have her Caesarian yesterday in order to be prepared<br />

for this event, so you – We have insisted that she stay home and this is going<br />

to be televised in a closed circuit television, so we’re having this done by TV for her,<br />

and she is staying home three months and we are finding ways of filling in to create<br />

this void for us because we think it’s an important thing for her to do. (Martin, 1990:<br />

339)<br />

Unlike stories exemplified in Chapter 2, this one was found disembedded from<br />

its original context and recontextualized into the space of the conference.<br />

Accordingly, instead of following its connections through time and space,<br />

Martin has decided to deconstruct and reconstruct the story from a feminist<br />

standpoint (the alternative standpoints were, for example, the political leftist<br />

or the rationalist). She composed a list of deconstructionist moves. This list,


CLOSE READINGS 97<br />

apart from being a useful aid to anyone who would like to try a hand at<br />

deconstruction, also reveals the historical roots of deconstruction or, rather, its<br />

historical sediments. It contains elements of close reading, of rhetorical analysis,<br />

of dramatist analysis, of radical rewriting – it is a hybrid.Therefore, it does<br />

not make much sense to speak about ‘proper deconstruction’ or the ‘correct<br />

use of structural analysis’: the literary techniques should serve as a source of<br />

inspiration not a prescription to be followed literally.<br />

Analytic strategies used in deconstruction [(Adapted from Martin, 1990: 355)]<br />

1 Dismantling a dichotomy, exposing it as a false distinction (e.g.<br />

public/private, nature/culture, etc.).<br />

2 Examining silences – what is not said (e.g. noting who or what is<br />

excluded by the use of pronouns such as ‘we’).<br />

3 Attending to disruptions and contradictions; places where a text fails<br />

to make sense or does not continue.<br />

4 Focusing on the element that is most alien or peculiar in the text – to<br />

find the limits of what is conceivable or permi<strong>ss</strong>ible.<br />

5 Interpreting metaphors as a rich source of multiple meanings.<br />

6 Analyzing double entendres that may point to an unconscious subtext,<br />

often sexual in content.<br />

7 Separating group-specific and more general sources of bias by ‘reconstructing’<br />

the text with substitution of its main elements.<br />

Let me give short examples of Martin’s deconstruction:<br />

1 Public/private dichotomy: ‘We have a young woman…’ (rather than: a young<br />

woman works for us).The text itself shows the company’s awarene<strong>ss</strong> that this<br />

division cannot be maintained, revealing at the same time that ‘woman is to private<br />

as man is to public’, and that actions intended as improvement in the private<br />

sphere turn out to be serving the public sphere; in other words, the public<br />

sphere invades the private under the aegis of ‘helping’.<br />

2 Silenced voices: ‘We insisted that she stayed home…’ One voice that is never<br />

heard is the physician’s voice, although it could be expected in this context.The<br />

woman is given a voice (‘She arranged to have her Caesarean yesterday…’) but<br />

it is unclear whether she did it on suggestion from the company or spontaneously.The<br />

final word is the company’s:‘We insisted.’<br />

3 Disruptions:‘… we are finding ways of filling in to create this void for us.’This<br />

incoherence, points out Martin, happens at the point where the costs of the<br />

arrangement are taken up in the text, thus revealing the speaker’s ambivalence<br />

as to the benefits of the situation.<br />

4 The element most alien: pregnancy, says Martin, is an alien element in a maledominated<br />

organization.The visibility of pregnancy calls attention to a whole<br />

series of organizational taboos: emotional expre<strong>ss</strong>ion and nurturance, sexual<br />

intercourse.


98<br />

5 Metaphors: child as a product, product as a child (‘Why a product can be<br />

launched and a baby cannot’; p. 351).<br />

6 Double entendres:‘We have a young woman…’<br />

7 Reconstruction: Martin creates several, and I am quoting only one that I found<br />

most poignant, achieved by changing the gender of the protagonist and, consequently,<br />

a type of operation:<br />

We have a young man who is extraordinarily important to the launching of a major<br />

new [product].We will be talking about it next Tuesday in its first worldwide introduction.<br />

He has arranged to have his coronary bypa<strong>ss</strong> operation yesterday in order<br />

to be prepared for this event, so you – We have insisted that he stay home and this<br />

is going to be televised in a closed circuit television, so we’re having this done by<br />

TV for him, and he is staying home three months and we are finding ways of<br />

filling in to create this void for us because we think it’s an important thing for him<br />

to do.<br />

The absurdity of this reconstructed text corroborates what the deconstruction<br />

revealed: evidence of a suppre<strong>ss</strong>ed gender conflict in work organizations, blind<br />

spots of management practice, and theory that fueled the conflict and kept it<br />

out of view.<br />

Changing worlds<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

I end with an example of deconstruction of a short excerpt from a Swedish<br />

busine<strong>ss</strong> weekly from 1994. The text has been provided, together with its<br />

deconstruction, by Pia Höök from Stockholm School of Economics, and I<br />

thank her for permi<strong>ss</strong>ion to use it. I have extended and developed Pia’s original<br />

deconstruction. 3<br />

Sordid gain rather than long-term planning<br />

The managers of the small company TrustPhone [the name has been<br />

changed], which sells security systems for credit cards to the tune of<br />

$ 250 ml per year, are truly the ‘electronic highway robbers’. They plug in<br />

their portables wherever they can find a telephone jack available, or even<br />

do it in secret when they cannot get acce<strong>ss</strong> – after all, the cellular phones<br />

are still too expensive for such purposes. There is no head office – there<br />

is only the central computer which must be contacted as often as po<strong>ss</strong>ible.<br />

It is via the ‘head computer’ that everybody cooperates and communicates.<br />

Management meetings in person take place every second month<br />

or so. The costs are almost nonexistent and profits are accordingly high.<br />

… The me<strong>ss</strong>age to the employees is: Forget job security! The only thing<br />

one can do is to hold oneself ‘employable’ to many different companies<br />

or else pay in fat insurance premiums against unemployment. Specialized<br />

knowledge opens the door to high pay, but as often as not, it is a matter


CLOSE READINGS 99<br />

of learning more, taking more responsibility, working harder and earning<br />

le<strong>ss</strong>. The good side of it all is that many people, irrespective of their skin<br />

color, nationality, or social background, can break through and have a job<br />

where they have more control and responsibility than ever before.<br />

Knowledge workers have power in this company. The bad side is that<br />

many cannot handle these demands. They join the others in a fight over<br />

who will serve hamburgers, clean houses, or take care of children – all<br />

with a very low pay.<br />

1 Sordid gain/long-term planning: the very title reveals the journalist’s ambivalence<br />

about the events described in the text. Sordid gain–long-term investment<br />

is a time-honored dichotomy, where the first part is negative and the second<br />

positive. The article intends to question this moral dichotomy, proposing the<br />

po<strong>ss</strong>ibility of a reversal.<br />

2 Silenced voices: employees.The whole text is presented from the point of view<br />

of managers, with the narrator’s voice audible in textual strategies, the choice<br />

of metaphors, etc.The employees’ point of view is gue<strong>ss</strong>ed – either by managers<br />

or by the journalist.<br />

3 Disruptions:‘Knowledge workers have power in this company.The bad side is<br />

that many cannot handle these demands.’ The last sentence should have followed<br />

a much earlier one (‘it is a matter of learning more…’) but, in its present<br />

context, it seems that knowledge workers cannot handle the demands<br />

created by having power.This additionally reveals the journalist’s ambivalence,<br />

which might be caused by reflection over his own work situation – are knowledge<br />

workers interested in having power?<br />

4 The element most alien: plugging in your portable in secret is certainly a<br />

novelty in official commercial practice. But the next sentence justifies it with<br />

‘After all, the cellular phones are still too expensive for such purposes’.This exotic<br />

behavior and its justification are explained by the main metaphor of the text:<br />

5 Metaphors:‘electronic highway robbers.’This is a very congruent metaphor as<br />

the heroes of the text are, in fact, stealing. But the interesting aspect of, and yet<br />

another proof of, the journalist’s ambivalence is that ‘highway robbers’ are<br />

traditionally positive heroes who take from the rich to give to the poor.Who<br />

are the rich and who are the poor? Perhaps credit card owners, ‘the average<br />

citizens’, are the poor.Who are the rich? The most likely place to find a telephone<br />

jack is some kind of a public space – do they therefore steal from the taxpayer<br />

to give it to the customer? Or do they steal for their own benefit?<br />

6 Double entendres: (cannot be analyzed as this is a translation).<br />

7 Reconstruction: the following reconstruction simply reverses the me<strong>ss</strong>age,<br />

leading to the following text:<br />

Long-term planning rather than sordid gain<br />

The managers of the small company TrustComputer, which sells userfriendly<br />

computer courses and has 40 employees, are, like everybody<br />

else in the company, partners in profits as well as in work. They put their


100<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

portables at the client’s service wherever they are needed, or even<br />

organize courses at their own company if the client cannot afford it – after<br />

all, advanced computer equipment is still too expensive for many to purchase.<br />

Indeed, theirs is an open office where clients can arrive at any<br />

time with their problems. Personal communication and close cooperation<br />

are their maxims – inside and outside the company. Management meetings<br />

are informal but very frequent – they like each other and appreciate<br />

highly the frequent exchange of experiences. No wonder that the personnel<br />

turnover is almost nonexistent and competence is high and constantly<br />

developing.<br />

… The me<strong>ss</strong>age to the employees is: we shall not forget how important<br />

job security is! The only thing one has to do is to keep oneself up-todate<br />

with the rapid developments on the computer market, which in itself<br />

is a fat insurance premium against bad times. Specialized knowledge<br />

opens the door to high pay but, as often as not, it is a matter of being<br />

able to learn and to unlearn. It is being said that knowledge gives power.<br />

In this sense, TrustComputer is the best example of a succe<strong>ss</strong>ful empowerment<br />

program, as many people, irrespective of their skin color, nationality,<br />

or social background, can acquire power simply by following their<br />

life’s pa<strong>ss</strong>ion. As the company guarantees their employment, they can<br />

spend all their time on acquiring knowledge in order to serve their clients,<br />

with the same feeling of usefulne<strong>ss</strong> as experienced by those who serve<br />

food or take care of children.<br />

What seemed to be an innocent play with a text ended up as a confrontation<br />

of the me<strong>ss</strong>age typical for the welfare state and workplace democracy with the<br />

me<strong>ss</strong>age typical for the (then) coming new economy. A short newspaper text,<br />

intended to report somewhat exotic work practices, revealed (not least through<br />

the journalist’s ambivalence) that at stake were two different world and work<br />

philosophies.The new one was to challenge the old one, with the result uncertain,<br />

even to the narrator.<br />

At the end of this chapter it is important to point out that both structural<br />

and poststructural analyses meant an important turn of the traditional<br />

hermeneutics: they managed to change the central question from ‘what does a<br />

text say?’ to ‘how does a text say it?’ Scholars skeptical toward <strong>narrative</strong> analyses<br />

are still not convinced, though, since to them one more question remains:<br />

why? Why do people tell stories? Why do they tell this type of story at this time<br />

and at this place? Why do they tell stories this way?<br />

These are questions the answer to which lies in a theory of a phenomenon,<br />

not in an analysis of a text.The kind of answer depends, in the first place, on<br />

the aim of the study: is it to understand the nature of humankind? The reaction<br />

to the collapse of a new economy? The way people make sense of their<br />

lives? In the second place, it will depend on the theoretical affiliation of the<br />

scholar: the objectivists will refer the answer to relations of power, the subjectivists<br />

to the workings of the human mind, and the constructivists will show that the


‘how’ contains a ‘why’. In other words, a <strong>narrative</strong> analysis forms another<br />

<strong>narrative</strong> that, in order to become a fully fledged story, needs to be emplotted.<br />

Theory is the plot of a di<strong>ss</strong>ertation.Therefore I now turn to this special kind<br />

of <strong>narrative</strong> – scholarly texts.<br />

Exercise 7.1: deconstruction<br />

EXERCISE<br />

Take a short text (or a fragment of a text) from your daily or weekly<br />

paper and analyze it using the strategies listed by Joanne Martin.<br />

FURTHER READING<br />

Davies, Bronwyn (1989) Frogs and Snails and Feminist Tales. North<br />

Sydney: Allen & Unwin.<br />

Martin, Joanne (1990) ‘Deconstructing organizational taboos: the suppre<strong>ss</strong>ion<br />

of gender conflict in organizations’, Organization Science,<br />

1 (4): 339–59.<br />

Silverman, David, and Torode, Brian (1980) The Material Word. Some<br />

Theories about Language and their Limits. London: Routledge & Kegan<br />

Paul.<br />

Notes<br />

CLOSE READINGS 101<br />

1 More on positioning in identity formation can be found in Davies and Harré<br />

(1991).<br />

2 As the texts were translated, it would be difficult to look for the elements of the<br />

text, as Silverman and Torode did, although they did attempt it on a French text<br />

(1980: 34–5).They distinguished pictures (clauses,‘atomic units of meaning’), stanzas<br />

(grouping of clauses), and voices (names around which stanzas are built). It is somewhat<br />

reminiscent of Greimas’ <strong>narrative</strong> programs, <strong>narrative</strong> trajectories, and actants.<br />

3 As a part of course work during a method course held by me at Stockholm School<br />

of Economics, Fall 1994.


8<br />

Reading Social Science<br />

Dramatist analysis of drinking driver research 102<br />

The anthropologist as author 105<br />

Storytelling in economics 108<br />

Leadership as seduction: deconstructing social science theory 112<br />

Narratives from one’s own backyard 115<br />

Notes 116<br />

This chapter claims that all the analytical approaches discu<strong>ss</strong>ed in previous<br />

chapters can be, and in fact have been, applied to scientific texts. It thus changes<br />

the focus from the kind of approach applied to the area to which it is applied.<br />

It argues that science is a field of practice like any other, and therefore its <strong>narrative</strong>s,<br />

their production and circulation, can be studied in the same way. Misia<br />

Landau’s analysis of evolution stories (Chapter 6) already announced this po<strong>ss</strong>ibility<br />

and, although many <strong>narrative</strong> analyses focus on natural science texts<br />

(see, e.g., Mulkay, 1985; Latour, 1988), there are several that scrutinize <strong>narrative</strong>s<br />

in social science texts. I will present them chronologically as this order<br />

will also reveal the developments in reflection mode that took place over time<br />

in the social sciences.<br />

Dramatist analysis of drinking driver research<br />

Joseph Gusfield (1976) was one of the first authors to apply rhetorical analysis<br />

to social science research. His article begins ominously: ‘The Rhetoric of<br />

Research! The title imposes the obvious contradiction. Research is Science; the<br />

discovery of transmi<strong>ss</strong>ion of a true state of things. Rhetoric is Art’ (1976: 16).<br />

Little did he know that the following years would be spent on dismantling<br />

this contradiction. Ricca Edmondson wrote Rhetoric in Sociology in 1984 and<br />

D.N. McCloskey published The Rhetoric of Economics in 1985. In 1987, The<br />

Rhetoric of the Human Sciences: Language and Argument in Scholarship and Public<br />

Affairs (edited by Nelson, Megill and McCloskey) was published, followed by


Herbert Simons’ edited collection, Rhetoric in the Human Sciences in 1988. But<br />

in 1976 the idea of scientific-language-as-a-windowpane (science being a<br />

window to reality) dominated.Therefore, said Gusfield, an excursion to literary<br />

theory will help. He did not claim that science was literature but that treating<br />

science as literature will be productive – the very a<strong>ss</strong>umption of this chapter<br />

and, indeed, of this whole book.<br />

The material Gusfield analyzed was 45 major research papers concerned with<br />

drinking and driving in Europe and the USA, and he chose one as most typical<br />

for a close reading.The analysis was divided into three parts (called acts): the literary<br />

style of science, the literary art in science, and the relevance of art in science.<br />

In the first act, Gusfield employed Burke’s dramatist analysis. Such an analysis<br />

looks for congruence – or incongruence – of five elements, known as<br />

Burke’s pentad (Burke, 1945/1969): Scene (in the sense of a setting, a context,<br />

etc.),Act (in the sense of an action, a deed, or an action program),Agent (actor,<br />

actant),Agency (the means with which the Act is accomplished), and Purpose.<br />

The following are the results.<br />

Scene<br />

All 45 papers were published in research journals: most in medical journals,<br />

some in journals dedicated to car safety or safety in general.This setting ‘establishes<br />

a claim for the paper to be taken as an authoritative fact and not as fiction<br />

or imaginative writing’ (1976: 18–19).<br />

Act<br />

READING SOCIAL SCIENCE 103<br />

There are actually two acts which, in the terms used in this book, could be distinguished<br />

as the act in the text (what does the text say?) and the act of the text<br />

(what does the text do?).The act in the text is a causally connected <strong>narrative</strong>:<br />

(significant) numbers of drunk drivers turn out to be problem drinkers rather<br />

than social drinkers; therefore new prevention methods must be employed. Or,<br />

to put it in terms of a minimal plot:<br />

1 Once upon a time, drunk drivers were supposed to be social drinkers.<br />

2 New identification methods permitted recognition of drunk drivers as problem<br />

drinkers.<br />

3 New methods of prevention of drunk driving must be found.<br />

The act of the text is in the article’s structure. It begins with setting up a challenge:<br />

the old theory of drunk driving is wrong. It continues with the description<br />

of methods used to identify problem drinkers among the drunk drivers,<br />

proceeds to the findings achieved with these methods, and ends with policy<br />

recommendations: ‘This centrality of method and externality of data is the<br />

major key to the story’ (p. 19).


104<br />

Agent<br />

The problem of the agent, or the voice, is not easy. On the one hand, the author<br />

of a scientific text is the reality itself, and therefore no human voice should<br />

intrude. On the other hand, the structure of the paper reveals that there is and<br />

has been an observer and a writer, and this person needs credibility and trust.This<br />

is resolved, says Gusfield, by introducing the author through his role (an organizational<br />

affiliation) and by avoiding the active voice: ‘Recent reports have suggested<br />

…’ (Author, Date); ‘It is increasingly becoming apparent…’; ‘Differences<br />

were found …’ If I may complete Gusfield at this point, another technique of<br />

introducing the pa<strong>ss</strong>ive voice is often practiced, invariably with comic effects:<br />

writing about oneself in the third person:‘As Czarniawska has pointed out…’<br />

Agency<br />

As the result of this specific technique of representing the Agent, the main<br />

responsibility for action is displaced to Agency (yet another illustration of the<br />

convenience of the term ‘actant’). In this case, it is the method.<br />

Purpose<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

The purpose of the act is to convince but, due to the specific character of the<br />

act, only some techniques of persuasion are permi<strong>ss</strong>ible. In short, pathos must<br />

be excluded to the benefit of logos (ethos always creeps in, if only in the citation<br />

procedure). The author ‘means to persuade, but only by presenting an<br />

external world to the audience and allowing that external reality to do the persuading’<br />

(Gusfield, 1976: 20).<br />

In the second act, Gusfield analyzes the use of tropes in the paper: metonymy,<br />

metaphor, myth, and archetype, whose use makes the paper close to a generic<br />

form known as a morality play, ‘in which drinking [sic] driving is an arena for<br />

the expre<strong>ss</strong>ion of personal and moral character’ (p. 26). In this drama, the drinking<br />

driver has been transformed from a tolerable social drinker into a stigmatized<br />

deviant. Thus, in the third act, Gusfield shows that the author of the<br />

article performed a shift in the hierarchy of main actors: what was down went<br />

up, what was up went down.The social drinkers are now not only tolerable but<br />

they are also benevolent – after all, they do not cause drunk–driving accidents.<br />

The drunk drivers turn out to be problem drinkers, not surprisingly coming<br />

from the lowest strata of the social structure.Thus, a non-emotional paper has<br />

produced quite a load of emotions – by performing theater.<br />

Gusfield himself is well aware that all his comments could be applied to his<br />

own text, and this is why, I believe, he structures it as a three-act play. He is<br />

neverthele<strong>ss</strong> convinced that a literary reflection, including self-reflection, will<br />

be useful not only to scientific texts but even to the public policies that they


are supposed to inform. After all,‘[i]t is this capacity to recognize the context<br />

of unexamined a<strong>ss</strong>umptions and accepted concepts that is among the most<br />

valuable contributions through which social science enables human beings to<br />

transcend the conventional and create new approaches and policies’ (Gusfield,<br />

1976: 32). I wish more policy-makers would read Gusfield.<br />

The anthropologist as author<br />

READING SOCIAL SCIENCE 105<br />

In what follows I will concentrate on the famous work by Clifford Geertz<br />

(1988), but I would like to point out that, in the same year, John Van Maanen<br />

published his Tales of the Field. I do not report on both in order to keep a somewhat<br />

even distribution among samples from different social sciences, but Van<br />

Maanen’s book is, and has been, of great importance to all ethnographers.<br />

Geertz begins by saying that, at the moment of his writing, it has become<br />

obvious that ethnography is not a matter of sorting strange facts into familiar<br />

categories but a kind of writing.There have been, however, hesitations as to the<br />

appropriatene<strong>ss</strong> of treating it as such. One such hesitation stemmed from the<br />

a<strong>ss</strong>umption that literary reflection is not a duty of anthropologists, who should<br />

busy themselves doing fieldwork. Another had to do with the feeling that<br />

anthropological texts, unlike literary texts, are not deserving of such attention.<br />

The third one, and recognizable to all social scientists, had to do with the suspicion<br />

that such an analysis will threaten the scientific status of these texts:<br />

‘should the literary character of anthropology be better understood, some profe<strong>ss</strong>ional<br />

myths about how it manages to persuade would be impo<strong>ss</strong>ible to<br />

maintain’ (Geertz, 1988: 3). Behind them all, says Geertz, there has been an<br />

anxiety concerning the solution of two problems: of signature (author-saturated<br />

versus author-evacuated texts) and of discourse (choice of vocabulary, rhetoric,<br />

pattern of argument).This solution had to be subordinated to the main task the<br />

anthropologists posited for themselves: creating a convincing impre<strong>ss</strong>ion of<br />

‘being there’. He decides to inspect how the great authors of anthropology,<br />

those who opted for a clear signature and a visible ‘theater of language’, succeeded<br />

in this task.<br />

The first of them is Claude Lévi-Strau<strong>ss</strong>, the structuralist, and the work<br />

Geertz inspects is Tristes Tropiques. He does it from a perspective he calls<br />

‘appreciative and unconverted’ (1988: 27): he does not approve of the idea of<br />

the universal mind and is skeptical toward structuralism as an approach, but<br />

admires Lévi-Strau<strong>ss</strong> as an author. He finds several books interweaved in the<br />

text of Tristes Tropiques. To begin with, it is a travelogue: ‘I went here, I went<br />

there; I saw this strange thing and that; I was amazed, bored, excited, disappointed;<br />

I got boils on my behind…’ (p. 33). Secondly, it is an ethnography: apart<br />

from the ‘report from there’, it has a thesis: that people’s customs form into systems<br />

(here, a structuralist categorization is clearly visible).Thirdly, it is a philosophical<br />

text that addre<strong>ss</strong>es itself to the i<strong>ss</strong>ue of the natural foundation of human


106<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

society. This leads to yet another text: a reformist tract, based on a devastating<br />

critique of western society, which spoils the natural order in its misguided<br />

attempt to modernize. Finally, the book is a symbolist literary text, as has been<br />

noticed before by literary critics. The mixture, in Geertz’s reading, is a myth of<br />

Anthropologist-as-seeker. In the eyes of Lévi-Strau<strong>ss</strong>, empiricist Anglo-Saxon<br />

anthropology is mistaken; the impre<strong>ss</strong>ion of ‘being there’ is either a fraud or<br />

self-deception. Lévi-Strau<strong>ss</strong>, the mythological seeker, discovers only other<br />

people’s myths: the world resides in texts.<br />

Consequently, Geertz proceeds to inspect an Anglo-Saxon author: Sir<br />

Edward Evan Evans-Pritchard whom he calls ‘stylistically one of the most<br />

homogeneous writers the world has seen’ (p. 49). The text he chooses is the little<br />

known ‘Operations on the Akobo and Gila Rivers, 1940–41’, published in a<br />

British military journal in 1973, where Evans-Pritchard describes his actions as<br />

a bush-irregular in Sudan. In Geertz’s opinion, this short text displays all the<br />

traits of Evans-Pritchard’s way of dealing with discourse.The metaphor Geertz<br />

uses is a ‘slide-show’, which could be called ‘Images of Africa’.The staccato tone<br />

is one of the devices used to achieve an impre<strong>ss</strong>ion of complete certainty, what<br />

Geertz calls an ‘of-course’ discourse.The simple subject-predicate-object sentences<br />

are favored, punctuation marks are scarce, there are no foreign phrases<br />

or literary allusions:‘Everything that is said is clearly said, confidently and without<br />

fu<strong>ss</strong>’ (p. 61). The only (barely perceptible) trope is irony, which serves to<br />

distanciate the author from the events described in the text; in spite of this, the<br />

effect is strongly visual (hence ‘slide-show’).<br />

What is the purpose of such a style (Geertz sees Evans-Pritchard as an<br />

accomplished stylist)? Evans-Pritchard was curious about how was it po<strong>ss</strong>ible<br />

to have a cognitive order without science, a political order without the state, a<br />

spiritual order without a church – in short, a society without modern western<br />

institutions. His answer was that witchcraft, segmentary organization, and alternative<br />

ways of imagining divinity work as well.The ‘of-course’ tone witne<strong>ss</strong>es<br />

to the sincerity of such a judgment, dis-enstranging the apparently bizarre. As<br />

Geertz puts it, Evans-Pritchard describes the Nilotes ‘as not other but otherwise<br />

(sensible enough when you get to know them, but with their own way<br />

of doing things)’ (p. 70). Geertz continues:‘The marvel of this rather dialectical<br />

approach to ethnography is that it validates the ethnographer’s form of life<br />

at the same time as it justifies those of his subjects – and that it does one by<br />

doing the other.’ Alas, this kind of device is no longer available for the ethnographers<br />

of today – of the era of ‘confidence lost’.<br />

In the case of Bronislaw Malinowski, Geertz contrasts the anthropologist’s<br />

famous credo with his diary. Malinowski is known for his belief in participative<br />

observation, ‘plunging into the life of the natives’ as the only valuable<br />

method of fieldwork. His diary, published posthumously, caused much uneasine<strong>ss</strong>,<br />

revealing the author’s hypochondria, xenophobia, and a host of other<br />

non-heroic and non-scientific attitudes. To Geertz, the diary reveals much<br />

more than this array of human foibles. It shows that:


READING SOCIAL SCIENCE 107<br />

there is a lot more than native life to plunge into if one is to attempt this total immersion<br />

approach to ethnography. There is the landscape. There is the isolation. There is the<br />

local European population.There is the memory of home and what one has left.There<br />

is the sense of vocation and where one is going.And, most shakingly, there is the capriciousne<strong>ss</strong><br />

of one’s pa<strong>ss</strong>ions, the weakne<strong>ss</strong> of one’s constitution, and the vagrancies of<br />

one’s thoughts: that nigrescent thing, the self. It is not a question of going native … It<br />

is a question of living a multiple life: sailing at once in several seas. (1988: 77)<br />

If things are so complex and complicated more by the interference of the self,<br />

how to report them, then? Geertz calls Malinowski’s solution an ‘I-witne<strong>ss</strong>ing’:<br />

rendering one’s account credible through rendering oneself credible. This,<br />

according to Geertz, is not a psychological but a literary endeavor. In<br />

Malinowski’s version, it was realized by the projection of two antithetical and<br />

therefore complementary images: of an Absolute Cosmopolite and a Complete<br />

Investigator, one standing for romance, the other for science. The first is one<br />

with the natives; the second is totally distanced from them. In fact, the oxymoron<br />

of ‘participative observation’ announces it quite openly. And although<br />

Malinowski’s structural-functionalist theory is considered obsolete, the perplexities<br />

of the I-witne<strong>ss</strong>ing are very much in the center of contemporary<br />

anthropology, as Geertz’s many examples show.<br />

The fourth exemplar Geertz discu<strong>ss</strong>es is Ruth Benedict. Inspired by Swift<br />

and his Gulliver’s Travels, she made the familiar culture odd and arbitrary, while<br />

the exotic one was presented as logical and obvious. Geertz calls this textual<br />

strategy ‘us/not-us’ and points out that, partly because she was a woman, and<br />

women are not supposed to be ironic, Benedict’s irony sometimes went unappreciated<br />

(as compared to that of Ervin Goffman, for example).A juxtaposition<br />

of the familiar and of the exotic is obviously a sophisticated literary strategy,<br />

but it is prone to produce disconcert, not least because of its comic effect.<br />

According to Geertz, the two works that reached ma<strong>ss</strong> popularity – Patterns of<br />

Culture and The Chrysanthemum and the Sword – did so because Benedict managed<br />

to suppre<strong>ss</strong> their humorous aspect, presenting herself as utterly sincere. He<br />

emphasizes that Benedict’s accomplishment was not her fieldwork, of which<br />

there was little, and not her systematic theorizing, ‘in which she was scarcely<br />

interested’ (p. 108), but her ‘distinctive sort of redescription: the sort that startles’<br />

(p. 112).<br />

There are at least two reasons why Geertz’s musing about anthropological<br />

writing is relevant to all social sciences. One is that anthropology has become<br />

fashionable, not as before as a postcard from an exotic land, but as a way of ‘being<br />

here’, to quote Geertz again. Anthropologists came back home, not least as the<br />

result of the changed political landscape, and infected the rest of us with their<br />

methods and their doubts. Secondly, but also as a result of it, one premise became<br />

common to all social sciences:‘[t]he gap between engaging others where they are<br />

and representing them when they aren’t, always immense but not much noticed,<br />

has suddenly become extremely visible’ (p. 130).The Other is here, is literate, and<br />

has a voice – no wonder that the theory of representation is in crisis.


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The le<strong>ss</strong>ons from reading Geertz reading other authors are many, but one is<br />

especially poignant:‘the burden of authorship cannot be evaded, however heavy<br />

it may have grown; there is no po<strong>ss</strong>ibility of displacing it onto “method”,<br />

“language”, or … “the people themselves” redescribed … as co-authors’<br />

(p. 140).<br />

Storytelling in economics<br />

It can be pointed out that anthropology and its offspring, ethnography, even at<br />

their most ‘scientific’, were always closer to belles lettres than were other social<br />

sciences. In this case, a good example to consider will be economics – rarely<br />

suspected of such a propinquity. Deirdre McCloskey has thoroughly analyzed<br />

the rhetoric of economics (1985; 1994) but she has also devoted some attention<br />

specifically to the role of <strong>narrative</strong>s in economics (1990a; 1990b).<br />

‘Economists are tellers of stories and makers of poems, and from recognizing<br />

this we can know better what economists do’ (1990b: 5). Metaphors (models)<br />

and stories (<strong>narrative</strong>s) seem to be two competing but also complementary<br />

modes of knowing.A metaphor can bring a point to a story while a story can<br />

exemplify a metaphor. In the sciences, metaphors are typical of physics and stories<br />

of biology. Economics, claims McCloskey, presents a balanced mixture of<br />

both.The two work best in specific areas: metaphors in predictions, simulations<br />

and counterfactuals, and stories in explaining something that actually happened.<br />

It can be seen when their areas of expertise cro<strong>ss</strong>: a busine<strong>ss</strong> cycle is a story,<br />

describing the past.When applied as a model and therefore to a prediction of<br />

the future, it dies of its own contradiction: if busine<strong>ss</strong> cycles could be predicted<br />

they would not happen (a conclusion worth considering in the context of the<br />

failure of the new economy).<br />

Looking at economics as a storytelling busine<strong>ss</strong>, claims McCloskey, helps us<br />

understand why economists disagree, without thus nece<strong>ss</strong>arily being ‘bad economists’.<br />

Within the traditional perspective on economic texts as transparent<br />

(that is, economic writing as ‘putting in script theoretical premises and empirical<br />

findings’), the disagreements are inexplicable, unle<strong>ss</strong> by ill will. In the same<br />

vein, but with some admi<strong>ss</strong>ion of an authorial effort, it is traditionally a<strong>ss</strong>umed<br />

that disagreements are misunderstandings arising from the fact that the writer<br />

does not have enough time and space (for example, in a paper format) to explicate<br />

things properly. But, says McCloskey, even if writers did have enough time<br />

and space, the readers wouldn’t. There is a whole plethora of texts vying for<br />

attention, and economic texts must fight for it like all others. Finally, another<br />

traditional explanation of disagreements is a suspicion that the reader is unable<br />

to take the point of view demanded by the author, this time because of intellectual<br />

limitations.This suspicion of the readers, promises McCloskey, will vanish<br />

when the economic authors understand that economics, and schools within


READING SOCIAL SCIENCE 109<br />

economics, are separate languages, or at least dialects, which to many a reader<br />

read like texts in a foreign language.<br />

McCloskey therefore launches on reading economics as storytelling<br />

embellished with metaphors. She points out that a structuralist reading is not<br />

an option as ‘[e]conomics is already structural’ (1990b: 13). The ‘functions’ in<br />

economic texts will never arrive at Propp’s number of 31; there is entry, exit,<br />

price setting, orders within a firm, purchase, sale, valuation, and not many<br />

more. ‘Propp … found seven characters … David Ricardo in his economic<br />

tales got along with three’ (1990b: 14). The economic stories also show a preference<br />

for a plot that is ending-embedded, as Jean Matter Mandler called it (see<br />

Chapter 6):‘Go all the way to the third act.’ (1990b: 14).The definition of the<br />

plot, too, is as designed for economics – the transformation of equilibrium into<br />

disequilibrium and into a subsequent equilibrium:<br />

Poland was poor, then it adopted capitalism, then as a result it became rich.<br />

The money supply increased this year; then, as a result, productivity last year rose and<br />

the busine<strong>ss</strong> cycle three decades ago peaked. (McCloskey, 1990a: 26)<br />

In terms of genre analysis, there are two analyses that are most common.<br />

Theoretical work in economics is similar to the literary genre of fantasy; the<br />

empirical work is like a realistic novel.<br />

McCloskey quotes many examples to corroborate her analysis, of which I<br />

will quote two. One concerns the literary text that introduced and popularized<br />

the main concept of cla<strong>ss</strong>ical economics, the Homo economicus.The other concerns<br />

a contemporary text by an economist, known and quoted widely in<br />

other social sciences and in the popular pre<strong>ss</strong>.<br />

The first text is Daniel Defoe’s Robinson Crusoe. 1 Although the idea of Homo<br />

economicus came to economics officially, as it were, at the end of the nineteenth<br />

century as an analogy with molecules, Defoe’s text already presents it in full.<br />

Robinson Crusoe perceives the world as a series of opportunities to be chosen<br />

from according to their costs. McCloskey points out that the notion of<br />

‘opportunity costs’ was fully developed by Austrian economists in the 1870s<br />

but seemed to be always obvious to poets and, later, to novelists. Robinson<br />

Crusoe’s situation is a quinte<strong>ss</strong>ence of scarcity – another notion known earlier<br />

in literature than in economics:<br />

Each time Crusoe or any homo economicus faces a choice he draws up a balance sheet<br />

in his head … but more commonly he uses commercial metaphors, especially those of<br />

accounting … This is the rational way to proceed – understanding ‘rational’ to mean<br />

merely a sensible adjustment of what you can to what you want. So the rational person<br />

is a calculator, like Crusoe, making rough and ready choices about what to put next on<br />

the boat. … The details of style throughout the book contribute to the force of scarcity –<br />

a contrast to the stories of shipwrecks in the Ody<strong>ss</strong>ey or the Aeneid, over which hover<br />

intervening gods willing to perform miracles of abundance. (McCloskey, 1990a: 145)


110<br />

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McCloskey analyzes several works of economic historians (Gershenkron,<br />

Fogel) to show how they constructed their stories, but also offers an interesting<br />

reading of Lester Thurow’s The Zero-sum Solution: Building a World-cla<strong>ss</strong><br />

American Economy (1985) as an example of an uneasy cooperation between<br />

stories and metaphors. The book was written in the years of the ‘Japanese<br />

miracle’ and is addre<strong>ss</strong>ed to the ways the USA should cope with it.<br />

Three metaphors govern Thurow’s story: the ‘international zero-sum game’,<br />

the ‘domestic problem’, which damages US performance in the game, and ‘we’<br />

who need to cope with the problem. Income and wealth need to be dredged<br />

from non-Americans and ‘every competitive game has its losers’.‘For a society<br />

which loves team sports … it is surprising that Americans won’t recognize the<br />

same reality in the far more important international economics game’<br />

(McCloskey, 1990a: 156).When le<strong>ss</strong> benevolent,Thurow changes the competitive<br />

sport metaphor to a war metaphor, seeing foreign trade as the economic<br />

equivalent of war.<br />

Sport metaphors and even war metaphors are as old as modern economics,<br />

points out McCloskey: in the late nineteenth century, British journalists wrote<br />

about the ‘American threat’ and the ‘German menace’. US journalists use them<br />

all the time.The problem with Thurow’s metaphors, however, is that they do<br />

not fit his story.<br />

The topic of his story is the exchange of goods and services: Japanese cars<br />

for US timber, German steel tubes for Soviet natural gas. Such an exchange is<br />

in metaphorical tune with Adam Smith’s idea of voluntary trade: everyone<br />

wins – this is why they continue to trade.<br />

The zero-sum game metaphor concerns only one part of trade: the selling<br />

side.This is an obvious perspective for a busine<strong>ss</strong>person from Ma<strong>ss</strong>achusetts but<br />

it should not be, points out McCloskey, for an economist.An economist, even<br />

from Ma<strong>ss</strong>achusetts, should be looking wider.After all, economists claim to see<br />

around and underneath the economy (‘underneath it all’ being a favorite economic<br />

turn of phrase), and to account for it from the societal point of view.<br />

Another metaphor (label?) that needs unpicking is the mysterious ‘we’.Who<br />

is it, in Thurow’s account? ‘We Americans’? Not nece<strong>ss</strong>arily, points out<br />

McCloskey:<br />

problems have solutions, called ‘policies’, which ‘we must adopt’. It is not hard<br />

to gue<strong>ss</strong> who the Solver is: I’m from the Government, and I’m here to solve your<br />

problem … Do economists really know enough that planning for research and development,<br />

… should be handed over to a MIT-ish organization? (1990a: 158)<br />

And what is the ‘domestic problem’ that prevents the USA from winning the<br />

zero-sum game? It is the ‘productivity problem’, and McCloskey has quite a lot<br />

to say about this:<br />

‘The Productivity Problem’ in recent American history is not a figment … But in any<br />

case productivity has nothing to do with international competitivene<strong>ss</strong> and the balance


READING SOCIAL SCIENCE 111<br />

of payment. As your local economist will be glad to make clear, the pattern of trade<br />

depends on comparative advantage, not absolute advantage … The overall level of productivity<br />

has no effect on America’s trade balance. None.And the trade balance is not<br />

a measure of excellence. None. The two having nothing to do with each other. We<br />

could achieve an enormous and positive trade balance tomorrow with no pursuit of<br />

excellence by forbidding imports. Americans want to trade with Tatsuro, and it makes<br />

them better off to do so: that is all. (1990a: 160–1)<br />

Does it mean that Lester Thurow is a bad storyteller and unskillful metaphor<br />

user? To the contrary: it is the fact that he is a skillful storyteller that prevents<br />

his readers from inspecting his metaphors and his stories. Not only does he use<br />

taken-for-granted metaphors but he also builds legitimacy for its story in analogy.<br />

His story is a parallel to the one well known, the one about late Victorian<br />

Britain:‘in the sunset of hegemony, Britain basked complacently while others<br />

hustled’ (McCloskey, 1990a: 158). As we have seen in the studies of Mandler<br />

(1984) and Davies (1989), readers easily recognize familiar <strong>narrative</strong>s and<br />

unproblematically accept, and even reconstruct, their structure. So it is in a<br />

truly deconstructivist vein that McCloskey asks her final questions:<br />

And why would one wish American hegemony to be fastened on the world forever?<br />

Is it God’s plan that the United States of America should ever after be Top Nation?<br />

Why should we wish relative poverty in perpetuity on our Chinese and Latin<br />

American friends? Is this what economic ethics leads us to? (1990a: 159)<br />

Thurow’s book was written in 1985; McCloskey’s close reading of it in 1990.<br />

Since then, Japan ceased to be a menace. In 2002, President Bush was more<br />

than ever dedicated to the zero-sum game (he might even take McCloskey’s<br />

advice and forbid imports altogether), but the 2001 winner of the Bank of<br />

Sweden’s prize in the name of Alfred Nobel, Joseph E. Stiglitz, uses a rhetoric<br />

very different from Thurow’s:<br />

Global leadership requires not only being against something; it requires being for<br />

something.We have an alliance against terrorism.We should also have an alliance for<br />

more global justice and a better global environment. Globalization has made us more<br />

interdependent, and this interdependence makes it nece<strong>ss</strong>ary to undertake global collective<br />

action. (2002: 28) 2<br />

Perhaps McCloskey’s close reading of economists’ texts has contributed to a<br />

legitimation of such alternative rhetoric in the economic sciences.<br />

It has been pointed out to McCloskey that ‘writing well’ is uneconomical,<br />

that too much awarene<strong>ss</strong> of one’s stories and metaphors, too much effort put<br />

into self-reflection and writing itself, does not pay – in terms of academic<br />

career. Her answer is, again, couched in ethical terms:<br />

It is unethical to write badly when at small cost you can do better, and it is especially<br />

unethical to cultivate obscurity to get some material benefit … I would say, with<br />

Socrates in the Gorgias, that it is better to suffer evil (lack of promotion) than to


112<br />

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perpetrate it (writing in the Official Style for selfish advantage). (McCloskey,<br />

2000: 138–9)<br />

There are two vices in McCloskey’s ‘book of writing’: writing well so as to<br />

deceive the readers (as in Thurow’s case), and writing badly so as to deceive the<br />

judges (obfuscation).Tough requirements, but then the stakes of economics are<br />

high.<br />

Leadership as seduction: deconstructing social science theory<br />

The last example of the analysis of social science texts concerns an organization<br />

theory text, but on a topic that is of interest to many social sciences:<br />

leadership. Marta B. Calás and Linda Smircich, following the suggestion of<br />

Baudrillard, juxtaposed the notions of leadership and seduction:<br />

They wanted us to believe that everything is production.The leitmotiv of world transformation,<br />

the play of productive forces is to regulate the flow of things. Seduction is<br />

merely an immoral, frivolous, superficial and superfluous proce<strong>ss</strong>: one within the realm<br />

of signs and appearances; one that is devoted to pleasure and to the usufruct of usele<strong>ss</strong><br />

bodies. What if everything, contrary to appearances – in fact according to the secret<br />

rule of appearances – operated by the [principle of ] seduction? (Baudrillard, cited in<br />

Calás and Smircich, 1991: 567)<br />

What if leadership is a seduction? Calás and Smircich used three poststructuralist<br />

approaches: Foucault’s genealogy, Derrida’s deconstruction, and feminist<br />

poststructuralism to re-read four cla<strong>ss</strong>ics of organization theory: Chester<br />

Barnard’s The Functions of the Executive (1938), Douglas McGregor’s The Human<br />

Side of the Enterprise (1960), Henry Mintzberg’s The Nature of Managerial Work<br />

(1973), and Thomas J. Peters and Robert H.Waterman’s In Search of Excellence<br />

(1982).These texts are important because they were written for the audience<br />

of practitioners (managers) but have also had a strong impact on the academic<br />

community.<br />

As I have already quoted examples of poststructuralist and deconstructivist<br />

reading, I shall focus on Calás and Smircich’s use of Foucault’s genealogy.As is<br />

now well known, Foucault used historical analysis to show how various intertwined<br />

power structures produce, and are reproduced by, a network of practices<br />

and discourses that is usually called knowledge. 3 Calás and Smircich’s<br />

ambition is to show how all the consecutive work legitimizes itself by<br />

announcing change and transformation of the insights of their predece<strong>ss</strong>or,<br />

while at the same time reproducing and maintaining the same network of<br />

knowledge-about-leadership production.<br />

Calás and Smircich began with contrasting the dictionary definitions of<br />

‘leadership’ and ‘seduction’.They turn out very close, as ‘to seduce’ is ‘to lead<br />

away’ (or ‘astray’). Seduction is leadership gone wrong, whereas leadership


READING SOCIAL SCIENCE 113<br />

seems to be a seduction gone right. Also, the words ‘seductor’ or ‘seducer’ are<br />

deemed obsolete: ‘seductre<strong>ss</strong>’ is the only contemporary form. Enriched by<br />

these etymological insights, Calás and Smircich proceed with their genealogy.<br />

The texts they choose cover a period of almost 50 years of theorizing about<br />

organizations, a period that, according to Calás and Smircich and contrary to<br />

what the authors themselves say, shows practically no change.The text traces a<br />

circle of seduction – while practices and discourses of leadership change, they<br />

preserve the same power/knowledge relationships.<br />

In Barnard’s text, the motive of seduction is present by its absence, by its<br />

silence. Many a time the text comes close to this dangerous border<br />

(‘Leadership, of course, often is wrong, and often fails’ – Barnard, cited in Calás<br />

and Smircich, 1991: 576), dangerous to the maintenance of social structure<br />

such as an organization, and the succe<strong>ss</strong>ion of leadership. Barnard’s language of<br />

morality used to describe the leader<br />

(faith, sacrifice, abstention, reverence) calls to mind images of a priest (usually called<br />

‘Father’) – an individual of superior determination, whose endurance and courage are<br />

more inferred from what he avoids (does not do): succumbing to temptation, and engaging<br />

in sexual intercourse. Seduction, as seduction, is inimical to orderly relations of<br />

men/human life. (p. 577)<br />

McGregor’s book was hailed as an introduction of humanistic psychology into<br />

the managerial discourse.Addre<strong>ss</strong>ed to the top managers of US corporations in<br />

the 1960s, it attempts to answer a question: who can be a leader? The book<br />

claims a separation from Barnard’s idea of a lonely executive in his room on<br />

the top floor: the leadership postulated by McGregor is egalitarian, relational,<br />

and situational.Yet according to Calás and Smircich, McGregor only develops<br />

and embellishes Barnard’s homosocial,‘fatherly’ reasoning.<br />

McGregor’s innovation is known as replacing ‘theory X’ (traditional management<br />

theory à la Taylor and Barnard) with a ‘theory Y’ (human relations<br />

theory).Why, ask Calás and Smircich, those letters? Why not ‘theories A and B’<br />

or ‘A and Z’? They point out that it was exactly at that time that women<br />

became defined as having two X chromosomes, while men were defined as<br />

‘XY’. McGregor’s can therefore be read, deconstructively but interestingly, as<br />

an attempt to move from an XY world to a sheer YY world: a homosocial<br />

order. Alternatively, and it is my alternative, it could be seen as presenting the<br />

earlier theories as ‘too feminine’ (seductive) to be replaced by more masculine<br />

(XY).<br />

Henry Mintzberg’s work was an elaboration of his doctoral di<strong>ss</strong>ertation,<br />

reporting his study that consisted of observing managers in their everyday<br />

work. The Nature of Managerial Work is a stylized version of the di<strong>ss</strong>ertation and<br />

attempts to answer the question: what do managers do? Calás and Smircich<br />

observe that in the 13 years that pa<strong>ss</strong>ed between the two books, McGregor’s<br />

relationship-oriented leader has been transformed into Mintzberg’s ‘solitary


114<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

and narci<strong>ss</strong>istic, but omnipotent, leader with no patience for anything but the<br />

most direct encounter…’ (1991: 586–7).<br />

In order to understand this transformation, Calás and Smircich widen their<br />

genealogy to include other texts from the same period: the i<strong>ss</strong>ue of growing<br />

narci<strong>ss</strong>ism during those 13 years was becoming the central i<strong>ss</strong>ue in US reflective<br />

literature. Philip Slater has written about it in his Footholds (1977), and<br />

Christopher Lasch’s The Culture of Narci<strong>ss</strong>ism became a bestseller in 1979.<br />

Mintzberg’s narci<strong>ss</strong>istic leader was, therefore, a good representative of his<br />

time. Narci<strong>ss</strong>ism is not limited to men, though; women are perfectly capable<br />

of narci<strong>ss</strong>ist conduct. Quoting Karen Horney, Calás and Smircich claim,<br />

however, that narci<strong>ss</strong>istic – and seductive – activities in adult age differ<br />

between men and women. Men define their self-esteem and affirm their<br />

power through devaluing women, in this way rea<strong>ss</strong>erting the narci<strong>ss</strong>istic<br />

belief about their superior position in society. Feminine seductivene<strong>ss</strong>, on the<br />

other hand, is a conversion of fear into desirability, a way of promoting a submi<strong>ss</strong>ive<br />

identity in order to avoid aggre<strong>ss</strong>ion.Therefore,‘feminine narci<strong>ss</strong>istic<br />

activities will maintain – through submi<strong>ss</strong>ion or cloning – the homosocial<br />

order’ (1991: 588):<br />

Mintzberg’s leader – compulsively masculine in its narci<strong>ss</strong>istic seduction – plays on the<br />

conditions of modern Western society. Under Mintzberg’s leader, those for whom<br />

compulsive masculinity is not a value will still submit to its ruling. Lacking other<br />

options within the system, they will perpetuate the conditions they may be wishing to<br />

escape. (Calás and Smircich, 1991: 589)<br />

Just after the article by Calás and Smircich, Organization Studies published ‘A<br />

letter to Marta Calás and Linda Smircich’ by Henry Mintzberg. Bitterly ironic,<br />

it also revealed a deeply hurt author. As Gusfield (1976) has already pointed<br />

out, any ‘close reading’ makes the reader ‘a smarta<strong>ss</strong>’ and the writer a dupe. But<br />

Mintzberg also makes an important point: we – the academic writers – have<br />

also set out to seduce the readers ‘in a way that puts almost all mortal leaders<br />

to shame’ (Mintzberg, 1991: 602).<br />

Some authors solve this difficulty by offering a reflection on their own texts,<br />

preempting the po<strong>ss</strong>ible close readings. But no author can preempt all the readings,<br />

and a reflection over a reflection quickly loses its attractivene<strong>ss</strong>, as brilliantly<br />

demonstrated in Malcolm Ashmore’s book The Reflexive Thesis (1989).<br />

Back to leadership: Calás and Smircich see Peters and Waterman’s bestseller<br />

as closing the circle of seduction. Peters and Waterman confe<strong>ss</strong> at the outset<br />

that they a<strong>ss</strong>umed the importance of leadership to be exaggerated: in other<br />

words, all their predece<strong>ss</strong>ors were wrong. It turned out, however, that with<br />

every excellent company was a<strong>ss</strong>ociated a strong leader (or two).The corporate<br />

world of the 1980s contained many women, but the basic relationships<br />

were not changed, although in the text ‘he or she’ and ‘his or her’ were duly<br />

introduced. When it comes to defining the leader of the 1980s, Peters and


Waterman go back to basics – a ‘transformational leader’.This leader is a male,<br />

at least grammatically, and is busy with things that Barnard would have<br />

approved of: raising his subordinates to higher levels of motivation and morality<br />

(and being raised by them, so that McGregor gets his due), and exercising<br />

leadership that might be called ‘elevating, mobilizing, inspiring, exalting, uplifting,<br />

exhorting, evangelizing’ (cited in Calás and Smircich, 1991: 592).<br />

At the time of writing, seductive leadership took another beating after a<br />

series of frauds, exce<strong>ss</strong>ive remunerations, etc. Henry Mintzberg (1999) writes<br />

about ‘managing quietly’, clearly irritated with narci<strong>ss</strong>istic leaders. Will the<br />

circle of seduction recreate itself once again?<br />

Narratives from one’s own backyard<br />

READING SOCIAL SCIENCE 115<br />

It can be observed that the <strong>narrative</strong>s from one’s own practice are analyzed like<br />

all others, po<strong>ss</strong>ibly with more bravado (after all, the analyst is on safe ground,<br />

at least epistemologically if not always politically) but also with special care due<br />

to the fact that the narrators cannot be anonymized. Many different options are<br />

open beyond those I have presented here.There are works and anthologies that<br />

concentrate on analysis of a specific discipline: psychology (Ellen Herman,<br />

1995), anthropology (Clifford and Marcus, 1986), sociology (Richard Harvey<br />

Brown, 1977; Ricca Edmondson, 1984), social studies of science and technology<br />

(Ashmore, 1989), management and organization (Czarniawska, 1999a;<br />

Rhodes, 2001).There are works and anthologies that present an array of analyses<br />

of social or, as they are sometimes called, human sciences (Nelson et al.,<br />

1987; R.H. Brown, 1989; 1995; 1998; Simons, 1989; 1990; Agger, 1990; Nash,<br />

1990).There exist comparisons between fiction and social science (e.g., Paola<br />

Cappetti, 1993). The moment of surprise and disconcert at attempting such<br />

<strong>narrative</strong> analysis to social sciences has pa<strong>ss</strong>ed; the opportunities for reflecting<br />

and learning have barely opened.<br />

EXERCISE<br />

Exercise 8.1: social science text analysis<br />

Take three texts from your discipline dealing with the same topic.<br />

Compare them for differences and similarities. Then choose an<br />

approach that seems to be most fruitful (rhetorical analysis, genealogy,<br />

deconstruction, or a close reading using a combination of several<br />

approaches) and attempt a comparative analysis of the three.


116<br />

FURTHER READING<br />

Brown, Richard Harvey (1998) Toward a Democratic Science. Scientific<br />

Narration and Civic Communication. New Haven, CT: Yale University<br />

Pre<strong>ss</strong>.<br />

Nash, Cristopher (ed.) (1990) Narrative in Culture. The Uses of<br />

Storytelling in the Sciences, Philosophy and Literature. London:<br />

Routledge.<br />

Nelson, John S., Megill, Allan, and McCloskey, D.N. (eds) The Rhetoric<br />

of Human Sciences. Madison, WI: University of Wisconsin Pre<strong>ss</strong>.<br />

Notes<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

1 This is not a fancy reading by an exaggeratingly literary mind. Defoe was a journalist<br />

and a pamphletist, famous for his Giving Alms No Charity and Employing the<br />

Poor A Grievance to the Nation, published in 1704 (Karl Polanyi, 1944).<br />

2 Although the notion of US hegemony remains unquestioned.<br />

3 See Gavin Kendall and Gary Wickham’s Using Foucault’s Methods (1998).


9<br />

Writing Social Science<br />

Mimesis, or how to represent the world 117<br />

Plot, or how to theorize 122<br />

Notes 130<br />

As mentioned in Chapter 2, there are three elements to a <strong>narrative</strong>: chronicle,<br />

mimesis, and plot.As chronicle is usually not a problem in scientific writing, I<br />

will leave it aside and concentrate on mimesis and plot. 1<br />

Mimesis, or how to represent the world<br />

In this book, the notion of mimesis, as representation of the world in a text, is<br />

related to two elements of ‘the world’: the field of theory and the field of practice<br />

under study. In other words, I will make no big difference between writing<br />

a literature review and writing up a fieldwork. 2 Both need to re-present<br />

scientific literature or inscriptions of everyday life, and both need to emplot<br />

their representations.<br />

Problems with re-presentation<br />

A commonsense answer to a question:‘how to represent?’ is: faithfully. Reality<br />

should be re-created in the text. A scientific text should reflect what it<br />

describes, hopefully in a one-to-one correspondence.This should not be any<br />

problem as ‘facts speak for themselves’, and texts can be rendered loyally to the<br />

intentions of the authors.<br />

That this is po<strong>ss</strong>ible at all was questioned by Impre<strong>ss</strong>ionists in art and, by<br />

among others, Jorge Luis Borges in literature, 3 and finally in human sciences. 4<br />

The following problems emerged:


118<br />

• The incompatibility of worlds and words (Rorty, 1980; 1989): how can words<br />

be compared to that which they (purportedly) describe? A one-to-one<br />

correspondence is impo<strong>ss</strong>ible if media are different. 5 It is therefore sensible to<br />

think of representation of an object as involving production of another object<br />

‘which is intentionally related to the first by a certain coding convention<br />

which determines what counts as similar in the right way’ (Van Fraa<strong>ss</strong>en and<br />

Sigman, 1993: 74). Representation does not reflect; it creates.<br />

• The politics of representation (Latour, 1999): considering that there are always<br />

competing versions of the world in circulation, who, and by what criteria, has the<br />

right to judge them? This second problem is already a search for a solution to the<br />

first one: if facts do not speak for themselves, who will speak on their behalf ? How<br />

do conventions of coding arise? Who has the right to judge what is ‘the right way’?<br />

As these are complex queries, let me begin from the opposite end and ask:<br />

what is the purpose of skillful mimesis in a social science monograph? The<br />

common (academic) sense answer is: in the case of field material, to make readers<br />

feel as if they were there, in the field; in case of a literature review, to make readers<br />

feel as if they read the literature themselves. How to achieve these effects, if facts<br />

refuse to speak for themselves and a truly faithful rendering of somebody else’s<br />

text is plagiarism? There can be no normative answer to this question, only<br />

descriptive: I can tell the readers how authors try to achieve this effect.<br />

Words cannot be compared to non-words, only to other words.This means<br />

that, as Hayden White (1999) put it, all descriptions of historical objects (and<br />

social objects are historical) are nece<strong>ss</strong>arily figurative. In order to evoke in readers<br />

an image of something they have not seen, this image must be connected<br />

to something they have already seen, and tropes – figures of speech – are the<br />

linguistic means to achieve just this effect.The word metaphor which, in Greek,<br />

means a transport from one place to another, means exactly that in authorial<br />

practice: the reader is moved from ‘here’ to ‘there’, be it another physical setting<br />

or another book.Also, not for nothing are tropes figures of speech: they are<br />

the means to visualize,‘to paint with words’.<br />

White speaks of ‘figural realism’ which, as I read it, is identical to what<br />

Richard H. Brown called ‘symbolic realism’ (1977), with one important difference.While<br />

Brown considered symbolic realism as a kind of realism, counterpoised<br />

to, for example, scientific realism, White points out that all realism is<br />

nece<strong>ss</strong>arily symbolic – that is, figurative. Realism differs from other literary<br />

styles by the preference for certain tropes and not others (understatement<br />

rather than overstatement, to take an obvious example). Neverthele<strong>ss</strong>, the question<br />

still remains: how to produce a realistic representation?<br />

The setting<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

While mimesis is a task to be fulfilled throughout the thesis, it is in the description<br />

of the setting that it comes to the fore. Unfortunately, the setting description


WRITING SOCIAL SCIENCE 119<br />

tends to be the least attractive part of all theses, which pick up the pace when<br />

it comes to presentation of what has happened, rather than at the stage when<br />

it must be said ‘what it looked like’. It seems that many authors become exce<strong>ss</strong>ively<br />

conscious of a referential contract:‘I am writing to instruct, not to entertain,<br />

and you can go and check that my description is correct, if you wish.’ The<br />

problem is, as all educators know, that the ‘fictional’ and the ‘referential’ contracts<br />

are never separate; they only take on a different priority in different texts.<br />

In other words, it is difficult, if not impo<strong>ss</strong>ible, to instruct without pleasing, or<br />

entertaining, or moving, the readers.<br />

The setting, as the term indicates, describes the context of the phenomenon<br />

under scrutiny – in spatiotemporal terms. A literary context is other theories<br />

of the same or of similar phenomena, and it is important to locate them in their<br />

proper time and place.There are no universal theories; there are only theories<br />

with universalistic claims.They all come from a certain place at a certain time – see<br />

my attempts to contextualize Bittner’s text in Chapter 5. Common malpractices<br />

are disregarding the date of the original publication (so that the writings<br />

of Max Weber seem to be under the influence of the le<strong>ss</strong>ons he has learned<br />

from, let’s say, James G. March and Herbert Simon), or the implicit a<strong>ss</strong>umption<br />

that the insights ‘made in the USA’ are valid all over the world. Each text, even<br />

that of a cla<strong>ss</strong>ic, is like a letter – written in response to another text and with<br />

a hope of provoking an answer. It is not always easy to uncover the network of<br />

correspondents but acknowledgments and introductions are a good place to<br />

look for the clues.Also, sometimes a de-contextualization is an enriching move,<br />

but it must be preceded by a contextualization.<br />

These difficulties do not abate when it comes to a description of the setting<br />

of a field study. Even here the context is both spatial and temporal. Although<br />

the two can be presented jointly, as they are two aspects of the same description,<br />

I shall separate them for explication’s sake.<br />

In both cases, there are two alternative strategies, which in the case of temporal<br />

description can be called ‘feedforward’ and ‘feedback’. In the event of a<br />

feedforward strategy, a history of the phenomenon is presented (‘the story so<br />

far’). Sometimes a mere chronicle will do; if a complete history (written by<br />

somebody else) is quoted, it is important to pay attention to the work of<br />

emplotment so as not to buy a ready-made plot.The choice of the beginning<br />

is very important, as explained in Chapter 2.<br />

The choice of a feedback strategy means that the emphasis is on the description<br />

of ‘here and now’.The <strong>narrative</strong> reverses in time in a selective fashion –<br />

only that which will have relevance for the future plot needs to be included.<br />

Such selectivity is more difficult in a forward movement where a chronicle<br />

needs to be somewhat complete in order to be understandable, although the<br />

relevance is always pertinent.<br />

The two analogous strategies in describing the spatial dimension can be<br />

called, in photographic terms,‘zooming in’ and ‘zooming out’.The first move<br />

is from space to place: from describing a large context (a country, an industry,


120<br />

a global economy) to the concrete field under study, or even a site (‘a school<br />

in a suburb of a big city’).The second move performs an opposite operation:<br />

from a detailed description of a concrete place, it telescopes (again, selectively)<br />

to the whole world if the need be.<br />

Paul Atkinson, in his The Ethnographic Imagination (1990), gives many examples<br />

of the ethnographers’ descriptions of their settings, and calls attention to a<br />

rhetorical figure called hypothyposis: ‘the use of a highly graphic pa<strong>ss</strong>age of<br />

descriptive writing, which portrays a scene or action in a vivid and arresting<br />

manner’ (p. 71). In this way, he claims, an author establishes a <strong>narrative</strong> contract<br />

with a reader of a type I would call a hybrid of fictional and referential contracts:‘suspend<br />

your disbelief, and let me instruct you!’<br />

One impre<strong>ss</strong>ive way of combining all the four moves and thus creating an<br />

incentive – nay, an urge – to read further is Mike Davis’ Prologue to his City<br />

of Quartz: Excavating the Future in Los Angeles (1990).Appropriately titled ‘The<br />

view from futures past’, it begins in a zoom-in, feedback mode.The author –<br />

or anybody in his place – is standing ‘on the ruins of [Los Angeles’] alternative<br />

future … the foundations of the General A<strong>ss</strong>embly Hall of the Socialist<br />

city of Llano del Rio – Open Shop Los Angeles’s utopian antipode…’ (p. 3).<br />

Standing there, one can see the whole of Los Angeles County and look into<br />

the past.While the lens of the camera zooms out, the time goes back to 1914 –<br />

because this is when the story of the Llano utopia starts.The place determines<br />

the beginning of the story. Now the time starts moving forward, arriving at<br />

1990, when infamous city violence put the final end to the myth of a ‘desert<br />

sanctuary’.<br />

But this forward move traces only one history – that of the settlers and their<br />

dreams.The time machine goes back again to the same point and goes forward<br />

once more, following the trail of politicians, planners, and developers. At this<br />

point the focus changes to ‘here and now’, now properly contextualized. It is<br />

time for a hypothyposis:<br />

On May Day 1990 … I returned to the ruins of Llano del Rio to see if the walls would<br />

talk to me. Instead I found the Socialist City reinhabited by two twenty-year-old building<br />

laborers from El Salvador, camped out in the ruins of the old dairy and eager to<br />

talk to me in our mutually broken tongues. (1990: 12)<br />

The stage is set: the readers know that the action will take place in Los Angeles<br />

County in 1990, against the background of another place – a Utopia that never<br />

came into existence – and another time (the period 1914–90). Now, who will<br />

tell the story?<br />

Voices<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

While choosing the descriptive devices and strategies is a matter of skill or art,<br />

this other problem is more political in character. As the map must not be the


WRITING SOCIAL SCIENCE 121<br />

same as the territory, it is nece<strong>ss</strong>ary to silence some of the voices that form the<br />

polyphony of the world and to give some more space than others.<br />

Here the parallel between dealing with a field of theory and a field of practice<br />

is very clear. The problem is common: whom to include, whom to<br />

exclude, and who deserves which type of attention? In the field of theory we<br />

have a set of conventions to aid the writer, and a set of practices, more or le<strong>ss</strong><br />

recommendable. 6<br />

In brief, there are two main ways of dealing with other authors’ texts. One<br />

is exegetic – that is, aiming at an explanation or a critical interpretation of a text.<br />

In this mode the other author’s text is focused on: as a model or as an object<br />

of criticism.The main thing is then to re-present the other text as well as po<strong>ss</strong>ible<br />

(that is, choosing appropriate tropes to connect the monograph to the text<br />

it analyzes) and then take a stance: admiring, apologetic, critical, a ‘step beyond’.<br />

The other, much more common in practice but rarely mentioned in prudish<br />

how-to-write-science books, is an inspired mode (Rorty, 1992, contrasts it with<br />

‘methodical’ reading), very close to de Certeau’s (1984/1988) idea of reading as<br />

poaching. In this mode, the other’s text is re-contextualized for the purposes of<br />

the monograph. The author borrows (acknowledging the loan) notions and<br />

terms coined by others to use them in the context of the monograph.<br />

The observation that the inspired mode of using other people’s texts is more<br />

frequent than the exegetic is not a proof of lax customs in academe: unle<strong>ss</strong> exegesis<br />

is the topic of a monograph, the inspired mode is much more relevant to<br />

the task at hand.<br />

What, however, about the field of practice, with its infinite multiplicity of<br />

voices and vocabularies, structured by power relations that include the social<br />

science writer? 7 The difficulty of representing the multiple voices in field studies<br />

8 was perhaps most sharply focused on in anthropology.After decades of allknowing<br />

anthropological texts that explained the ‘native ways of being’ to the<br />

‘more developed civilization’, a wave of political and ethical doubts pervaded<br />

the discipline (best summarized in the volumes edited by Clifford and Marcus,<br />

1986, and Marcus and Fischer, 1986). Many contributors to these volumes<br />

opted for a different, polyphonic ethnography, in which people could speak in<br />

their own voices, which led to much discu<strong>ss</strong>ion about whether it was in fact<br />

po<strong>ss</strong>ible.<br />

It is worth recalling that these anthropologists took inspiration from Mikhail<br />

Bakhtin (1981), who had in mind not a polyphony in which many people are<br />

speaking but something called heteroglo<strong>ss</strong>ia or ‘variegated speech’. This is an<br />

authorial strategy consisting of the fact that the author speaks different languages<br />

(dialects, slangs, etc.) in the text. There is no need for the illusion that ‘these<br />

people’ talk for themselves; indeed they do not. No reader suspects that the<br />

four narrators in Iain Pears’ novel (see Chapter 5) are speaking ‘themselves’. But<br />

the author pays them a compliment by making the reader clearly aware of the<br />

fact that different languages, dialects, idiolects (personal languages) are being<br />

spoken within one and the same linguistic tradition.


122<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

From this perspective it is easier to approach a suggestion coming from the<br />

sociology of science and technology: of meeting the duty of representation by<br />

giving voice even to non-humans (Woolgar, 1988; Latour, 1992). Latour (1996)<br />

put this suggestion into practice in his study I discu<strong>ss</strong> at more length in the<br />

next section, where ‘Aramis’ (an automated train system) got a voice of his (?)<br />

own.At a certain point in this story, Master and Pupil (who study Aramis’‘life’)<br />

have a heated exchange on the sensibility of such a move:‘Do you think I don’t<br />

know,’ barks the Master at the doubting Pupil,‘that giving Aramis a voice is but<br />

an anthropomorphization, creating a puppet with a voice?’ (p. 59).<br />

Thus social science ends up with a staged conversation in which the goal of<br />

political representation must live side by side with the awarene<strong>ss</strong> that we are<br />

performing an act of ventriloquism. This amounts to giving up the ambition<br />

of speaking on behalf of the Other in any literal sense, the ambition to be ‘a<br />

tribune for the unheard, a representer of the unseen, a kenner of the misconstrued’<br />

(Geertz, 1988: 133). But the fictivene<strong>ss</strong> of this polyphony, once revealed,<br />

relieves social scientists from the criticism of silencing the voices. Social scientists<br />

do most harm when they impose their interpretations on what they claim<br />

are ‘authentic voices from the field’. If rendering these voices is the purpose,<br />

the way to go about it is to quit social science (silence one’s own voice) and to<br />

engage in the political activity of creating speaking platforms for those who are<br />

not heard.<br />

Mimesis is therefore not an easy matter but not the last problem to tackle<br />

when writing a monograph. It lies in the rhetorical tradition to differentiate<br />

between mimesis (a description) and emplotment (an arrangement). But this<br />

differentiation makes only an analytical sense: it is obvious that each description<br />

must be arranged. This arrangement can be coherent with the arrangement<br />

of the whole text, or incoherent with it. In other words, mimesis can<br />

corroborate the plot or oppose it. Although it is po<strong>ss</strong>ible to think of a mimesis<br />

opposing the plot and therefore contributing to some kind of a meta-plot,<br />

it is safe to a<strong>ss</strong>ume that, in a social science monograph, an attempt at coherence<br />

is still a virtue. Additionally, as I have pointed out in Chapter 6, the mode of<br />

description justifies the plot (princes do not marry dirty prince<strong>ss</strong>es). I will suggest<br />

further that description should be subordinated to the requirements of the<br />

plot, not least in its volume: the descriptive material that is not needed in this<br />

function can be saved in an appendix. From all this it is obvious that, in my<br />

view, emplotment is the crucial part of writing a social science monograph –<br />

and the most difficult.<br />

Plot, or how to theorize<br />

Emplotment (a term introduced by Hayden White, 1973, who ventured to say<br />

that historians do not find plot in history but put it in themselves) means introducing<br />

structure that allows making sense of the events reported.Traditionally,


it responds to a question:‘why?’ – where, in a positivist view, the answer should<br />

be formulated in terms of causal laws; in a romantic view, in terms of motives;<br />

in post-positivist, post-romantic discourse (Brown, 1989), it a<strong>ss</strong>umes the form<br />

of showing ‘how come?’ where laws of nature, human intentions and random<br />

events form a hybrid mixture.<br />

Inherited structures<br />

The easiest way of introducing a structure is by means of chronology, or what<br />

Mandler Matter called a temporal connection (Chapter 6). Still, there are several<br />

types of chronologies that might be used. Let us look at a cla<strong>ss</strong>ic form of<br />

a thesis (a formal oration in Greek rhetoric):<br />

1 Exordium: catches the audience’s interest while introducing the subject.<br />

2 Narration: sets forth the facts.<br />

3 Proposition (or Division): sets forth points stipulated and points to be<br />

contested (states the case).<br />

4 Proof: sets forth the arguments in support of the case.<br />

5 Refutation: refutes opponents’ arguments.<br />

6 Peroration: sums up arguments and stirs audience. (Lanham, 1991)<br />

This is an interesting example of how a meaningful structure becomes<br />

mechanical and a theory becomes pure chronology. The structure looks as it<br />

does because it was considered to work best (in the sense of doing persuasion<br />

work); in time, however, it became simply a chronology of a speech. I am quoting<br />

it partly to show how close it is to what is considered a conventional structure<br />

of a thesis, but also how meaningful persuasive devices can become<br />

mechanical by the fact that they are often repeated.<br />

The following is a traditional structure of a thesis, shared by an article and a<br />

monograph alike (although an article has to cramp it into a much shorter space<br />

and the reader has to ‘unstuff ’ it, like a big file that arrives ‘zipped’):<br />

1 Problem/I<strong>ss</strong>ue/Aims (Exordium)<br />

2 Literature Review<br />

3 Hypotheses (Proposition)<br />

4 Method<br />

5 Results (Narration)<br />

6 Discu<strong>ss</strong>ion (Proof)<br />

7 Conclusion (Peroration)<br />

WRITING SOCIAL SCIENCE 123<br />

The similarity is obvious, and it is no coincidence: the structure of a thesis has<br />

developed from the structure of an oration. But a thesis, in Ricoeur’s terms, is<br />

a written, not a spoken discourse (the traditional structure is worth remembering


124<br />

when preparing an overhead presentation of a thesis!). A contemporary thesis<br />

is grounded in forensic rhetoric but has some addition of a deliberative<br />

rhetoric: thus a ‘Literature Review’.What was written before is important in<br />

another way than previous precedents are important in court.The truly modern<br />

addition is the ‘Method’: positivism’s contribution to cla<strong>ss</strong>ical rhetoric.<br />

Not all monographs comply with this structure. It can be called a structure of<br />

a deductive thesis. An inductive thesis, let us say a thesis written in the spirit of<br />

the grounded theory approach (Glaser and Strau<strong>ss</strong>, 1967), might look as follows:<br />

1 There is something strange going on in the world... (Exordium).<br />

2 Has somebody else explained it? (Literature review). If not:<br />

3 I’d better go and learn more about it. But how? (Method).<br />

4 Now that I have understood it, I will try to explain it to others. So, let<br />

me tell you a story ... (Narration).<br />

5 Now, what does it remind me of? Is there somebody else who thinks<br />

similarly? (Proof).<br />

6 This is the end (and the point) of my story (Peroration).<br />

Clearly another variation of both cla<strong>ss</strong>ical oration plus the modern addenda.<br />

Like their cla<strong>ss</strong>ical predece<strong>ss</strong>ors, these structures hope for the persuasion effect.<br />

Like their cla<strong>ss</strong>ical predece<strong>ss</strong>ors, however, they also follow chronology – not of<br />

the oration, but of research itself.<br />

This kind of temporal structuring produces as many problems as it solves.<br />

First of all, novices in the craft of research (Booth et al., 1995) often suffer from<br />

its insincerity. It is well known that research seldom goes as planned.What to<br />

do? Report all moves back and forth, hesitations, and mistakes? This can be<br />

turned into an art, but most often it is not. Lie, therefore, and suffer?<br />

This problem (fact or fiction of research?) is neverthele<strong>ss</strong> secondary. The<br />

main question is still the cla<strong>ss</strong>ic one: will it persuade? And although it is not a<br />

question that can ever be answered once and for all, the suggestion can be<br />

made that this kind of mechanical structuring is usually inferior to a succe<strong>ss</strong>ful<br />

emplotment.What is, then, a succe<strong>ss</strong>ful emplotment? I suggest that plot can<br />

be fruitfully considered to be the work’s theory, which can then serve to structure<br />

a monograph substantially rather than formally.<br />

Plots<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Aristotle already differentiated between a simple story (‘a <strong>narrative</strong> of events<br />

arranged in their time sequence’) and a plot that arranges them according to a<br />

sense of causality (Encyclopaedia Britannica, 1989: 523).<br />

As mentioned in Chapter 1, Donald Polkinghorne (1987) dedicated much<br />

attention to the role of the plot and its po<strong>ss</strong>ible uses in the human sciences:<br />

‘The plot functions to transform a chronicle or listing of events into a schematic


WRITING SOCIAL SCIENCE 125<br />

whole by highlighting and recognizing the contribution that certain events<br />

make to the development of the whole’ (pp. 18–19). But not only that: a plot<br />

can weave into the story the historical and social context, information about<br />

physical laws, and thoughts and feelings reported by people. ‘A plot has the<br />

capacity to articulate and consolidate complex threads of multiple activities by<br />

means of the overlay of subplots’ (p. 19).This is an important property from the<br />

point of view of social scientists, faced often with the fact that, as many things<br />

happen simultaneously, a simple chronology is not sufficient to tell a story.<br />

Consequently, most social science texts – but also novels, for that matter –<br />

contain more than one plot, which must be connected to one another. Such a<br />

combination of plots is usually achieved, says Todorov (1971/1977), by one of<br />

two strategies: linking (coordination), i.e. adding simple plots to one another so<br />

they fit, and embedding (subordination), i.e. setting one plot inside the other.<br />

One can add, after Hayden White (1973), that, like a historian, a social scientist<br />

confronts ‘a veritable chaos of events already constituted, out of which he<br />

must choose the elements of the story he would tell’ (p. 6, footnote 5). Thus<br />

the nece<strong>ss</strong>ity for two additional tactics: exclusion and emphasis (also, embedding<br />

can serve both combination and selection). Outcome-embedded stories have<br />

plots subordinated to one another in a sequence (the outcome of one episode<br />

determines the plot of the next), whereas the ending-embedded stories have<br />

all plots subordinated to the one that is revealed at the end (Mandler, 1984).<br />

Temporal connections are not enough: a <strong>narrative</strong> whose elements are connected<br />

by succe<strong>ss</strong>ion only (‘It rained on Monday, I bought a car on Tuesday’), is<br />

not a story. To become a plotted story, the elements, or episodes, need also to<br />

be related by transformation (Todorov, 1978/1990). This can be achieved by<br />

adding a third episode (‘I have had enough of for ever getting wet when biking’).The<br />

episodes are still sequential but chronology now also stands for causality.An<br />

emplotted <strong>narrative</strong> thus involves not only a syntagmatic dimension but<br />

also a paradigmatic one: actions and events are not only connected but also<br />

transformed (substituted). Adding new elements is an exercise in mimesis; it<br />

does not make a <strong>narrative</strong> into a story. This is the meaning of the traditional<br />

criticism of scientific texts that are ‘only descriptive’. Theory is the plot of a<br />

thesis.<br />

Marie-Laure Ryan (1993; see Chapter 1) made a useful list of steps to be<br />

taken in the work of emplotment:<br />

• Constructing characters (which, in social science texts, are often non-human: an<br />

economic decline, growing unemployment, a new computer technology).<br />

• Attributing functions to single events and actions.<br />

• Finding an interpretative theme.<br />

The chronology of this list is somewhat convoluted: while an interpretative<br />

theme is found via construction of characters and attributing functions to<br />

events and actions, once found it rules over the other two. In other words, an


126<br />

interpretative theme emerges while the writer is trying out characters and<br />

functions but, once it has been decided upon, the text needs a tighter adjustment:<br />

thus the saying that, after having written the last chapter, one has to go<br />

back and rewrite the rest.<br />

As I said before, there is a tendency in social science texts, not only in economics,<br />

for ending-embedded plots. All the text is supposed to be geared<br />

toward ‘the conclusions’. Yet there is a po<strong>ss</strong>ibility that the outcome of one<br />

episode will change the structure – of the next episode or of the whole text.<br />

The writer might admit to the readers that the first hypothesis had not worked<br />

and that the whole study had to change accordingly. In the next section I shall<br />

quote an example of such a complex and unexpected plot.<br />

A story rich in plots<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

I shall now examine a monograph that contains several plots, uses both temporal<br />

connections (sequentiality) and causal connections (both causality and<br />

intentionality), and joins succe<strong>ss</strong>ion and transformation. It has three main characters<br />

– Aramis, the Master, and his Pupil – and its interpretative theme (a thesis<br />

of a thesis) is that when humans fail to love machines properly, the machines<br />

die. All the events and actions are subordinated to this theme.<br />

Aramis or the Love of Technology (Latour, 1996) is a story of an automated<br />

train system that was tried in Paris and then abandoned. It begins, innocently<br />

enough, as a combination of two cla<strong>ss</strong>ic plots, one a detective story (who<br />

killed Aramis?) and the other a Bildungsroman, a story of a pupil learning from<br />

the master.The first plot depends for its pull on curiosity – the readers know<br />

the effects, Aramis is dead and buried in the Museum of Technology, and the<br />

cause is looked for – who did it? The second plot, embedded in the first,<br />

depends on the push of (mild) suspense: given Pupil’s hunger for knowledge<br />

and Master’s abundance of it, the readers might fairly surely expect an enlightened<br />

Pupil in the end, but they may count on various complications in his<br />

way.<br />

Complications, when they arrive, are not of the manageable kind that is the<br />

stuff of fairytales.The obstacles stand in the way, not only of the heroes or their<br />

action programs but also of the plots. The main plot, that of detecting those<br />

guilty of killing an innovation, proves to be unfeasible.At a certain point there<br />

are twenty contradictory interpretations offered for the demise of the Aramis<br />

project (Latour himself counts them elsewhere), all of them correct. Just before<br />

the final report has to be produced, the Master vanishes, not because the Pupil<br />

has to learn autonomy but because the Master has more important things to<br />

think about.<br />

What was a detective story turns into a tragic love story.Aramis has not been<br />

killed; it is just that nobody loved him enough to keep him alive. His le<strong>ss</strong> attractive


ival, the metro system VAL, is loved and lives happily in Lille; a new Aramis is<br />

being born in San Diego – will it live?<br />

The Bildungsroman turns into its opposite, a tormented inner journey of the<br />

Master into self-reflection, doubt, and fear.The Pupil gets his grade and tries<br />

to ignore the ramblings of his former Master, whose exce<strong>ss</strong>ive reflection makes<br />

him turn against the sacred values of science. Hardly a conventional ending for<br />

a social science study.<br />

The device of changing horses in the middle of the river (that is, transforming<br />

the main plots of the story) is a tricky busine<strong>ss</strong>. One danger is obvious:<br />

the author might drown. Aramis, Master, and their author survive the<br />

journey very well, but it does take a masterly driver.Another danger is with the<br />

readers: they may not like the play of plots as demonstrated in Bronwyn<br />

Davies’ study (1989; see Chapter 6). Readers might resort to murder in order<br />

to save ‘their’ plots, at least symbolically.<br />

Latour saved himself by doing a revolutionary transformation of plots but<br />

landing with another set of recognizable and legitimate plots. His text a<strong>ss</strong>umes<br />

a reader well familiar with all the variety of plots in both fiction and sociology.<br />

Such tricks may well be lost on some readers, but the main trick – emplotment –<br />

is exemplary even if not easily imitated.<br />

How can this emplotment be characterized? The text is coherent (actions<br />

and events have functions consistent with its interpretative scheme). At no<br />

point does the reader need to ask him or herself:‘Why does he tell me this?’ It<br />

has a basic plot structure and then plays around it: by complicating it, by introducing<br />

subplots and counter-plots. In other words, a rich plot equals a well<br />

thought-out theory, which in social science monographs, unlike in novels, is<br />

explicitly articulated (at the end or at the beginning).<br />

Does this mean that the conventional structure needs to be abandoned? Not<br />

nece<strong>ss</strong>arily. My plea is that writers understand the purpose of the conventional<br />

structure and cease to treat it mechanically. Once understood, it can be followed,<br />

abandoned, or circumvented: it may become a frame within which a<br />

well plotted story is inserted.<br />

A simple plot that works<br />

WRITING SOCIAL SCIENCE 127<br />

While Latour’s text is a monograph reporting a field study, the other text I<br />

chose as an exemplar is usually cla<strong>ss</strong>ified as an e<strong>ss</strong>ay in the history of ideas.<br />

This is Albert O. Hirschman’s The Pa<strong>ss</strong>ions and the Interests (1977/1997). But<br />

it could be claimed that it is also a field study – a monograph in the history<br />

of economic thought. I perceive such blurring of genres as very fruitful:<br />

indeed, from the point of view of crafting the research text, there is no<br />

crucial difference between a field of practice and a field of theory, when the<br />

latter is considered a practice. An enunciation by a French engineer in


128<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Latour’s story can be analyzed in the same way as one by Montesquieu in<br />

Hirschman’s.<br />

Hirschman’s book proposes a striking thesis (interpretative scheme) which it<br />

then proves: contrary to most contemporary thinking, ‘interests’ are not the<br />

opposite of ‘pa<strong>ss</strong>ions’. Self-interest, that founding stone of capitalism, was<br />

chosen as the least wicked pa<strong>ss</strong>ion, able to curb others. His characters are<br />

basically schools of thought, represented by, but not identical to, their spokesmen<br />

(no woman among them), famous writers.<br />

The structure of the book is simplicity itself. It contains three parts: (1) How<br />

the Interests were Called Upon to Counteract the Pa<strong>ss</strong>ions; (2) How Economic<br />

Expansion was Expected to Improve the Political Order; and (3) Reflections<br />

on Episode in Intellectual History (observe how the titles practically tell the<br />

story).<br />

The first part is located in the Renai<strong>ss</strong>ance, as the epoch characterized by a<br />

new turn in the theory of the state. It had been felt that religion was no longer<br />

capable of restraining the destructive pa<strong>ss</strong>ions of human beings. Three alternatives<br />

have been considered: coercion and repre<strong>ss</strong>ion, education (socialization,<br />

indoctrination), and fighting pa<strong>ss</strong>ions with pa<strong>ss</strong>ions. Hirschman examines<br />

various circumstances that helped to establish the dominance of the last alternative<br />

in the seventeenth century. Machiavelli is an important source in this<br />

context. The attention moves to defining a pa<strong>ss</strong>ion that would have such a<br />

benevolent effect, with the well-known result that ‘One set of pa<strong>ss</strong>ions, hitherto<br />

known variously as greed, avarice, or love of lucre, could be usefully<br />

employed to oppose and bridle such other pa<strong>ss</strong>ions as ambition, lust for power,<br />

or sexual lust’ (Hirschman, 1977/1997: 41).<br />

The second part explains why this thesis attracted so little attention in<br />

political sciences and economic thought of later ages. Hirschman shows that<br />

while Montesquieu in France, for example, developed the thought that economic<br />

pursuits will improve political governance, Adam Smith disconnected<br />

the two, giving an economic, no longer political, justification to the pursuit of<br />

self-interest. In his view, ‘politics is the province of the “folly of men” while<br />

economic progre<strong>ss</strong>, like Candide’s garden, can be cultivated with succe<strong>ss</strong> provided<br />

such folly does not exceed some fairly ample and flexible limits’<br />

(1977/1997: 104).<br />

In the third part, Hirschman briefly takes up the developments in economic<br />

and political thought that followed (he then extended his analysis to the<br />

nineteenth and twentieth centuries in his Rival Views of Market Society, 1992).<br />

He shows how different are the present views of market and economy from<br />

those that are claimed to be their antecedents. His reflection concerns, most of<br />

all, a phenomenon rarely focused by other scholars: the intended but unrealized<br />

effects of ideas and decisions.


WRITING SOCIAL SCIENCE<br />

129<br />

Several aspects of Hirschman’s way of emplotment can be brought to<br />

light.To begin with, although chronology is obviously an element in a historical<br />

e<strong>ss</strong>ay, it does not have a structuring function here.The e<strong>ss</strong>ay is structured<br />

by an outcome-bounded causality: the first part presents the first<br />

episode in political thought, which is the basis of the second episode. The<br />

second episode, however, changes the outcome and therefore the future<br />

plot.The second episode ends up in a transformation: what started as a way<br />

of solving a political problem ended by being a justification for the autonomy<br />

of economy.The third part makes this transformation obvious and ironic:‘In<br />

sum, capitalism was supposed to accomplish exactly what was soon to be<br />

denounced as its worst feature’ (p. 132).<br />

How are the two first parts composed internally, if not sequentially? As<br />

Hirschman says himself, in the first part he puts his thesis together in ‘the laborious<br />

way … from bits and pieces of intellectual evidence’ (p. 69). Once it has<br />

been a<strong>ss</strong>embled, he sets it against various later schools of thought in the second<br />

part, to look for its traces.The plot tends toward Satire.<br />

There are several reasons for my choosing Hirschman’s book as an example<br />

here. The most obvious is that Hirschman is a superb writer (an expre<strong>ss</strong>ion<br />

used by Amarthya Sen in a preface to the 1997 edition), and all his books can<br />

be recommended as models for aspiring social scientists.The second reason is<br />

that Hirschman is truly a social scientist – while practically all disciplines claim<br />

his belongingne<strong>ss</strong>, he himself does not see much reason to observe disciplinary<br />

borders.Thirdly, Pa<strong>ss</strong>ions and Interests reacquired an uncanny relevance in times<br />

when it has become painfully clear that greed does not harne<strong>ss</strong> violence.After<br />

coercion and indoctrination failed as well, are there any alternatives left? Are<br />

there any new ones emerging? Hirschman’s text is important because of its<br />

contents and because of its form. Paying attention to the latter will only<br />

enhance the former.<br />

While the readers of this book might not be aiming at the stylistic heights<br />

of Hirschman and Latour (although why not?), my hope is to persuade them<br />

to develop a habit of semiotic reading. After having admired a scientific text<br />

for what it says, it is useful to ask how it says it.When habitual, such reflection<br />

may pay off generously in one’s own work.<br />

Social science texts, as a family of subgenres, might thus make skillful use of<br />

<strong>narrative</strong>s (although not only); it might also use the insights of literary theory as<br />

help in self-reflection. This can ease the escape from the inherited image of<br />

social science as a (still) defective natural science. I do not suggest that it should<br />

become a fiction instead. I argue for a conscious and reflective creation of a family<br />

of genres which recognizes its tradition without being paralyzed by it, which<br />

seeks inspiration in other genres without imitating them, and which derives<br />

confidence from the importance of its topic and from its own growing skills.


130<br />

Exercise 9.1: write your thesis!<br />

FURTHER READING<br />

EXERCISE<br />

Atkinson, Paul (1990) The Ethnographic Imagination. Textual<br />

Construction of Reality. London: Routledge.<br />

Booth, Wayne C., Colomb, Gregory G., and Williams, Joseph M. (1995)<br />

The Craft of Research. Chicago, IL: University of Chicago Pre<strong>ss</strong>.<br />

Golden-Biddle, Karen, and Locke, Karen D. (1997) Composing<br />

Qualitative Research. Thousand Oaks, CA: Sage.<br />

Hart, Chris (1998) Doing a Literature Review. Releasing the Social<br />

Science Research Imagination. London: Sage.<br />

Van Maanen, John (1988) Tales of the Field. On Writing Ethnography.<br />

Chicago, IL: University of Chicago Pre<strong>ss</strong>.<br />

Notes<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

1 This chapter is partly based on my ‘Writing a social science monograph’, in Clive<br />

Seale, et al. (eds) Qualitative Research Practice (Czarniawska, 2003c).<br />

2 There exist excellent sources that treat them separately: Becker (1986), Clifford and<br />

Marcus (1986), Hart (1998).<br />

3 In his ‘Del rigor en la ciencia’ (Historia universal de la infamia, 1935/1967) Borges<br />

tells a story of cartographers who created a map that was identical to the empire it<br />

represented.The next generation threw away the map and forgot cartography.<br />

4 Three volumes that are especially recommended to an interested reader are Levine<br />

(1993), R.H. Brown (1995),Van Maanen (1995).<br />

5 This is also relevant for pictorial representations of the world.<br />

6 I review these in A Narrative Approach to Organization Studies (1998).<br />

7 I am not suggesting that the field of theory isn’t politically structured, but it is usually<br />

easier to grasp its structure and choose one’s strategy (joining the mainstream,<br />

joining the avant-garde, opposing the mainstream, etc.).<br />

8 I develop this theme in Narrating the Organization (1997) and in Writing Management<br />

(1999).


10<br />

Narrativizing Social Sciences<br />

The dangerous stories from the field 131<br />

The worrisome stories of the field 132<br />

The hopeful <strong>narrative</strong>s 134<br />

Notes 137<br />

The social sciences are talking sciences, and achieve in texts, not elsewhere, the observability<br />

and practical objectivity of their phenomena.This is done in literary enterprises<br />

through the arts of reading and writing texts, … and by ‘shoving words around’.<br />

(Garfinkel et al., 1981: 133)<br />

Garfinkel, Lynch, and Livingston should know: they have watched laboratory<br />

science long enough to see how it differs from the social sciences – and<br />

how it is similar, too. But not everybody is so matter of fact in the question of<br />

‘talking sciences’. Although the attraction of <strong>narrative</strong> devices seems to be<br />

growing among social scientists, there are plenty of qualms about their use. Let<br />

me review some of the most common.<br />

The dangerous stories from the field<br />

One of the common worries, even among authors devoted to a <strong>narrative</strong><br />

approach, is the status of <strong>narrative</strong> material collected in the field.‘Facts, fictions,<br />

and fantasies’ runs the subtitle of Gabriel’s book on organizational storytelling,<br />

and he warns his readers, potential story collectors, of the danger<br />

of allowing our current fascination with text and <strong>narrative</strong> to occlude deeper i<strong>ss</strong>ues<br />

of justice, politics, and human suffering … Treating a story simply as text, disregarding<br />

the extent to which it deviates from or distorts facts and ignoring the effort and<br />

ingenuity that it demands, does grave injustice to story and storyteller alike. (Gabriel,<br />

2000: 241)


132<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

There are several worries in this warning and I will try to unpack them one<br />

by one.The first is that fictive stories do not inform the readers of the state of<br />

the world.This criticism becomes especially relevant in the face of the fact that<br />

many promoters of a <strong>narrative</strong> approach point out that there exist a great variety<br />

of fictive <strong>narrative</strong>s about various fields of practice (Waldo, 1968; Coser,<br />

1963/1972; Czarniawska-Joerges and Guillet de Monthoux, 1994). The critique<br />

of fiction in scientific work is often grounded in a confusion of two ways<br />

of understanding fiction: as that which does not exist and that which is not true<br />

(Lamarque, 1990). If we separate these two, it becomes obvious that Kafka’s<br />

Castle did not exist, and yet everything that was said about it may be true in<br />

the sense that it appears as insightful and credible in light of other texts on the<br />

absurdities of impersonal bureaucracy.<br />

But Gabriel’s (2000) worry concerns the impo<strong>ss</strong>ibility of telling facts from<br />

fictions in stories from the field. He agrees that fictive stories are interesting and<br />

worth analyzing, but he is afraid that they will be taken for facts. Indeed, it has<br />

been pointed out that there are no structural differences between fictional and<br />

factual <strong>narrative</strong>s (Veyne, 1988; see Chapter 1). How can a field researcher<br />

know which is which?<br />

A social science researcher knows that facts are fabricated (Latour, 1993b;<br />

Knorr Cetina, 1994) and wishes to know how they are fabricated. It is therefore<br />

up to the researcher to check the production certificate (by many a well-known<br />

method, like comparing stories, checking written documents, doing source<br />

analysis, etc.) or else take part in the production – that is, making this checking<br />

proce<strong>ss</strong> part of the research results. ‘Buying tall tales’ is not a requirement<br />

of a <strong>narrative</strong> approach.<br />

Yet another po<strong>ss</strong>ibility is that of shifting the focus from ‘what does a text<br />

say?’ to ‘what does a text do?’ (‘how does a text say what it says?’), thus eliminating<br />

the question: fact or fiction? But such ‘treating a story simply as a text’<br />

seems to Gabriel to do injustice to the story and to the storyteller – that is, to<br />

the social world. This danger is hard to understand, however. Looking for<br />

‘worlds in texts’ is not an expre<strong>ss</strong>ion of disinterest in justice, politics, and human<br />

suffering; it is founded in the ideas shared by ethnomethodologists and poststructuralists<br />

that texts are part of the world and need to be analyzed as such.<br />

One may think that text analysis is a good way of approaching the world or<br />

not, but it must not be mistaken for indifference toward the world.<br />

The worrisome stories of the field<br />

But worries about the status of the <strong>narrative</strong> material are relatively small compared<br />

to the worries about a ‘narrativized’ social science. Does anything go in<br />

social science writing?<br />

The first worry reflects the one formulated above, except that this time it<br />

concerns ‘the stories of the field’. How does one know whether a research


NARRATIVIZING SOCIAL SCIENCES 133<br />

report is ‘true’ if it openly admits to a use of <strong>narrative</strong> devices, of employing<br />

metaphors and concocting stories?<br />

To argue … that the writing of ethnography involves telling stories, making pictures,<br />

concocting symbolisms, and deploying tropes is commonly resisted, often fiercely,<br />

because of a confusion, endemic in the West since Plato at least, of the imagined with<br />

the imaginary, the fictional with the false, making things out with making them up.<br />

(Geertz, 1988: 140)<br />

Traditionally, a social science text was expected to demonstrate its ‘validity’<br />

(that is, its correspondence to the world) and ‘reliability’ (the guarantee that the<br />

same method will bring the same results). Alas, the correspondence theory of<br />

truth is untenable because the only things with which we can compare statements<br />

are other statements (Rorty, 1980). Whether one claims to speak of a<br />

reality or a fantasy, the value of utterances cannot be established by comparing<br />

them to their object but only by comparing them to other utterances.Words<br />

cannot be compared to worlds, and a look into actual validation practices<br />

reveals that they always consist in checking texts against other texts.<br />

It could be argued that the same observation shows that there exists reliability<br />

understood as replication. From the perspective held here, however, it<br />

could be claimed that results are repeated not because the correct method has<br />

repeatedly been applied to the same object of study but because institutionalized<br />

research practices tend to produce similar results. One can go even further<br />

and claim that results are as much part of practice as methods are. It is perhaps<br />

more accurate to speak of ‘conformity’ rather than reliability; it is not the results<br />

that are reliable but the researchers – who are conforming to dominant rules.<br />

Di<strong>ss</strong>atisfaction with positivist criteria for ‘good scientific texts’ and a wish for<br />

alternative guidelines led to a search for a new set of criteria – within the<br />

interpretive tradition.Thus Guba (1981) spoke of ‘trustworthine<strong>ss</strong>’ of naturalist<br />

studies (composed of truth value, applicability, consistency, and neutrality);<br />

Fisher (1987) spoke of ‘<strong>narrative</strong> probability’ (coherence) and ‘<strong>narrative</strong> fidelity’<br />

(truth value), constituting ‘<strong>narrative</strong> rationality’; while Golden-Biddle and<br />

Locke (1993) suggested authenticity, plausibility, and criticality as the ways in<br />

which ethnographic texts convince their audiences. Unfortunately, like the<br />

positivist criteria they criticize, these are again ostensive criteria of a text’s succe<strong>ss</strong><br />

(i.e. the attributes of a text that can be demonstrated and therefore applied a<br />

priori to determine a text’s succe<strong>ss</strong>).<br />

Reader-response theory has counteracted such objectivist reading theories<br />

(Iser, 1978) but, in turn, it subjectivized the act of reading, neglecting the institutional<br />

effect.Yet there is a limited repertoire of texts and responses at any given<br />

time and place, there are more and le<strong>ss</strong> legitimate responses, and there is fashion<br />

as a selection mechanism.The pragmatist theory of reading to which I am committed<br />

(Rorty, 1992) gives preference to performative criteria.These are not rules<br />

which, when observed by a writer, will guarantee the positive reception of his or<br />

her work, but descriptions that summarize typical justifications given when a


134<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

positive reception occurs. Such descriptions do not concern the text but, rather,<br />

the responses of the readers as reported in the legitimate vocabulary of the day.<br />

But the worries do not end. How is the reader to tell that he or she is reading<br />

social science and not fiction? It is perhaps not by accident that it is another<br />

anthropologist, Margery Wolf, who worries about ‘how one is to differentiate<br />

ethnography from fiction, other than in preface, footnotes, and other authorial<br />

devices’ (1992: 56).What can be said to be specific to social science writing –<br />

at least in terms of frequent use if not of intrinsic characteristics? Is there any<br />

‘core’ to this genre?<br />

As pointed out by McCloskey (1990a), social sciences use the whole tetrad of<br />

literary devices: facts and metaphors, logic and stories.While the methods of a<strong>ss</strong>ociation<br />

tend toward logic without ever reaching it (one could speak of a ‘logical<br />

stylization’), the methods of substitution are contained between metaphor and<br />

analogy. However, in genre analysis, the methods of substitution attract far greater<br />

attention than the methods of a<strong>ss</strong>ociation. One reason could be that the<br />

eighteenth-century ideal of science landed the social sciences in a country of things,<br />

where nouns (names) matter most. It has been a<strong>ss</strong>umed that, once you get your<br />

metaphors right, the story will tell itself. If the ‘sociology of verbs’ as postulated by<br />

John Law (1994) ever takes hold, however, the obscure arrows standing for vague<br />

connections, as in ‘it causes’,‘it influences’, or ‘it relates to’, will become the focus<br />

of social science. Causes how? Influences by what means? As Dvora Yanow (1996)<br />

provocatively asked, ‘How does a policy mean?’ Reflection upon the modes of<br />

a<strong>ss</strong>ociation has yet to be developed in the texts of the social sciences.<br />

Thus, the danger of social science being taken for literary fiction seems rather<br />

distant (the known cases were the other way around, that is, works suspected of<br />

being a fiction presenting themselves as social science, like it was the case with<br />

Castaneda 1 ). Consequently, the worry that by engaging in literary work, social<br />

scientists will become literary critics, thus problematizing the legitimacy of their<br />

own endeavor and/or losing out in competition with literary theorists, is not very<br />

substantial. This concern is a historical echo of a similar concern voiced when<br />

social sciences quite unreflectively imitated natural sciences, an imitation that, like<br />

every proce<strong>ss</strong> of translation, brought about some very interesting and some le<strong>ss</strong><br />

interesting results. No scientific discipline is, or has ever been, autarchic, so the<br />

question is not whether to imitate but whom and how.It is therefore time to consider<br />

the promises and hopes that a <strong>narrative</strong> approach, and the rapprochement<br />

with literature and literary theory it implies, might bring to social sciences.<br />

The hopeful <strong>narrative</strong>s<br />

To me, a <strong>narrative</strong> approach to social sciences opens at least three opportunities.The<br />

first is the extended use of texts as field material, connected to a variety


NARRATIVIZING SOCIAL SCIENCES 135<br />

of techniques permitting a text analysis. Factual or fictional, texts are the daily<br />

bread of social scientists, and the traditional preference for fabricating texts<br />

rather than collecting them might have been partly caused by an uncertainty<br />

about what to do with them.The typical solution to this problem was to count<br />

the texts (or anything in them that could be counted), and afterwards proceed<br />

as usual in social sciences (content analysis is, after all, an early example of the<br />

use of structuralism in social sciences).While quantification of texts and texts’<br />

elements might make perfect sense in many a context, it does not solve<br />

the problem of interpretation. A ‘counted text’ is a new text that must be<br />

interpreted.<br />

Here the question ‘how to imitate’ reappears. I signaled my stance while<br />

ironizing the ideas of ‘proper deconstruction’ and ‘correctly applied structural<br />

analysis’. Here is actually the ground for a differentiation between a theory of<br />

literature and a theory of society.While students of literature must show themselves<br />

worthy apprentices of such craftsmen as Derrida and Barthes, students of<br />

society must be able to say something interesting about society. In order to<br />

accomplish that, they need to move like all other readers, who, in de Certeau’s<br />

metaphor, ‘move acro<strong>ss</strong> lands belonging to someone else, like nomads poaching<br />

their way acro<strong>ss</strong> the fields they did not write, despoiling the wealth of<br />

Egypt to enjoy it themselves’ (1984/1988: 174). Poaching the other field’s<br />

methods and techniques but setting them to their own use. I do not think that<br />

there exists anything that must, should, or ought to ‘be done’ to <strong>narrative</strong>s.<br />

Every reading is an interpretation, and every interpretation is an a<strong>ss</strong>ociation:<br />

tying the text that is interpreted to other texts, other voices, other times and<br />

places. Much more important than a specific interpretative or analytical technique<br />

is the result: an interesting recontextualization.<br />

The second opportunity is creative borrowing of writing itself.‘Hybridizing<br />

the genre’ would perhaps be a fitting expre<strong>ss</strong>ion:<br />

To the few wooden tongues developed in academic journals, we should add the many<br />

genres and styles of narration invented by novelists, journalists, artists, cartoonists, scientists<br />

and philosophers.The reflexive character of our domain will be recognized in the<br />

future by the multiplicity of genres, not by the tedious presence of ‘reflexive loops’.<br />

(Latour, 1988: 173)<br />

What Margery Wolf said of anthropology could be applied to all social<br />

sciences. Each of them ‘is a discipline with very permeable borders, picking up<br />

methodologies, theories, and data from any source whatever that can provide<br />

the answers to our questions’ (Wolf, 1992: 51). All these ‘loans’ arrive in packages<br />

typical of the genre from which they have come.Traditionally, however,<br />

social scientists tended to ignore ‘the form’, insisting that it is the ‘pure contents’<br />

that are being tapped. Latour’s advice amounts to suggesting making a<br />

virtue out of a vice, an art out of an unreflective behavior.


136<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

The third opportunity is therefore genre reflection and analysis.The debate<br />

on what is good and bad writing can be replaced or at least aided by a discu<strong>ss</strong>ion<br />

of genres (i.e. institutionalized forms of writing). A genre analysis will reveal<br />

how institutional cla<strong>ss</strong>ifications are made and will thus render the works of<br />

science more comprehensible.<br />

But genre analysis is also a genre construction, an institution building, and<br />

as such it invites policing attempts: somebody must ‘protect the core’.As genre<br />

analysis in literature has shown, however, such protective policing leads to the<br />

suffocation of a genre in the worst case, to nothing in many cases, and to a<br />

development of a genre in the best case, as happened to the detective story<br />

(Czarniawska, 1999a). Neither paradoxicality nor conflict weakens a genre; on<br />

the contrary, they enhance its controlling power.And among the authors who<br />

operate in the gray zones are innovators: those who rejuvenate and reform the<br />

genre.<br />

Achieving an inventory and a description of genres not only allows for<br />

probabilistic estimates of succe<strong>ss</strong> but also allows us to understand deviations.<br />

Every avant-garde, every vibrant fringe, every edifying discourse feeds on the<br />

mainstream, on normal science, on systematizing discourse. By the same token,<br />

the ‘canonical tradition’ (MacIntyre, 1988) depends on deviations for its survival,<br />

and also owes its eventual demise to them.<br />

In my rendition, the <strong>narrative</strong> approach to social sciences does not offer a<br />

‘method’; neither does it have a ‘paradigm’, a set of procedures to check the<br />

correctne<strong>ss</strong> of its results. It gives acce<strong>ss</strong> to an ample bag of tricks – from traditional<br />

criticism through formalists to deconstruction – but it steers away from<br />

the idea that a ‘rigorously’ applied procedure would render ‘testable’ results.The<br />

use of <strong>narrative</strong> devices in social sciences should lead to more inspired reading,<br />

as Rorty (1992) calls it, and an inspired – and inspiring – writing.<br />

This book, as should be obvious by now, is grounded in a belief that social<br />

science, in order to matter more in the life of contemporary societies, 2 needs<br />

to reach readers outside its own circles. While the texts of disciplinary selfreflection<br />

will remain interesting and relevant for social scientists only (which<br />

does not mean that they should abandon any literary pretensions – social<br />

scientists love beautiful texts, too), the bulk of social science needs to be skillfully<br />

crafted.And the questions – from inside and outside – such as:‘is it valid?’<br />

‘is it reliable?’‘is it Science?’ should be replaced by such questions as: is it interesting?<br />

Is it relevant? Is it beautiful? In other words, I suggest that social scientists<br />

enter into a double contract with their readers, fictional and referential:<br />

suspend disbelief, as I intend to please you, but also activate disbelief, as I intend<br />

to instruct you. I have no doubts that the readers will manage both: after all,<br />

they are doing it all the time.


FURTHER READING<br />

Boje, David (2001) Narrative Methods for Organizational and<br />

Communication Research. London: Sage.<br />

Brown, Richard Harvey (1998) Toward a Democratic Science. Scientific<br />

Narration and Civic Communication. New Haven, CT: Yale University<br />

Pre<strong>ss</strong>.<br />

Czarniawska, Barbara and Gagliardi, Pasquale (eds) (2003) Narratives<br />

We Organize by. Amsterdam: John Benjamins.<br />

Flyvbjerg, Bent (2001) Making Social Science Matter: Why Social<br />

Inquiry Fails and How It Can Succeed Again. Cambridge: Cambridge<br />

University Pre<strong>ss</strong>.<br />

Gabriel, Yiannis (ed.) (2004) Myths, Stories, and Organizations:<br />

Premodern Narratives of Our Times. Oxford: Oxford University Pre<strong>ss</strong>.<br />

Notes<br />

NARRATIVIZING SOCIAL SCIENCES 137<br />

1 Carlos Castaneda’s The Teachings of Don Juan (1968) is a di<strong>ss</strong>ertation on the sociology<br />

of knowledge where Don Juan, the ‘native informant’, introduces Castaneda to<br />

a system of knowledge alternative to the Western one (and mediated by hallucinogenic<br />

drugs).<br />

2 See also Flyvbjerg’s impa<strong>ss</strong>ionate call for ‘a social science that matters’ (2001).


Glo<strong>ss</strong>ary<br />

Actant<br />

A central notion in Algirdas Greimas’ version of structural analysis. Actant is ‘that<br />

which accomplishes or undergoes an act’ (Greimas and Courtés, 1982: 5). It has<br />

been introduced to replace the terms ‘character’ and dramatis persona as it<br />

applies not only to human beings but also to animals, objects, and concepts.<br />

Apology (also apologia)<br />

A speech or a text presenting a defense or a justification (of somebody or something)<br />

against an actual or potential accusation. For example, it is sometimes<br />

claimed that social sciences are apologetic about the use of power. It is different<br />

from eulogy in that it admits the potentiality of a critique.<br />

Bildungsroman<br />

A novel describing the protagonist’s formative years, spiritual education, or a quest<br />

for knowledge. It is about education but its intention is to educate the reader.<br />

Dramatist analysis<br />

An analytic scheme proposed by Kenneth Burke (1945/1969) that checks the<br />

congruence between five aspects of a story: Scene, Act, Agent, Agency, and<br />

Purpose (the so-called Burke’s Pentad).<br />

Emplotment (also plotting)<br />

A term coined by Hegel in his ‘theory of historical emplotment’, popularized by<br />

Hayden White (1973). Originally used in the context of historical works, it meant<br />

an introduction of a literary structure into a chronological account, thus turning it<br />

into a ‘history’.<br />

Ending-embedded plot<br />

A story in which the logical connection between various episodes becomes visible<br />

in the end; the end justifies the structure of the story (see also outcome-embedded<br />

plot).<br />

Eulogy (also eulogia)<br />

A speech or a text filled with praise and commendation for a person or a thing;<br />

opposite of critique (see also apology).<br />

Exegesis<br />

A thorough exposition complete with glo<strong>ss</strong>es and explanations. Originally, the critical<br />

interpretation of a biblical text to discover its intended meaning.<br />

Formalism<br />

The term comes from mathematics and denotes a view that mathematics concerns<br />

manipulation of symbols according to prescribed structural rules. Applied to arts,


GLOSSARY 139<br />

it is a view that in interactions with works of art, form should be given primacy. This<br />

view was espoused by a Ru<strong>ss</strong>ian group of literary theorists in the 1920s.<br />

Hermeneutic circle (also hermeneutic spiral, hermeneutic arc)<br />

The a<strong>ss</strong>umption, in the theory of interpretation, that the unknown can only be comprehended<br />

via the mediation of what is already known.<br />

Hermeneutics<br />

Originally denoting the theory of interpretation of the Scriptures, it is now used<br />

more generally to signify the philosophy and theory of interpretation.<br />

Hyperbole<br />

A rhetorical device consisting in using exaggerated or extravagant terms – for<br />

emphasis.<br />

Hypothyposis<br />

A visually powerful, vivid description.<br />

Intentio auctoris<br />

A theory of interpretation that a<strong>ss</strong>umes that the purpose of reading is to deduce<br />

the author’s intentions (originally, God’s intentions in the Scriptures).<br />

Intentio lectoris<br />

A theory of interpretation that suggests looking for the reader’s intentions (that is,<br />

the reader’s reception of a text).<br />

Intentio operis<br />

A term coined by Umberto Eco (1992) in opposition to an idea of a ‘unlimited semiosis’<br />

– that is, the idea that each text can be interpreted in unlimited numbers of<br />

ways. While the text says both more and le<strong>ss</strong> than its author intended, its readers<br />

rarely interpret it whimsically or randomly.<br />

Kairos<br />

The Greek god of ‘right’ or ‘proper’ time, different from Chronos, who took care of<br />

‘linear’ time. Kairotic time is punctuated by important events, not by time units; it<br />

does not ‘pa<strong>ss</strong>’ but ‘runs forward’ or ‘stands still’.<br />

Metonymy<br />

A rhetorical trope that substitutes cause for effect or effect for cause (where<br />

causality is sometimes deduced from proximity in space or time), or a proper name<br />

for one of its qualities or vice versa.<br />

Mimesis<br />

Imitation; of another person’s words or actions but also representation of the world<br />

in poetry, prose, and art.<br />

Narrative trajectory<br />

One of the concepts in Algirdas Greimas’ version of structuralist analysis: a logically<br />

connected chain of <strong>narrative</strong> programs (changes of state produced by<br />

actants).<br />

Outcome-embedded plot<br />

A story in which the contents of an episode are the consequence of the outcome<br />

of the previous episode; the structure of the story is contingent on what happens<br />

in the story (see also end-embedded plot).


140<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Paradigm<br />

In the context of <strong>narrative</strong>, the way in which the elements in a <strong>narrative</strong> can be<br />

replaced by one another; the mode of substitution (see also syntagm).<br />

Polyphony<br />

Many voices speaking in a text (as opposed to monophony, where only the narrator<br />

has a voice). Close to it is Bakhtin’s (1928/1985) concept of variegated<br />

speech (heteroglo<strong>ss</strong>ia) where there are not only many voices but where they also<br />

speak in different dialects.<br />

Poststructuralism<br />

A reaction to, but also a continuation of, structuralism. A deconstructive approach<br />

to texts, revealing their structure as imposed or constructed, often in spite of the<br />

author’s declared intentions.<br />

Reader-response theory<br />

The theory of interpretation according to which meaning is the product of an interaction<br />

between a text and a reader (Iser, 1978). Thus, the text or the author does<br />

not determine the text’s interpretation, but neither are readers free to interpret as<br />

they wish. The term is close to Eco’s intentio operis, but gives equal importance<br />

to the text and the reader.<br />

Semantics<br />

A theory of meaning; different from semiology/semiotics.<br />

Semiology; semiotics<br />

A theory of signs. The first term is often used in the continental context (the term<br />

was introduced by the Swi<strong>ss</strong> linguist, Ferdinand de Sau<strong>ss</strong>ure), the second in the<br />

Anglo-Saxon context (the term was introduced by John Locke and elaborated by<br />

Charles Peirce).<br />

Signature<br />

The visible presence of the author’s voice in a text, or lack of it. Geertz (1988)<br />

speaks of ‘author-saturated’ (visible signature) and ‘author-evacuated’ (effaced<br />

signature) texts.<br />

Structuralism<br />

A distinctive but varied school of thought in the social and human sciences. It is<br />

po<strong>ss</strong>ible to speak about US structuralism (initiated by the linguist, Leonard<br />

Bloomfield, and popularized by Noam Chomsky) and European structuralism (beginning<br />

with the Swi<strong>ss</strong> linguist, Ferdinand de Sau<strong>ss</strong>ure, and continuing with Claude<br />

Lévi-Strau<strong>ss</strong>, Algirdas Greimas, et al.). It looks for ‘deep structures’ in discourses<br />

and texts that are supposed to expre<strong>ss</strong> ‘human nature’, ‘the basic structure of the<br />

language’, or ‘the character of a society’.<br />

Synecdoche<br />

A rhetorical trope that substitutes part for whole, genus for species, or vice versa.<br />

Syntagm (also syntagma)<br />

The way the elements in a <strong>narrative</strong> are connected to each other; the mode of<br />

a<strong>ss</strong>ociation (see also paradigm).


Travelogue<br />

A text, film, or illustrated lecture about places and people encountered in the<br />

course of travel.<br />

Notes<br />

GLOSSARY 141<br />

Apart from works quoted directly, this glo<strong>ss</strong>ary has been compiled with the help of the<br />

following sources:<br />

Audi, Robert (ed.) (1995) The Cambridge Dictionary of Philosophy. Cambridge: Cambridge<br />

University Pre<strong>ss</strong>.<br />

Encyclopaedia Britannica (1989) Chicago, IL: Encyclopaedia Britannica.<br />

Greimas, Algirdas Julien and Courtés, Joseph (1982) Semiotics and Language. An<br />

Analytical Dictionary. Bloomington, IN: Indiana University Pre<strong>ss</strong>.<br />

Lanham, Richard A. (1991) A Handlist of Rhetorical Terms. Berkeley, CA: University of<br />

California Pre<strong>ss</strong>.<br />

Oxford English Dictionary, The New Shorter (1993) Oxford: Clarendon Pre<strong>ss</strong>.<br />

Sini, Carlo (ed.) (1992) Filosofia (Dizionario). Milan: Jaca Book.


References<br />

Agger, Ben (1990) The Decline of Discourse. Reading, Writing and Resistance in Postmodern<br />

Capitalism. Bristol, PA: Falmer Pre<strong>ss</strong>.<br />

Akins, Kathleen (1993) ‘What is it like to be boring and myopic?’, in Bo Dahlbom (ed.)<br />

Dennet and His Critics. Oxford: Blackwell, 124–60.<br />

Apolito, Paolo (1990) Dice che hanno visto la Madonna. Bologna: Il Mulino. English translation<br />

(1998): Apparitions of the Madonna at Oliveto Citra. University Park, PA:<br />

Pennsylvania State University Pre<strong>ss</strong>.<br />

Ashmore, Malcolm (1989) The Reflexive Thesis. Wrighting Sociology of Scientific<br />

Knowledge. Chicago, IL: University of Chicago Pre<strong>ss</strong>.<br />

Atkinson, Paul (1990) The Ethnographic Imagination. Textual Constructions of Reality.<br />

London: Routledge.<br />

Atkinson, Paul, and Silverman, David (1997) ‘Kundera’s Immortality: the interview<br />

society and the invention of the self,’ Qualitative Inquiry, 3 (3): 304–25.<br />

Audi, Robert (ed.) (1995) The Cambridge Dictionary of Philosophy. Cambridge:<br />

Cambridge University Pre<strong>ss</strong>.<br />

Bakhtin, Mikhail M. (1981) ‘Discourse in the novel’, in Mikhail Bakhtin, The Dialogic<br />

Imagination. Four E<strong>ss</strong>ays. Austin,TX: University of Texas Pre<strong>ss</strong>, 259–422.<br />

Bakhtin, Mikhail M./Medvedev, P.N. (1928/1985) The Formal Method in Literary<br />

Scholarship. A Crtitical Introduction to Sociological Poetics. Cambridge, MA: Harvard<br />

University Pre<strong>ss</strong>.<br />

Barthes, Roland (1966/1977) ‘Introduction to the structural analysis of <strong>narrative</strong>s’, in<br />

Roland Barthes, Image-Music-Text (trans. Stephen Heath). Glasgow: Collins, 79–124.<br />

Barthes, Roland (1979) ‘From work to text’, in Josué V. Harrari (ed.) Textual Strategies.<br />

Perspectives in Post-structuralist Criticism. Ithaca, NY: Methuen, 73–81.<br />

Bartlett, Frederick C. (1932) Remembering: A Study in Experimental and Social Psychology.<br />

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Nash, Christopher (ed.) (1990) Narrative in Culture: The Uses of Storytelling in Sciences,<br />

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Author Index<br />

Abelson, Robert 82, 151<br />

Agger, Ben 115, 142<br />

Akins, Kathleen 75, 142<br />

Apolito, Paolo 33, 142<br />

Ashmore, Malcolm 114, 115, 142<br />

Atkinson, Paul 49, 120, 130, 142, 146<br />

Audi, Robert 141, 142<br />

Bakhtin, Mikhail M. 2, 62, 76, 121, 140, 142<br />

Barnard, Chester 112–13, 115<br />

Barthes, Roland 1, 2, 17, 66, 76, 135, 142<br />

Bartlett, Frederick C. 82, 142<br />

Baudouin de Courtenay, Jan Niecislaw 2, 96<br />

Becker, Howard S. 4, 130, 142<br />

Benedict, Ruth 107<br />

Berger, Peter 4, 50, 142<br />

Berman, Marshall 11, 142<br />

Bittner, Egon 72–4, 119, 142<br />

Blumer, Herbert 4<br />

Boje, David 38–40, 42, 46, 137, 142<br />

Boland, Richard J. Jr 37–8, 45, 142<br />

Booth, Wayne C. 124, 130, 143<br />

Borges, Jorge Luis 122, 130<br />

Bourdieu, Pierre 52, 143<br />

Brown, Richard H. 2, 10, 14, 16, 32, 61,<br />

115, 116, 118, 123, 130, 137, 143<br />

Bruner, Jerome 3, 7–9, 15, 16, 42, 79,<br />

82, 143<br />

Bru<strong>ss</strong>, Elisabeth W. 5, 6, 68–9, 143<br />

Buhr, Regina 37, 147<br />

Burke, Kenneth 3, 53, 84, 103–4,<br />

138, 143<br />

Burrell, Gibson 95, 143<br />

Calás, Marta B. 61, 112–15, 143<br />

Cappetti, Carla 115, 143<br />

Castaneda, Carlos 134, 137, 143<br />

Chomsky, Naom 2, 140<br />

Cicourel, Aaron 4<br />

Clark, Burton R. 36–7, 143<br />

Clifford, James 115, 121, 130, 143<br />

Colomb, Gregory G. 130, 143<br />

Connerton, Paul 33, 46, 52, 143<br />

Cooren, François 86, 87, 143<br />

Corvellec, Hervé 23, 143<br />

Coser, Lewis A. 132, 143<br />

Courtés, Joseph 79–80, 141, 146<br />

Culler, Jonathan 84, 143<br />

Curtis, Ron 3, 143<br />

Davies, Bronwyn 5, 88–91, 101, 111,<br />

127, 144<br />

Davis, Mike 120, 144<br />

de Certeau, Michel 45, 91, 121, 135, 144<br />

Defoe, Daniel 109–16<br />

Denzin, Norman K. 144<br />

Derrida, Jacques 96, 112, 135, 144<br />

de Sau<strong>ss</strong>ure, Ferdinand 2, 76, 140, 145<br />

DeVault, Marjorie L. 62, 68, 145<br />

Dewey, John 67<br />

Eco, Umberto 34–5, 60, 63–4, 67–9,<br />

73, 75, 138, 139, 145<br />

Edmondson, Ricca 102, 115, 145<br />

Edwards, J.A. 50, 145<br />

Eräsaari, Leena 93–4, 145<br />

Evans-Pritchard, Edward E. 106<br />

Feldman, Martha 96, 145<br />

Fineman, Stephen 42, 145<br />

Fischer, Michael M.J. 121, 149<br />

Fish, Stanley 68, 145<br />

Fisher, Walter R. 3, 10–2, 14, 15, 133, 145<br />

Flanagan, John C. 43–4, 55, 145<br />

Flyvbjerg, Bent 137, 145<br />

Foucault, Michel 89, 112–13, 116, 145<br />

Fournier, Valérie 58, 145<br />

Frye, Northrop 2, 60, 145<br />

Fukuyama, Francis 12, 145<br />

Gabriel, Yiannis 24, 39, 40–3, 46, 50,<br />

55, 62, 131–2, 137, 145<br />

Gadamer, Hans-Georg 2, 64–9, 75, 145<br />

Gagliardi, Pasquale 40, 137, 144<br />

Garfinkel, Harold 4, 16, 73, 131, 145<br />

Geertz, Clifford 3, 61, 105–8, 122,<br />

133, 140, 145, 146<br />

George, Kenneth M. 33, 149<br />

Gergen, Kenneth J. 31, 151<br />

Gherardi, Silvia 95, 146


154<br />

NARRATIVES IN SOCIAL SCIENCE RESEARCH<br />

Gibson, William 70<br />

Gilbert, G. Nigel 54–5, 149<br />

Glaser, Barney 124, 146<br />

Gla<strong>ss</strong>ner, Barry 50, 149<br />

Gobo, Giampietro 144, 151<br />

Goffman, Erving 107<br />

Golden-Biddle, Karen 130, 133, 146<br />

Goody, Jack 17, 33, 36, 146<br />

Graff, Agnieszka 92, 146<br />

Greimas, Algirdas Julien 66, 79–82, 84,<br />

87, 101, 138, 140, 141, 146<br />

Guba, Edwin G. 133, 146<br />

Gubrium, Jaber F. viii, 49, 51, 59, 144,<br />

146, 147, 151<br />

Guillet de Monthoux, Pierre 132, 144<br />

Gumbrecht, Hans Ulrich 11, 146<br />

Gusfield, Joseph 102–4, 114, 146<br />

Gustavsen, Bjørn 11, 146<br />

Habermas, Jürgen 11, 65–6, 69, 146<br />

Hammersley, Martyn 49, 146<br />

Harari, Jose V. 146<br />

Haraway, Donna 71–2, 87, 146<br />

Harré, Rom 4, 5, 101, 144, 146<br />

Hart, Chris 130, 147<br />

Hayles, Catherine 87, 147<br />

Helmers, Sabine 37, 147<br />

Herman, Ellen 115, 147<br />

Hernadi, Paul 60–75, 147<br />

Hirschman, Albert O. 127–9, 147<br />

Holstein, James A. viii, 49, 51, 59,<br />

146, 147<br />

Horney, Karen 114<br />

Iser, Wolfgang 2, 67–8, 75, 133,<br />

140, 147<br />

Jakobson, Roman 2, 96, 147<br />

James, William 67<br />

Jameson, Fredric 66, 75, 79<br />

Jau<strong>ss</strong>, Hans Robert 2, 67<br />

Johnson, Barbara 96, 147<br />

Johnson, Jeffrey C. 55, 147<br />

Jones, Jill 4, 151<br />

Kartvedt, Sindre 70, 147<br />

Kendall, Gavin 116, 147<br />

Kilduff, Martin 147<br />

Klamer, Arjo 147<br />

Knorr Cetina, Karin 132, 147<br />

Kostera, Monika 44, 147<br />

Kranas, Grazyna 46, 144<br />

Kunda, Gideon 45, 147<br />

Kundera, Milan 6, 147<br />

Kvale, Steinar 47–8, 59, 148<br />

Labov, William 2, 76, 148<br />

Lamarque, Peter 132, 148<br />

Lampert, Michelle D. 50, 145<br />

Landau, Misia 78–9, 81, 102, 148<br />

Lanham, Richard A. 22, 42, 123, 141, 148<br />

Lasch, Christopher 114<br />

Latour, Bruno 4, 52, 79–82, 84, 87, 91,<br />

102, 122, 126–7, 129, 132, 135, 148<br />

Law, John 134, 148<br />

Lejeune, Philippe 61, 148<br />

Lenoir, Timothy 87, 148<br />

Levine, George 130, 148, 152<br />

Lévi-Strau<strong>ss</strong>, Claude 2, 76, 105–6, 140, 148<br />

Lincoln, Yvonne S. 144<br />

Linde, Charlotte 31, 148<br />

Livingston, Eric 131, 145<br />

Locke, Karen D. 130, 133, 146<br />

Luckmann, Benita 39, 148<br />

Luckmann, Thomas 4, 50, 142<br />

Lyman, Stanford M. 53–4, 151<br />

Lynch, Michael 131, 145<br />

Lyotard, Jean-François 6–7, 12–13, 148<br />

MacIntyre, Alasdair 3, 5, 11, 13–14,<br />

136, 148<br />

Malinowski, Bronislaw 106–7<br />

Mandler, Jean Matter 82–3, 86, 91,<br />

109, 111, 123, 125, 149<br />

Mangham, Ian L. 3, 84, 149<br />

Marcus, George E. 62, 115, 121,<br />

130, 143, 149<br />

Martin, Joanne 61, 96–8, 101, 149<br />

McCloskey, D.N. 3, 40, 102, 108–12,<br />

116, 134, 149<br />

McGregor, Douglas 113<br />

Megill, Allan 102, 116, 149<br />

Metz, Thomas 151<br />

Miller, Jody 50, 149<br />

Mintzberg, Henry 112–15, 149<br />

Mishler, Elliot G. 51, 59, 61, 76, 86, 149<br />

Mitchell, W.J.T. 15, 55, 149<br />

Mulkay, Michael 54–5, 102, 149<br />

Nagel, Thomas 71, 149<br />

Narayan, Kirin 33, 149<br />

Nash, Cristopher 15, 115, 116, 149<br />

Nelson, John S. 102, 115, 116, 149<br />

Norris, Christopher 96, 150<br />

Orr, Julian E. 35, 39–40, 42, 46, 150<br />

Overington, Michael A. 3, 84, 149, 150<br />

Pears, Iain 62, 121, 150<br />

Peirce, Charles 67, 140<br />

Peters, Thomas 1. 112, 114–15


Polanyi, Karl 116, 150<br />

Polkinghorne, Donald E. 2, 3, 7–8, 15,<br />

82, 124–5, 150<br />

Propp, Vladimir 1, 2, 76–9, 82, 84,<br />

86–7, 109, 150<br />

Psathas, George 50, 150<br />

Rhodes, Carl 115, 150<br />

Richardson, Laurel 3, 150<br />

Ricoeur, Paul 2, 4, 64–5, 69–71, 74, 75,<br />

79, 84, 123, 150, 152<br />

Rie<strong>ss</strong>man, Catherine Kohler 50, 59,<br />

76, 150<br />

Robichaud, Daniel 87, 150<br />

Robinson, G.D. 64, 69, 150<br />

Rorty, Richard 11, 12–14, 63, 67–9, 80,<br />

96, 118, 121, 133, 136, 150<br />

Ryan, Marie-Laure 23, 125, 150<br />

Sacks, Harvey 4, 19, 38, 46, 73, 150<br />

Schank, Richard C. 82, 151<br />

Scheytt, Tobias 44, 151<br />

Schleiermacher, Friedrich E.D. 64, 75<br />

Scholes, Robert 2<br />

Schütz, Alfred 3–4, 11, 46, 67, 73, 151<br />

Scott, Martin B. 53–4, 151<br />

Seale, Clive 130, 144, 151<br />

Selden, Raman 66, 151<br />

Sen, Amarthya 129<br />

Sennett, Richard 14, 151<br />

Shotter, John 31, 151<br />

Sigman, Jill 118, 152<br />

Silverman, David viii–ix, 4, 49–50, 59, 60,<br />

88, 91, 94–5, 101, 142, 144,<br />

149, 151<br />

Silvers, Robert B. 3, 151<br />

Simonen, Leila 93, 151<br />

Simons, Herbert 102, 115, 151<br />

Sini, Carlo 141, 151<br />

Sköldberg, Kaj 22, 31, 41, 62, 151<br />

Slater, Philip 114<br />

AUTHOR INDEX 155<br />

Smircich, Linda 61, 112–15, 143<br />

Smith, Dorothy E. 61, 66–7, 75, 94, 151<br />

Soin, Kim 151<br />

Solow, Robert 40–1, 151<br />

Søderberg, Anne-Marie 87, 151<br />

Spradley, James P. 55, 151<br />

Stiglitz, Joseph E. 111, 152<br />

Strau<strong>ss</strong>, Anselm 124, 146<br />

ten Have, Paul 50, 152<br />

Tenkasi, Ramkrishnan V. 37–8, 45, 142<br />

Thompson, E.P. 33<br />

Thompson, James D. 74, 152<br />

Thompson, John B. 69, 74, 150, 152<br />

Thompson, Paul 33, 152<br />

Thurow, Lester 110–2<br />

Todorov, Tzvetan 2, 8, 19, 84, 125, 152<br />

Torode, Brian 4, 60, 88, 91, 94–5, 101, 152<br />

Turner, Victor 3, 152<br />

Van Fraa<strong>ss</strong>en, Bas C. 118, 152<br />

Van Maanen, John 61, 105, 118, 130, 152<br />

Veyne, Paul 132, 152<br />

Vico, Giambattista 6<br />

Waldo, Dwight 132, 152<br />

Waletzky, Joshua 2, 76, 148<br />

Waterman, Robert H. 112, 114–15<br />

Watson, Karen Ann 76, 152<br />

Watt, Ian 36, 146<br />

Weick, Karl 35, 39, 43, 152<br />

Weller, Susan C. 55, 147<br />

White, Hayden 2, 17, 22, 24, 41, 83,<br />

118, 122, 125, 138, 152<br />

Williams, Joseph M. 130, 143<br />

Wickham, Gary 116, 147<br />

Wolf, Margery 134, 135, 152<br />

Woolgar, Steve 122, 152<br />

Yanow, Dvora 134, 152


Subject Index<br />

accounts 4, 53–4<br />

actant model 79–82, 84, 86, 101, 138<br />

annals 17–20, 23–4<br />

apology 121, 138<br />

archetype 104–5<br />

author-evacuated texts 105, 108, 140<br />

author-saturated texts 105–8, 140<br />

autobiography (see also life stories) 5, 10<br />

Bildungsroman 126–7, 138<br />

Burke’s pentad 84, 103–4, 138<br />

comedy 21–2, 41<br />

chronicle 17–20, 23–4, 31, 43–4, 50,<br />

117, 119<br />

contract between the author and the reader<br />

fictional 8–9, 119, 120, 136<br />

referential 9, 119, 120, 136<br />

conversation analysis (CA) viii, 50<br />

criteria<br />

ostensive 11, 133<br />

performative 13, 133–4<br />

critical incident technique 43–4<br />

deconstruction 68, 88, 96–101, 112–15,<br />

135, 136<br />

discourse 69–71, 89, 105, 112–15<br />

discourse analysis (DA) viii<br />

distanciation 69–70<br />

dramatist analysis 102–4, 138<br />

emplotment 17, 19–31, 62, 83–5, 101,<br />

122–8, 138<br />

enacted <strong>narrative</strong> 3, 13<br />

epos 41<br />

ethnomethodology 4, 67, 83–4<br />

eulogy 121, 138<br />

evolution theories 78–9, 102<br />

exegesis 63–4, 121, 138<br />

explanation 60–1, 63–71, 73–4<br />

constructivist 67–9, 71<br />

institutionalist 68–9<br />

objectivist 65–7, 69, 71<br />

subjectivist 63–5, 67–8, 71<br />

explication 60–4, 73, 91, 119<br />

exploration 60–1, 68, 71–2<br />

factual <strong>narrative</strong>s 8, 132, 135<br />

fictional <strong>narrative</strong>s 8, 132, 135<br />

feminism 61, 66–7, 71–2, 89–91,<br />

92–5, 96–8<br />

formalism 2, 10, 76, 136, 138–9<br />

gender 37, 89–91, 92–6, 114<br />

genealogy 112–15<br />

genre 68–9, 129, 135, 136<br />

hermeneutic circle (see also hermeneutic<br />

spiral, hermeneutic arc) 66, 71, 139<br />

hermeneutic triad 60–75<br />

hermeneutics 2, 4, 63–6, 69, 139<br />

hyperbole 42, 139<br />

hypothyposis 120, 139<br />

identity switching 54<br />

intentio auctoris 63–4, 70, 139<br />

intentio lectoris 63, 68–9, 139<br />

intentio operis 68–9, 82, 139, 140<br />

interpretive community 68, 82<br />

interruption 60, 91–6<br />

interviews 47–59<br />

irony 20–2, 107<br />

life stories (see also autobiography)<br />

31, 50–1<br />

logic of representation 49, 52–4<br />

Marxism 65–7<br />

meta<strong>narrative</strong>s 12–13<br />

metaphor 20–2, 104, 108–12, 118, 133<br />

metonymy 20–2, 104, 139<br />

mimesis 23–4, 31, 41, 117–22,<br />

125, 139<br />

mode of knowing<br />

logico-scientific 7–10, 24, 51<br />

<strong>narrative</strong> 6–10<br />

morality play 104–5<br />

morphology 76–8


mystification 54<br />

myth 104, 106<br />

<strong>narrative</strong> fidelity 10<br />

<strong>narrative</strong> probability 10<br />

<strong>narrative</strong> quest 13<br />

<strong>narrative</strong> rationality 10<br />

<strong>narrative</strong> trajectory 79–82, 101, 139<br />

new criticism 2, 68<br />

oral history 33–5, 52<br />

paradigm (substitution, transformation) 10,<br />

81, 83, 125, 126–7, 134, 140<br />

phenomenology 4, 64, 67, 73<br />

plot 7, 19–31, 62, 84–6, 101, 122–9<br />

ending-embedded 20, 78, 81, 83, 109,<br />

125, 126, 138<br />

outcome-embedded 81, 83, 125, 126,<br />

128–9, 139<br />

polyphony 62, 121–2, 140<br />

poststructuralism 70, 88–90, 140<br />

pragmatism 4, 63, 67–9<br />

reader-response theory 2, 65, 67–8,<br />

133, 140<br />

reader (implied reader)<br />

critical (semiotic) 60, 68, 129<br />

naive (semantic) 60, 68<br />

reading<br />

as poaching 121, 135<br />

close 88, 101, 121<br />

dominant 62, 68<br />

exegetic 63–4, 121, 138<br />

inspired 68, 71, 121, 136<br />

marginal 62, 68<br />

methodical 68, 71, 121<br />

novel 62–3<br />

realism 118<br />

SUBJECT INDEX 157<br />

referral 54<br />

reformatory tract 106<br />

rhetorical analysis 61, 84, 102–4,<br />

108–12, 123–4<br />

romance 21–2, 41<br />

saga 36–7<br />

satire 21–2, 129<br />

schema 82–3<br />

script 82–3<br />

seduction 112–15<br />

semantics 140<br />

semiology (semiotics) 2, 61, 76, 83,<br />

91, 140<br />

sensemaking 39<br />

signature 105, 140<br />

story grammar 82–3<br />

structural analysis 41, 61, 76–87,<br />

109, 135<br />

structuralism 2, 10, 70, 76–82, 88–9,<br />

105–6, 109, 140<br />

symbolic interactionism 4, 49<br />

synecdoche 20–2, 140<br />

syntagm (a<strong>ss</strong>ociation, succe<strong>ss</strong>ion) 81,<br />

83, 125, 126, 134, 140<br />

time<br />

chronological 52<br />

cyclical 52<br />

kairotic 52, 139<br />

tragedy 21–2, 41<br />

travelogue 105, 141<br />

tropes (figures of speech) 20–2,<br />

104–5, 118<br />

variegated speech (heteroglo<strong>ss</strong>ia) 62, 121<br />

work-worlds 40

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